SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Oruganti Bharath

(Last) (First) (Middle)
960 STEWART DRIVE

(Street)
SUNNYVALE CA 94085

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2014
3. Issuer Name and Ticker or Trading Symbol
ShoreTel Inc [ SHOR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP of of Global Services & Ops
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 500(1) D
Common Stock 919(2) D
Common Stock 2,725(3) D
Common Stock 919(4) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 08/15/2014 08/15/2023 Common Stock 50,500(5)(6) $4.44 D
Employee Stock Option (Right to Buy) 09/11/2013 09/11/2022 Common Stock 30,000(6)(7) $4.02 D
Employee Stock Option (Right to Buy) 11/14/2012 11/14/2021 Common Stock 12,500(6)(8) $6.73 D
Restricted Stock Unit 08/15/2014 08/15/2017 Common Stock 44,000(6)(9) $0 D
Restricted Stock Unit 09/11/2013 09/11/2015 Common Stock 11,250(6)(10) $0 D
Restricted Stock Unit 11/14/2012 11/14/2015 Common Stock 2,500(6)(11) $0 D
Explanation of Responses:
1. Shares acquired pursuant to ShoreTel, Inc.'s Employee Stock Purchase Plan (ESPP) on October 31, 2013.
2. Shares acquired upon the vesting of various Restricted Stock Unit grants, when the Mr. Oruganti was not subject to Section 16.
3. Shares acquired upon the vesting of various Restricted Stock Unit grants, when the Mr. Oruganti was not subject to Section 16.
4. Shares acquired upon the vesting of various Restricted Stock Unit grants, when the Mr. Oruganti was not subject to Section 16.
5. Option vests as to 25% on 08/15/14, and vests as to 1/48th of the shares each month over the next three years thereafter.
6. Shares granted when Mr. Oruganti was not subject to Section 16.
7. Option vests as to 25% on 09/11/13, and vests as to 1/48th of the shares each month over the next three years thereafter.
8. Option vests as to 25% on 11/14/12, and vests as to 1/48th of the shares each month over the next three years thereafter.
9. Restricted Stock Units granted August 15, 2013 which vest yearly over four years.
10. Restricted Stock Units granted September 11, 2012 which vest yearly over four years.
11. Restricted Stock Units granted November 14, 2011 which vest yearly over four years.
/s/ Allen Seto, attorney-in-fact for Mr. Oruganti 01/09/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.