-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9C++pr5/tjJ4L3aba+rG0qep789GIU4bZdwMgwbaFmgtNwydlSRSg/jEcuIdMqj aDjEh71kv89yzJoIarQs6Q== 0001388443-10-000004.txt : 20101029 0001388443-10-000004.hdr.sgml : 20101029 20101029145026 ACCESSION NUMBER: 0001388443-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101029 DATE AS OF CHANGE: 20101029 EFFECTIVENESS DATE: 20101029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Palisades Hudson Asset Management, L.P. CENTRAL INDEX KEY: 0001388443 IRS NUMBER: 760773849 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12109 FILM NUMBER: 101151383 BUSINESS ADDRESS: STREET 1: 2 OVERHILL ROAD STREET 2: SUITE 100 CITY: SCARSDALE STATE: NY ZIP: 10583 BUSINESS PHONE: 914-723-5000 MAIL ADDRESS: STREET 1: 2 OVERHILL ROAD STREET 2: SUITE 100 CITY: SCARSDALE STATE: NY ZIP: 10583 13F-HR 1 palisades.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Palisades Hudson Asset Management, L.P. Address: 2 Overhill Road, Suite 100 Scarsdale, NY 10583 Form 13F File Number: 028-12109 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Jacobs Title: Chief Compliance Officer Phone: 678-500-8620 Signature, Place, and Date of Signing: /s/ Paul Jacobs Atlanta, GA 10-29-2010 --------------------- ------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: $ 107,728 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1.028-11964 Aperio Group LLC
Consolidated Positions as of 9-30-10 Title of Investment Other Voting Name of Issuer Class CUSIP Value Shares Discretion Managers Authority - - ---------------------------------------------------------------------------------------------------------------------- 3m Company Common 88579Y101 219,723.14 2,534 Shared-Other 1 None A T & T Corp Common 00206R102 656,084.00 22,940 Shared-Other 1 None A T & T Corp Common 00206R102 686.40 24 Full Discretion/Sole N/A Sole Abbott Laboratories Common 002824100 356,433.52 6,823 Shared-Other 1 None Apple Inc Common 037833100 834,225.00 2,940 Shared-Other 1 None Bank Of America Corp Common 060505104 300,060.35 22,901 Shared-Other 1 None Berkshire Hathaway Inc Del Cl Common 084670702 303,600.96 3,672 Shared-Other 1 None Berkshire Hathaway Inc Del Cl Common 084670702 3,377,478.00 40,850 Full Discretion/Sole N/A Sole BP Plc ADR Common 055622104 420,263.36 10,208 Shared-Other 1 None CH Robinson Worldwide Inc Common 12541W209 612,778.88 8,764 Shared-Other 1 None ChevronTexaco Common 166764100 330,278.75 4,075 Shared-Other 1 None Cisco Systems Inc Common 17275R102 268,275.00 12,250 Shared-Other 1 None Cisco Systems Inc Common 17275R102 21.90 1 Full Discretion/Sole N/A Sole Citigroup Common 172967101 103,822.23 26,553 Shared-Other 1 None Coca Cola Company Common 191216100 428,951.60 7,330 Shared-Other 1 None Colgate-Palmolive Co Common 194162103 8,850,967.02 115,157 Full Discretion/Sole N/A Sole Comerica Incorporated Common 200340107 284,420.40 7,656 Shared-Other 1 None Deere & Co Common 244199105 213,038.34 3,053 Shared-Other 1 None DirecTV Group Inc Common 25459L106 209,482.16 5,032 Shared-Other 1 None DJ Wilshire REIT Common 78464A607 337,973.06 5,894.19 Full Discretion/Sole N/A Sole Eli Lilly & Company Common 532457108 219,874.07 6,019 Shared-Other 1 None Exxon Mobil Corporation Common 30231G102 1,138,295.38 18,422 Shared-Other 1 None Family Dollar Stores Common 307000109 420,314.88 9,518 Shared-Other 1 None Ford Motor Company Common 345370860 143,832.24 11,751 Shared-Other 1 None General Electric Company Common 369604103 581,815.00 35,804 Shared-Other 1 None Genworth Financial Inc Common 37247D106 281,060.00 23,000 Shared-Other 1 None Genzyme Corp Genl Common 372917104 342,765.18 4,842 Shared-Other 1 None Goldman Sachs Group Inc Common 38141G104 201,833.68 1,396 Shared-Other 1 None Google Common 38259P508 383,826.70 730 Shared-Other 1 None Hewlett-Packard Company Common 428236103 230,122.90 5,470 Shared-Other 1 None Intel Corp Common 458140100 373,632.00 19,460 Shared-Other 1 None Intl Business Machines Common 459200101 631,799.40 4,710 Shared-Other 1 None iShares MSCI All Country Asia Common 464288182 293,784.29 4,855.14 Full Discretion/Sole N/A Sole iShares MSCI Australia Index Common 464286103 3,193,623.50 134,525 Full Discretion/Sole N/A Sole iShares MSCI Canada Index Common 464286509 2,178,198.20 77,709.53 Full Discretion/Sole N/A Sole iShares MSCI Japan Idx Fd Common 464286848 6,743,759.36 682,221.49 Full Discretion/Sole N/A Sole iShares Russell 2000 Value Ind Common 464287630 3,144,934.44 50,732.93 Full Discretion/Sole N/A Sole iShares S&P Europe 350 Index Common 464287861 3,793,882.11 100,234.67 Full Discretion/Sole N/A Sole iShares S&P SmallCap 600 Index Common 464287804 8,634,544.01 146,125.30 Full Discretion/Sole N/A Sole iShares S&P SmallCap 600 Value Common 464287879 4,193,412.45 67,450.74 Full Discretion/Sole N/A Sole iShares Trust Russell 2000 Ind Common 464287655 298,468.41 4,421.75 Full Discretion/Sole N/A Sole iShares Trust S&P 500 Index Common 464287200 17,603,686.15 153,757.41 Full Discretion/Sole N/A Sole Johnson & Johnson Common 478160104 831,627.12 13,422 Shared-Other 1 None Johnson & Johnson Common 478160104 950,032.68 15,333 Full Discretion/Sole N/A Sole JP Morgan Chase Common 46625H100 400,086.72 10,512 Shared-Other 1 None Leggett & Platt Inc Common 524660107 236,135.00 10,375 Shared-Other 1 None Lexmark Intl Inc Cl A Common 529771107 372,800.10 8,355 Shared-Other 1 None Merck & Co Inc Common 589331107 266,467.59 7,239 Shared-Other 1 None Microsoft Corp Common 594918104 362,452.00 14,800 Shared-Other 1 None Microsoft Corp Common 594918104 123,037.76 5,024 Full Discretion/Sole N/A Sole Occidental Pete Corp Common 674599105 241,164.00 3,080 Shared-Other 1 None Oracle Corp Common 68389X105 418,376.70 15,582 Shared-Other 1 None Pepsico Incorporated Common 713448108 364,157.64 5,481 Shared-Other 1 None Pfizer Incorporated Common 717081103 326,796.61 19,033 Shared-Other 1 None Philip Morris International In Common 718172109 333,319.00 5,950 Shared-Other 1 None PNC Financial Services Group Common 693475105 310,266.07 5,977 Shared-Other 1 None ProLogis Trust Common 743410102 132,053.80 11,210 Shared-Other 1 None Schlumberger Ltd Common 806857108 250,752.70 4,070 Shared-Other 1 None SPDR Trust Unit Sr 1 Common 78462F103 27,318,180.59 239,360.21 Full Discretion/Sole N/A Sole Sprint Nextel Corporation Common 852061100 101,998.90 22,030 Shared-Other 1 None Sprint Nextel Corporation Common 852061100 5,120.78 1,106 Full Discretion/Sole N/A Sole The Southern Company Common 842587107 229,733.56 6,169 Shared-Other 1 None Wellpoint Hlth Ntwks New Common 94973V107 300,192.00 5,300 Shared-Other 1 None Wells Fargo & Co Common 949746101 318,232.17 12,671 Shared-Other 1 None Yum Brands Inc Common 988498101 398,879.60 8,660 Shared-Other 1 None
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