0000919574-17-001665.txt : 20170214 0000919574-17-001665.hdr.sgml : 20170214 20170213192337 ACCESSION NUMBER: 0000919574-17-001665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 17601657 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 12-31-2016 12-31-2016 false CAXTON CORP

731 Alexander Road Building 2 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 02-13-2017 0 12 29311 true INFORMATION TABLE 2 infotable.xml ACLARIS THERAPEUTICS INC COM 00461U105 359 13241 SH SOLE 13241 0 0 ADIENT PLC ORD SHS G0084W101 278 4737 SH SOLE 4737 0 0 AGILE THERAPEUTICS INC COM 00847L100 12104 2123567 SH SOLE 2123567 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 213 17931 SH SOLE 17931 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1458 8945 SH SOLE 8945 0 0 CIDARA THERAPEUTICS INC COM 171757107 212 20358 SH SOLE 20358 0 0 CM FIN INC COM 12574Q103 398 42757 SH SOLE 42757 0 0 GARRISON CAP INC COM 366554103 487 52128 SH SOLE 52128 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 338 21923 SH SOLE 21923 0 0 STELLUS CAP INVT CORP COM 858568108 188 15593 SH SOLE 15593 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 12948 5394994 SH SOLE 5394994 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 328 7548 SH SOLE 7548 0 0