0000902664-12-001440.txt : 20121114 0000902664-12-001440.hdr.sgml : 20121114 20121114085731 ACCESSION NUMBER: 0000902664-12-001440 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stieven Capital Advisors, L.P. CENTRAL INDEX KEY: 0001388279 IRS NUMBER: 134300309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12969 FILM NUMBER: 121201148 BUSINESS ADDRESS: STREET 1: 12412 POWERSCOURT DR. STREET 2: SUITE 250 CITY: ST. LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 314-779-2450 MAIL ADDRESS: STREET 1: 12412 POWERSCOURT DR. STREET 2: SUITE 250 CITY: ST. LOUIS STATE: MO ZIP: 63131 13F-HR 1 p12-1845form13fhr.txt STIEVEN CAPITAL ADVISORS, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment [ ]; Amendment Number: --------- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stieven Capital Advisors, L.P. ---------------------------------- Address: 12412 Powerscourt Drive, Suite 250 ---------------------------------- St. Louis, MO 63131 ---------------------------------- 13F File Number: 028-12969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel M. Ellefson --------------------------- Title: Officer - Managing Director --------------------------- Phone: 314-779-2450 --------------------------- Signature, Place, and Date of Signing: /s/ Daniel M. Ellefson St. Louis, MO November 14, 2012 -------------------------- --------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [x] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: $ 140,201 -------------- (In Thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8 ---------------------------- -------- --------- -------- -------------------- ----- ----- -------------------- TITLE OF VALUE SHRS OR SHR/ PUT/ INVT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MGRS SOLE SHARED NONE ---------------------------- -------- --------- ------- --------- --- ---- ----- ----- --------- ------ ---- AG MTG INVT TR INC COM 001228105 1,255 52,000 SH SOLE 52,000 0 0 ANCHOR BANCORP WA COM 032838104 2,792 239,631 SH SOLE 239,631 0 0 BANCORPSOUTH INC COM 059692103 569 38,600 SH SOLE 38,600 0 0 BANK COMM HLDGS COM 06424J103 1,276 284,889 SH SOLE 284,889 0 0 BANK MUTUAL CORP NEW COM 063750103 683 150,100 SH SOLE 150,100 0 0 BANK OF AMERICA CORPORATION COM 060505104 3,531 399,900 SH SOLE 399,900 0 0 BANK OF MARIN BANCORP COM 063425102 3,531 83,058 SH SOLE 83,058 0 0 BANNER CORP COM NEW 06652V208 3,968 146,142 SH SOLE 146,142 0 0 BBCN BANCORP INC COM 073295107 2,057 163,104 SH SOLE 163,104 0 0 BNC BANCORP COM 05566T101 2,142 257,744 SH SOLE 257,744 0 0 BSB BANCORP INC MD COM 05573H108 2,924 226,699 SH SOLE 226,699 0 0 CAPITAL ONE FINL CORP COM 14040H105 4,561 80,000 SH SOLE 80,000 0 0 CAROLINA BK HLDGS INC GREENS COM 143785103 930 140,410 SH SOLE 140,410 0 0 CHARTER FINL CORP WEST PT GA COM 16122M100 1,421 145,749 SH SOLE 145,749 0 0 CHEVIOT FINL CORP NEW COM 16677X105 913 100,200 SH SOLE 100,200 0 0 CITIGROUP INC COM NEW 172967424 3,272 100,000 SH SOLE 100,000 0 0 CITIZENS REPUBLIC BANCORP IN COM NEW 174420307 4,963 256,488 SH SOLE 256,488 0 0 COMMERCE BANCSHARES INC COM 200525103 494 12,259 SH SOLE 12,259 0 0 COMMUNITY WEST BANCSHARES COM 204157101 1,100 410,469 SH SOLE 410,469 0 0 ELLINGTON FINANCIAL LLC COM 288522303 1,141 50,000 SH SOLE 50,000 0 0 ENTERPRISE FINL SVCS CORP COM 293712105 1,399 102,900 SH SOLE 102,900 0 0 EVANS BANCORP INC COM NEW 29911Q208 1,180 74,900 SH SOLE 74,900 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 2,592 273,973 SH SOLE 273,973 0 0 FIFTH THIRD BANCORP COM 316773100 7,672 494,800 SH SOLE 494,800 0 0 FIRST FINL BANCORP OH COM 320209109 3,566 210,886 SH SOLE 210,886 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 3,139 249,900 SH SOLE 249,900 0 0 HANMI FINL CORP COM NEW 410495204 7,837 611,783 SH SOLE 611,783 0 0 HERITAGE FINL CORP WASH COM 42722X106 2,356 156,774 SH SOLE 156,774 0 0 JPMORGAN CHASE & CO COM 46625H100 5,036 124,400 SH SOLE 124,400 0 0 MERIDIAN INTERSTAT BANCORP COM 58964Q104 3,033 183,822 SH SOLE 183,822 0 0 NORTH VALLEY BANCORP COM NEW 66304M204 3,556 261,658 SH SOLE 261,658 0 0 ORIENTAL FINL GROUP INC COM 68618W100 3,681 349,900 SH SOLE 349,900 0 0 PENNANTPARK INVT CORP COM 708062104 1,592 150,000 SH SOLE 150,000 0 0 PNC FINL SVCS GROUP INC COM 693475105 2,505 39,700 SH SOLE 39,700 0 0 PORTER BANCORP INC COM 736233107 922 480,339 SH SOLE 480,339 0 0 PREFERRED BK LOS ANGELES CA COM NEW 740367404 5,054 356,415 SH SOLE 356,415 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 3,418 475,000 SH SOLE 475,000 0 0 RENASANT CORP COM 75970E107 523 26,700 SH SOLE 26,700 0 0 RIVERVIEW BANCORP INC COM 769397100 784 574,700 SH SOLE 574,700 0 0 SIMMONS 1ST NATL CORP CL A$1PAR 828730200 236 9,700 SH SOLE 9,700 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 1,198 355,532 SH SOLE 355,532 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 2,360 217,552 SH SOLE 217,552 0 0 STERLING BANCORP COM 859158107 2,914 293,700 SH SOLE 293,700 0 0 SUFFOLK BANCORP COM 864739107 4,398 300,000 SH SOLE 300,000 0 0 SYNOVUS FINL CORP COM 87161C105 3,540 1,493,818 SH SOLE 1,493,818 0 0 TCF FINL CORP COM 872275102 2,387 199,900 SH SOLE 199,900 0 0 TFS FINL CORP COM 87240R107 6,556 722,825 SH SOLE 722,825 0 0 TOWER FINANCIAL CORP COM 891769101 2,387 201,417 SH SOLE 201,417 0 0 WELLS FARGO & CO NEW COM 949746101 6,167 178,600 SH SOLE 178,600 0 0 WILSHIRE BANCORP INC COM 97186T108 2,676 424,700 SH SOLE 424,700 0 0 WINTRUST FINANCIAL CORP COM 97650W108 2,015 53,622 SH SOLE 53,622 0 0