SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
MURPHY WILLIAM P JR

(Last) (First) (Middle)
13794 NW 4TH STREET
SUITE 212

(Street)
SUNRISE FL 33325

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BIOHEART, INC. [ BHRT.OB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/24/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Conversion debt to equity 06/19/2014 J 5,170,919 A $0.04 13,942,848 D
Common Stock - Conversion debt to equity 06/19/2014 J 5,170,918 A $0.04 19,113,766 I Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock option (right to buy) (Holding) $5.67 08/01/2005 08/01/2015 Common Stock 6,178 6,178 D
Stock option (right to buy) (Holding) $7.69 08/01/2006 08/01/2016 Common Stock 6,178 12,356 D
Stock option (right to buy) (Holding) $5.25 04/18/2008 04/18/2018 Common Stock 35,000 47,356 D
Stock option (right to buy) (Holding) $0.017 08/12/2011 08/12/2021 Common Stock 40,000 87,356 D
Stock option (right to buy) (Holding) $0.017 08/29/2011 08/29/2021 Common Stock 300,000 387,356 D
Stock option (right to buy) (Holding) $0.016 09/01/2013 09/01/2023 Common Stock 400,000 787,356 D
Stock option (right to buy) (Holding) $0.019 02/24/2014 02/24/2024 Common Stock 800,000 1,587,356 D
Warrant (right to buy) (Holding) $7.69 06/01/2008 05/31/2017 Common Stock 24,372 24,372 D
Warrant (right to buy) (Holding) $7.69 06/01/2008 05/31/2017 Common Stock 3,429 27,801 D
Warrant (right to buy) (Holding) $7.69 06/01/2008 05/31/2017 Common Stock 6,951 34,752 D
Warrant (right to buy) (Holding) $7.69 06/01/2008 05/31/2017 Common Stock 11,584 46,336 D
Warrant (right to buy) (Holding) $7.69 06/01/2008 05/31/2017 Common Stock 23,167 69,503 D
Warrant (right to buy) (Holding) $0.06 01/29/2012 07/29/2014 Common Stock 666,670 736,173 I Spouse
Explanation of Responses:
/s/ William P. Murphy Jr. 06/24/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.