0001388443-11-000003.txt : 20110721
0001388443-11-000003.hdr.sgml : 20110721
20110721082147
ACCESSION NUMBER: 0001388443-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110721
DATE AS OF CHANGE: 20110721
EFFECTIVENESS DATE: 20110721
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Palisades Hudson Asset Management, L.P.
CENTRAL INDEX KEY: 0001388443
IRS NUMBER: 760773849
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12109
FILM NUMBER: 11978755
BUSINESS ADDRESS:
STREET 1: 2 OVERHILL ROAD
STREET 2: SUITE 100
CITY: SCARSDALE
STATE: NY
ZIP: 10583
BUSINESS PHONE: 914-723-5000
MAIL ADDRESS:
STREET 1: 2 OVERHILL ROAD
STREET 2: SUITE 100
CITY: SCARSDALE
STATE: NY
ZIP: 10583
13F-HR
1
palisades.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Palisades Hudson Asset Management, L.P.
Address: 2 Overhill Road, Suite 100
Scarsdale, NY 10583
Form 13F File Number: 028-12109
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Jacobs
Title: Chief Compliance Officer
Phone: 678-500-8620
Signature, Place, and Date of Signing:
/s/ Paul Jacobs Atlanta, GA 7-21-2011
--------------------- ------------- ---------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-______________ _______________________________
[Repeat as necessary.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 62
Form 13F Information Table Value Total: $ 117,611
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Form 13F File Number Name
1.028-11964 Aperio Group LLC
Consolidated Positions as of 6-30-11
Title of Investment Other Voting
Name of Issuer Class CUSIP Value Shares Discretion Managers Authority
- ----------------------------------------------------------------------------------------------------------------------
3m Company Common 88579Y101 240,349.90 2,534 Shared-Other 1 None
A T & T Corp Common 00206R102 720,890.91 22,951 Shared-Other 1 None
Abbott Laboratories Common 002824100 375,022.74 7,127 Shared-Other 1 None
Amazon.com Inc Common 023135106 224,939.00 1,100 Shared-Other 1 None
Apple Inc Common 037833100 986,869.80 2,940 Shared-Other 1 None
Apple Inc Common 037833100 1,007.01 3 Full Discretion/Sole N/A Sole
Automatic Data Processing Common 053015103 248,017.44 4,708 Shared-Other 1 None
Berkshire Hathaway Inc Del Cl Common 084670702 276,359.69 3,571 Shared-Other 1 None
Berkshire Hathaway Inc Del Cl Common 084670702 3,161,381.50 44,421 Full Discretion/Sole N/A Sole
BP Plc ADR Common 055622104 452,112.32 10,208 Shared-Other 1 None
Bristol-Myers Squibb Co Common 110122108 211,697.60 7,310 Shared-Other 1 None
CH Robinson Worldwide Inc Common 12541W209 690,953.76 8,764 Shared-Other 1 None
ChevronTexaco Common 166764100 422,980.92 4,113 Shared-Other 1 None
Coca Cola Company Common 191216100 494,446.92 7,348 Shared-Other 1 None
Colgate-Palmolive Co Common 194162103 10,045,332.02 114,922 Full Discretion/Sole N/A Sole
Comerica Incorporated Common 200340107 264,667.92 7,656 Shared-Other 1 None
Deere & Co Common 244199105 251,719.85 3,053 Shared-Other 1 None
DirecTV Group Inc Common 25459L106 255,726.24 5,032 Shared-Other 1 None
DJ Wilshire REIT Common 78464A607 374,858.49 5,628.51 Full Discretion/Sole N/A Sole
Eli Lilly & Company Common 532457108 231,409.98 6,166 Shared-Other 1 None
Exxon Mobil Corporation Common 30231G102 1,499,182.36 18,422 Shared-Other 1 None
Family Dollar Stores Common 307000109 500,266.08 9,518 Shared-Other 1 None
Ford Motor Company Common 345370860 171,740.66 12,454 Shared-Other 1 None
General Electric Company Common 369604103 819,448.14 43,449 Shared-Other 1 None
Genworth Financial Inc Common 37247D106 236,440.00 23,000 Shared-Other 1 None
Goldman Sachs Group Inc Common 38141G104 433,873.40 3,260 Shared-Other 1 None
Google Inc Common 38259P508 369,657.40 730 Shared-Other 1 None
Home Depot Inc Common 437076102 202,107.60 5,580 Shared-Other 1 None
Intel Corp Common 458140100 431,233.60 19,460 Shared-Other 1 None
Intl Business Machines Common 459200101 808,000.50 4,710 Shared-Other 1 None
iShares MSCI All Country Asia Common 464288182 259,561.80 4,185.81 Full Discretion/Sole N/A Sole
iShares MSCI Australia Index Common 464286103 3,429,321.51 131,643.82 Full Discretion/Sole N/A Sole
iShares MSCI Canada Index Common 464286509 2,199,478.23 69,449.90 Full Discretion/Sole N/A Sole
iShares MSCI EAFE Small Cap In Common 464288273 229,443.46 5,258.85 Full Discretion/Sole N/A Sole
iShares MSCI Japan Idx Fd Common 464286848 7,282,484.97 698,224.83 Full Discretion/Sole N/A Sole
iShares Russell 2000 Value Ind Common 464287630 3,140,631.66 42,782.07 Full Discretion/Sole N/A Sole
iShares S&P Europe 350 Index Common 464287861 3,733,291.60 88,718.91 Full Discretion/Sole N/A Sole
iShares S&P North American Nat Common 464287374 228,361.29 5,230.45 Full Discretion/Sole N/A Sole
iShares S&P SmallCap 600 Index Common 464287804 10,375,081.23 141,504.11 Full Discretion/Sole N/A Sole
iShares S&P SmallCap 600 Value Common 464287879 5,048,646.39 67,976.93 Full Discretion/Sole N/A Sole
iShares Trust Russell 2000 Ind Common 464287655 301,019.38 3,635.50 Full Discretion/Sole N/A Sole
iShares Trust S&P 500 Index Common 464287200 19,705,646.29 148,811.71 Full Discretion/Sole N/A Sole
Johnson & Johnson Common 478160104 901,811.64 13,557 Shared-Other 1 None
Johnson & Johnson Common 478160104 1,019,951.16 15,333 Full Discretion/Sole N/A Sole
JP Morgan Chase Common 46625H100 450,954.10 11,015 Shared-Other 1 None
Leggett & Platt Inc Common 524660107 252,942.50 10,375 Shared-Other 1 None
Lexmark Intl Inc Cl A Common 529771107 244,467.30 8,355 Shared-Other 1 None
Microsoft Corp Common 594918104 443,430.00 17,055 Shared-Other 1 None
Microsoft Corp Common 594918104 130,624.00 5,024 Full Discretion/Sole N/A Sole
Occidental Petroleum Corp Common 674599105 320,443.20 3,080 Shared-Other 1 None
Oracle Corp Common 68389X105 512,803.62 15,582 Shared-Other 1 None
Pepsico Incorporated Common 713448108 404,761.21 5,747 Shared-Other 1 None
Pfizer Incorporated Common 717081103 447,308.40 21,714 Shared-Other 1 None
Philip Morris International In Common 718172109 397,281.50 5,950 Shared-Other 1 None
PNC Financial Services Group Common 693475105 356,288.97 5,977 Shared-Other 1 None
Praxair Inc Common 74005P104 231,304.26 2,134 Shared-Other 1 None
Prudential Financial Inc Common 744320102 216,841.90 3,410 Shared-Other 1 None
Qualcomm Inc Common 747525103 247,717.98 4,362 Shared-Other 1 None
Schlumberger Ltd Common 806857108 351,648.00 4,070 Shared-Other 1 None
SPDR S&P 500 Common 78462F103 27,487,931.80 208,289.25 Full Discretion/Sole N/A Sole
Sprint Nextel Corporation Common 852061100 118,741.70 22,030 Shared-Other 1 None
Sprint Nextel Corporation Common 852061100 5,961.34 1,106 Full Discretion/Sole N/A Sole
The Southern Company Common 842587107 249,104.22 6,169 Shared-Other 1 None
Walt Disney Co Common 254687106 230,531.20 5,905 Shared-Other 1 None
Walt Disney Co Common 254687106 780.80 20 Full Discretion/Sole N/A Sole
Wellpoint Hlth Ntwks New Common 94973V107 417,481.00 5,300 Shared-Other 1 None
Wells Fargo & Co Common 949746101 355,548.26 12,671 Shared-Other 1 None
Yum Brands Inc Common 988498101 478,378.40 8,660 Shared-Other 1 None