SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
SPENCER RICHARD T IV

(Last) (First) (Middle)
C/O BIOHEART, INC.
13794 NW 4TH STREET, SUITE 212

(Street)
SUNRISE FL 33325

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2007
3. Issuer Name and Ticker or Trading Symbol
BIOHEART, INC. [ BHRT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP Clinical Affairs & Phys Rel
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 5,071 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) 12/31/2005 12/31/2015 Common Stock 309 $5.67 D
Stock Option (right to buy) (1) 10/01/2014 Common Stock 61,778 $5.67 D
Stock Option (right to buy) (2) 04/19/2016 Common Stock 15,445 $5.67 D
Explanation of Responses:
1. These options became exercisable as to 15,445 shares each on October 1, 2005, 2006 and 2007. The option will become exercisable as to the remaining 15,443 shares on October 1, 2008.
2. These options became exercisable as to 3,862 shares on April 19, 2007. The option will become exercisable as to the remaining 11,583 shares in three equal installments on April 19, 2008, 2009 and 2010.
Remarks:
Exhibit List Exhibit 24-Confirmation Statement
/s/ Nicholas M. Burke, Attorney-In-Fact 10/02/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.