0000897069-11-000261.txt : 20110421 0000897069-11-000261.hdr.sgml : 20110421 20110421170920 ACCESSION NUMBER: 0000897069-11-000261 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110421 DATE AS OF CHANGE: 20110421 EFFECTIVENESS DATE: 20110421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tactical Allocation Group LLC CENTRAL INDEX KEY: 0001388348 IRS NUMBER: 371486238 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12156 FILM NUMBER: 11774083 BUSINESS ADDRESS: STREET 1: 322 NORTH OLD WOODWARD, SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-283-2520 MAIL ADDRESS: STREET 1: 322 NORTH OLD WOODWARD, SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 13F-HR 1 tag13f033111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tactical Allocation Group, LLC Address: 139 S. Old Woodward Ave. Birmingham, MI 48009 Form 13F File Number: 028-12156 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James F. Peters, Jr. Title: Chief Executive Officer Phone: (248) 283-2520 Signature, Place, and Date of Signing: /s/ James F. Peters, Jr. Birmingham, MI April 21, 2011 ------------------------------------------------------------------------------- James F. Peters, Jr. City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported byother reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 22 ------------ Form 13F Information Table Value Total: $437,368 ------------ (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE Name of Reporting Manager: Tactical Allocation Group, LLC Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 7,183 139,881 SH SOLE 4,657 0 135,224 ISHARES TR BARCLYS TIPS BD 464287176 27,144 248,662 SH SOLE 10,009 0 238,653 ISHARES TR MSCI EMERG MKT 464287234 44,837 921,233 SH SOLE 58,557 0 862,676 ISHARES TR IBOXX INV CPBD 464287242 13,474 124,522 SH SOLE 4,279 0 120,243 ISHARES TR S&P NA NAT RES 464287374 12,732 271,749 SH SOLE 14,644 0 257,105 ISHARES TR RUSSELL MCP GR 464287481 19,873 326,266 SH SOLE 24,873 0 301,393 ISHARES TR RUSSELL 1000 GRW 464287614 59,733 987,815 SH SOLE 56,984 0 930,831 ISHARES TR RUSL 2000 GROW 464287648 1,656 17,369 SH SOLE 4,462 0 12,907 ISHARES TR JPMORGAN USD 464288281 47,782 448,108 SH SOLE 18,259 0 429,849 ISHARES TR S&P NTL AMTFREE 464288414 560 5,633 SH SOLE 0 0 5,633 ISHARES TR HIGH YLD CORP 464288513 26,194 284,842 SH SOLE 11,333 0 273,509 ISHARES TR US PFD STK IDX 464288687 57,450 1,448,926 SH SOLE 58,036 0 1,390,890 ISHARES TR S&P GRWTH ALL 464289867 411 12,628 SH SOLE 0 0 12,628 ISHARES TR S&P MODERATE 464289875 1,197 39,221 SH SOLE 0 0 39,221 ISHARES SILVER TRUST ISHARES 46428Q109 1,441 39,180 SH SOLE 6,312 0 32,868 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 9,245 153,822 SH SOLE 12,224 0 141,598 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 17,939 666,974 SH SOLE 54,781 0 612,193 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 828 29,147 SH SOLE 0 0 29,147 SPDR GOLD TRUST GOLD SHS 78463V107 25,459 182,032 SH SOLE 9,489 0 172,543 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 32,457 602,612 SH SOLE 45,883 0 556,729 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 16,934 536,071 SH SOLE 33,450 0 502,621 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 12,839 165,812 SH SOLE 5,905 0 159,907 TOTAL 437,368