0000919574-15-008058.txt : 20151116 0000919574-15-008058.hdr.sgml : 20151116 20151116094803 ACCESSION NUMBER: 0000919574-15-008058 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON CORP CENTRAL INDEX KEY: 0001388551 IRS NUMBER: 222437619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15293 FILM NUMBER: 151232120 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD STREET 2: BUILDING 2 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001388551 XXXXXXXX 09-30-2015 09-30-2015 false CAXTON CORP

731 Alexander Road Building 2 Princeton NJ 08540

13F HOLDINGS REPORT 028-15293 N Heath Weisberg 212-205-6805 /s/ Heath Weisberg Princeton NJ 11-16-2015 0 19 74143 true INFORMATION TABLE 2 infotable.xml AGILE THERAPEUTICS INC COM 00847L100 155 23035 SH SOLE 23035 0 0 AMERICAN CAP LTD COM 02503Y103 894 73558 SH SOLE 73558 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 309 23888 SH SOLE 23888 0 0 CELATOR PHARMACEUTICALS INC COM 15089R102 3729 2246469 SH SOLE 2246469 0 0 CM FIN INC COM 12574Q103 150 14658 SH SOLE 14658 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 310 52889 SH SOLE 52889 0 0 FIFTH STREET FINANCE CORP COM 31678A103 98 15867 SH SOLE 15867 0 0 INVUITY INC COM NEW 46187J205 475 33905 SH SOLE 33905 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 436 31733 SH Call SOLE 31733 0 0 MEDLEY CAP CORP COM 58503F106 216 29089 SH SOLE 29089 0 0 MEDLEY MGMT INC CL A COM 58503T106 233 35259 SH SOLE 35259 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 281 28207 SH SOLE 28207 0 0 NUVEEN SR INCOME FD COM 67067Y104 417 70518 SH SOLE 70518 0 0 PIONEER FLOATING RATE TR COM 72369J102 369 32637 SH SOLE 32637 0 0 PRONAI THERAPEUTICS INC COM 74346L101 938 45719 SH SOLE 45719 0 0 SOLAR CAP LTD COM 83413U100 318 20098 SH SOLE 20098 0 0 STELLUS CAP INVT CORP COM 858568108 213 21155 SH SOLE 21155 0 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 64500 37069140 SH SOLE 37069140 0 0 SYNTA PHARMACEUTICALS CORP COM 87162T206 99 57000 SH Call SOLE 57000 0 0