0001388443-11-000003.txt : 20110721 0001388443-11-000003.hdr.sgml : 20110721 20110721082147 ACCESSION NUMBER: 0001388443-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110721 DATE AS OF CHANGE: 20110721 EFFECTIVENESS DATE: 20110721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Palisades Hudson Asset Management, L.P. CENTRAL INDEX KEY: 0001388443 IRS NUMBER: 760773849 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12109 FILM NUMBER: 11978755 BUSINESS ADDRESS: STREET 1: 2 OVERHILL ROAD STREET 2: SUITE 100 CITY: SCARSDALE STATE: NY ZIP: 10583 BUSINESS PHONE: 914-723-5000 MAIL ADDRESS: STREET 1: 2 OVERHILL ROAD STREET 2: SUITE 100 CITY: SCARSDALE STATE: NY ZIP: 10583 13F-HR 1 palisades.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Palisades Hudson Asset Management, L.P. Address: 2 Overhill Road, Suite 100 Scarsdale, NY 10583 Form 13F File Number: 028-12109 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Jacobs Title: Chief Compliance Officer Phone: 678-500-8620 Signature, Place, and Date of Signing: /s/ Paul Jacobs Atlanta, GA 7-21-2011 --------------------- ------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 62 Form 13F Information Table Value Total: $ 117,611 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1.028-11964 Aperio Group LLC
Consolidated Positions as of 6-30-11 Title of Investment Other Voting Name of Issuer Class CUSIP Value Shares Discretion Managers Authority - ---------------------------------------------------------------------------------------------------------------------- 3m Company Common 88579Y101 240,349.90 2,534 Shared-Other 1 None A T & T Corp Common 00206R102 720,890.91 22,951 Shared-Other 1 None Abbott Laboratories Common 002824100 375,022.74 7,127 Shared-Other 1 None Amazon.com Inc Common 023135106 224,939.00 1,100 Shared-Other 1 None Apple Inc Common 037833100 986,869.80 2,940 Shared-Other 1 None Apple Inc Common 037833100 1,007.01 3 Full Discretion/Sole N/A Sole Automatic Data Processing Common 053015103 248,017.44 4,708 Shared-Other 1 None Berkshire Hathaway Inc Del Cl Common 084670702 276,359.69 3,571 Shared-Other 1 None Berkshire Hathaway Inc Del Cl Common 084670702 3,161,381.50 44,421 Full Discretion/Sole N/A Sole BP Plc ADR Common 055622104 452,112.32 10,208 Shared-Other 1 None Bristol-Myers Squibb Co Common 110122108 211,697.60 7,310 Shared-Other 1 None CH Robinson Worldwide Inc Common 12541W209 690,953.76 8,764 Shared-Other 1 None ChevronTexaco Common 166764100 422,980.92 4,113 Shared-Other 1 None Coca Cola Company Common 191216100 494,446.92 7,348 Shared-Other 1 None Colgate-Palmolive Co Common 194162103 10,045,332.02 114,922 Full Discretion/Sole N/A Sole Comerica Incorporated Common 200340107 264,667.92 7,656 Shared-Other 1 None Deere & Co Common 244199105 251,719.85 3,053 Shared-Other 1 None DirecTV Group Inc Common 25459L106 255,726.24 5,032 Shared-Other 1 None DJ Wilshire REIT Common 78464A607 374,858.49 5,628.51 Full Discretion/Sole N/A Sole Eli Lilly & Company Common 532457108 231,409.98 6,166 Shared-Other 1 None Exxon Mobil Corporation Common 30231G102 1,499,182.36 18,422 Shared-Other 1 None Family Dollar Stores Common 307000109 500,266.08 9,518 Shared-Other 1 None Ford Motor Company Common 345370860 171,740.66 12,454 Shared-Other 1 None General Electric Company Common 369604103 819,448.14 43,449 Shared-Other 1 None Genworth Financial Inc Common 37247D106 236,440.00 23,000 Shared-Other 1 None Goldman Sachs Group Inc Common 38141G104 433,873.40 3,260 Shared-Other 1 None Google Inc Common 38259P508 369,657.40 730 Shared-Other 1 None Home Depot Inc Common 437076102 202,107.60 5,580 Shared-Other 1 None Intel Corp Common 458140100 431,233.60 19,460 Shared-Other 1 None Intl Business Machines Common 459200101 808,000.50 4,710 Shared-Other 1 None iShares MSCI All Country Asia Common 464288182 259,561.80 4,185.81 Full Discretion/Sole N/A Sole iShares MSCI Australia Index Common 464286103 3,429,321.51 131,643.82 Full Discretion/Sole N/A Sole iShares MSCI Canada Index Common 464286509 2,199,478.23 69,449.90 Full Discretion/Sole N/A Sole iShares MSCI EAFE Small Cap In Common 464288273 229,443.46 5,258.85 Full Discretion/Sole N/A Sole iShares MSCI Japan Idx Fd Common 464286848 7,282,484.97 698,224.83 Full Discretion/Sole N/A Sole iShares Russell 2000 Value Ind Common 464287630 3,140,631.66 42,782.07 Full Discretion/Sole N/A Sole iShares S&P Europe 350 Index Common 464287861 3,733,291.60 88,718.91 Full Discretion/Sole N/A Sole iShares S&P North American Nat Common 464287374 228,361.29 5,230.45 Full Discretion/Sole N/A Sole iShares S&P SmallCap 600 Index Common 464287804 10,375,081.23 141,504.11 Full Discretion/Sole N/A Sole iShares S&P SmallCap 600 Value Common 464287879 5,048,646.39 67,976.93 Full Discretion/Sole N/A Sole iShares Trust Russell 2000 Ind Common 464287655 301,019.38 3,635.50 Full Discretion/Sole N/A Sole iShares Trust S&P 500 Index Common 464287200 19,705,646.29 148,811.71 Full Discretion/Sole N/A Sole Johnson & Johnson Common 478160104 901,811.64 13,557 Shared-Other 1 None Johnson & Johnson Common 478160104 1,019,951.16 15,333 Full Discretion/Sole N/A Sole JP Morgan Chase Common 46625H100 450,954.10 11,015 Shared-Other 1 None Leggett & Platt Inc Common 524660107 252,942.50 10,375 Shared-Other 1 None Lexmark Intl Inc Cl A Common 529771107 244,467.30 8,355 Shared-Other 1 None Microsoft Corp Common 594918104 443,430.00 17,055 Shared-Other 1 None Microsoft Corp Common 594918104 130,624.00 5,024 Full Discretion/Sole N/A Sole Occidental Petroleum Corp Common 674599105 320,443.20 3,080 Shared-Other 1 None Oracle Corp Common 68389X105 512,803.62 15,582 Shared-Other 1 None Pepsico Incorporated Common 713448108 404,761.21 5,747 Shared-Other 1 None Pfizer Incorporated Common 717081103 447,308.40 21,714 Shared-Other 1 None Philip Morris International In Common 718172109 397,281.50 5,950 Shared-Other 1 None PNC Financial Services Group Common 693475105 356,288.97 5,977 Shared-Other 1 None Praxair Inc Common 74005P104 231,304.26 2,134 Shared-Other 1 None Prudential Financial Inc Common 744320102 216,841.90 3,410 Shared-Other 1 None Qualcomm Inc Common 747525103 247,717.98 4,362 Shared-Other 1 None Schlumberger Ltd Common 806857108 351,648.00 4,070 Shared-Other 1 None SPDR S&P 500 Common 78462F103 27,487,931.80 208,289.25 Full Discretion/Sole N/A Sole Sprint Nextel Corporation Common 852061100 118,741.70 22,030 Shared-Other 1 None Sprint Nextel Corporation Common 852061100 5,961.34 1,106 Full Discretion/Sole N/A Sole The Southern Company Common 842587107 249,104.22 6,169 Shared-Other 1 None Walt Disney Co Common 254687106 230,531.20 5,905 Shared-Other 1 None Walt Disney Co Common 254687106 780.80 20 Full Discretion/Sole N/A Sole Wellpoint Hlth Ntwks New Common 94973V107 417,481.00 5,300 Shared-Other 1 None Wells Fargo & Co Common 949746101 355,548.26 12,671 Shared-Other 1 None Yum Brands Inc Common 988498101 478,378.40 8,660 Shared-Other 1 None