-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OCAbNv/yp4DoFq5ABvAYqQxhmT8LdyK2Dln0xEsPJv/dPkSonyhGOE0dc83Q1HIU fx9acxJdtIZsjsRC6NyLaQ== 0000897069-10-000561.txt : 20101110 0000897069-10-000561.hdr.sgml : 20101110 20101110165021 ACCESSION NUMBER: 0000897069-10-000561 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101110 DATE AS OF CHANGE: 20101110 EFFECTIVENESS DATE: 20101110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tactical Allocation Group LLC CENTRAL INDEX KEY: 0001388348 IRS NUMBER: 371486238 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12156 FILM NUMBER: 101180626 BUSINESS ADDRESS: STREET 1: 322 NORTH OLD WOODWARD, SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 248-283-2520 MAIL ADDRESS: STREET 1: 322 NORTH OLD WOODWARD, SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 13F-HR 1 tag13f09302010.txt TAG FORM 13F 09/30/2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tactical Allocation Group, LLC Address: 139 S. Old Woodward Ave. Birmingham, MI 48009 Form 13F File Number: 028-12156 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James F. Peters, Jr. Title: Chief Executive Officer Phone: (248) 283-2520 Signature, Place, and Date of Signing: /s/ James F. Peters, Jr. Birmingham, MI November 10, 2010 - -------------------------------------------------------------------------------- James F. Peters, Jr. City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------ Form 13F Information Table Entry Total: 22 ------------ Form 13F Information Table Value Total: $310,364 ------------ (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE Name of Reporting Manager: Tactical Allocation Group, LLC Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Title of Class CUSIP (x1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- ------- ISHARES TR BARCLYS TIPS BD 464287176 20,196 185,181 SH SOLE 8,011 0 177,170 ISHARES TR MSCI EMERG MKT 464287234 32,675 729,853 SH SOLE 4,975 0 724,878 ISHARES TR IBOXX INV CPBD 464287242 37,370 330,447 SH SOLE 12,979 0 317,468 ISHARES TR BARCLYS 20+ YR 464287432 2,533 24,007 SH SOLE 4,740 0 19,267 ISHARES TR BARCLYS 7-10 YR 464287440 5,471 55,259 SH SOLE 3,156 0 52,103 ISHARES TR MSCI EAFE IDX 464287465 517 9,422 SH SOLE 0 0 9,422 ISHARES TR RUSSELL MCP VL 464287473 296 7,342 SH SOLE 0 0 7,342 ISHARES TR RUSSELL MCP GR 464287481 13,086 262,664 SH SOLE 16,608 0 246,056 ISHARES TR RUSSELL 1000 VAL 464287598 11,518 195,252 SH SOLE 8,870 0 186,382 ISHARES TR RUSSELL 1000 GRW 464287614 39,323 765,489 SH SOLE 32,326 0 733,163 ISHARES TR RUSL 2000 GROW 464287648 1,180 15,785 SH SOLE 3,750 0 12,035 ISHARES TR JPMORGAN USD 464288281 37,442 336,371 SH SOLE 13,409 0 322,962 ISHARES TR US PFD STK IDX 464288687 47,901 1,204,146 SH SOLE 49,725 0 1,154,421 ISHARES TR S&P GRWTH ALL 464289867 315 10,498 SH SOLE 0 0 10,498 ISHARES TR S&P MODERATE 464289875 975 33,516 SH SOLE 0 0 33,516 ISHARES SILVER TRUST ISHARES 46428Q109 11,646 546,496 SH SOLE 19,809 0 526,687 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,328 24,210 SH SOLE 4,845 0 19,365 MARKET VECTORS ETF TR EM LC CURR DEBT 57060U522 2,003 73,626 SH SOLE 20,270 0 53,356 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 810 26,006 SH SOLE 0 0 26,006 SPDR GOLD TRUST GOLD SHS 78463V107 20,450 159,881 SH SOLE 8,269 0 151,612 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 13,317 243,365 SH SOLE 15,597 0 227,768 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 10,012 127,787 SH SOLE 7,866 0 119,921 TOTAL 310,364
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