Chief Compliance Officer

0001214659-19-004696.txt : 20190722 0001214659-19-004696.hdr.sgml : 20190722 20190719193531 ACCESSION NUMBER: 0001214659-19-004696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190719 EFFECTIVENESS DATE: 20190722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stevens First Principles Investment Advisors CENTRAL INDEX KEY: 0001388076 IRS NUMBER: 330140970 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12317 FILM NUMBER: 19964327 BUSINESS ADDRESS: STREET 1: 4100 NEWPORT PLACE DRIVE, SUITE 250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 251-9333 MAIL ADDRESS: STREET 1: 4100 NEWPORT PLACE DRIVE, SUITE 250 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001388076 XXXXXXXX 06-30-2019 06-30-2019 false Stevens First Principles Investment Advisors

4100 NEWPORT PLACE DRIVE, SUITE 250 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-12317 N Steven Lee Yamshon Chief Compliance Officer 949-251-9333 /s/ Steven Lee Yamshon Newport Beach CA 07-17-2019 1 168 172215 1 0001418204 028-12624 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. INFORMATION TABLE 2 infotable.xml Outfront Media Inc Com COM 69007J106 68 2635 SH SOLE 0 0 0 Salesforce Com Inc COM 79466L302 3 20 SH SOLE 0 0 0 Abbott Laboratories COM 002824100 3 41 SH SOLE 0 0 0 AbbVie Inc COM 00287Y109 12 161 SH SOLE 0 0 0 Adams Express Company COM 006212104 78 5060 SH SOLE 0 0 0 Adobe Systems Inc COM 00724F101 5 18 SH SOLE 0 0 0 Advanced Micro Devices Inc COM 007903107 1 45 SH SOLE 0 0 0 Advansix Inc Com COM 00773T101 1 44 SH SOLE 0 0 0 Aflac Inc COM 001055102 13 240 SH SOLE 0 0 0 Agco Corp COM 001084102 1637 21108 SH SOLE 0 0 0 Alaska Air Group Inc COM 011659109 59 925 SH SOLE 0 0 0 Alcoa Inc COM 013872106 22 932 SH SOLE 0 0 0 Alibaba Group Hldg Ltd SPONSORED ADS 01609W102 4 26 SH SOLE 0 0 0 Allstate Corp COM 020002101 3514 34554 SH DFND 1 3900 0 0 Amazon Com Inc COM 023135106 95 50 SH SOLE 0 0 0 American Airlines Group Inc Com Usd1 COM 02376R102 11 346 SH SOLE 0 0 0 American Electric COM 025537101 7 82 SH SOLE 0 0 0 American Express COM 025816109 4 36 SH SOLE 0 0 0 Amgen Inc COM 031162100 66 357 SH SOLE 0 0 0 Aon Plc Com Usd0.01 Cl A SHS CL A G0408V102 243 1257 SH SOLE 0 0 0 Apple Inc COM 037833100 1089 5500 SH SOLE 0 0 0 Archer Daniels Midland Co COM 039483102 4891 119887 SH DFND 1 6400 0 0 Arcosa Inc Com COM 039653100 27 730 SH SOLE 0 0 0 Astrazeneca Plc SPONSORED ADR 046353108 5 125 SH SOLE 0 0 0 AT&T Inc COM 00206R102 4947 147628 SH SOLE 0 0 0 Auburn Natl Bancorp Com COM 050473107 84 2520 SH SOLE 0 0 0 Bank Of America Corp COM 060505104 6 221 SH SOLE 0 0 0 Baozun Inc Adr Each Repr 3 Ord Cl A Spon SPONSORED ADR 06684L103 26 515 SH SOLE 0 0 0 Becton Dickinson Co COM 075887109 4120 16348 SH SOLE 0 0 0 Berkley W R Corp COM 084423102 4461 67657 SH SOLE 0 0 0 Berkshire Hathaway Inc - 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COM 713448108 420 3200 SH DFND 1 3200 0 0 Pfizer Inc COM 717081103 1512 34897 SH SOLE 0 0 0 Pimco Dynmic Credit And Mrt In Com Shs COM SHS 72202D106 5 200 SH SOLE 0 0 0 Polaris Industries COM 731068102 97 1060 SH SOLE 0 0 0 Potlatch Corp COM 737630103 5136 131771 SH DFND 1 14795 0 0 Ppl Corp COM 69351T106 191 6147 SH SOLE 0 0 0 Procter & Gamble Co COM 742718109 56 510 SH SOLE 0 0 0 Prudential Finl Inc COM 744320102 5 45 SH SOLE 0 0 0 Rayonier Advanced Materials Inc Com Npv COM 75508B104 2 265 SH SOLE 0 0 0 Rayonier Inc COM 754907103 2321 76611 SH SOLE 0 0 0 Raytheon Co COM NEW 755111507 6 37 SH SOLE 0 0 0 Republic Services Inc Com COM 760759100 577 6655 SH SOLE 0 0 0 Resideo Technologies Inc Com COM 76118Y104 4 185 SH SOLE 0 0 0 Royal Dutch Shell SPONSORED ADR A 780259206 22 337 SH SOLE 0 0 0 Royal Dutch Shell Plc ADR SPONSORED ADR B 780259107 757 11516 SH SOLE 0 0 0 Royal Gold Inc COM 780287108 512 5000 SH SOLE 0 0 0 S&P 500 Depository Receipt TR UNIT 78462F103 64 220 SH SOLE 0 0 0 Sanofi-Aventis Sa ADR SPONSORED ADR 80105N105 7 172 SH SOLE 0 0 0 Schlumberger Limited COM 806857108 1 16 SH SOLE 0 0 0 Scotts MiracleGro Co CL A 810186106 101 1030 SH SOLE 0 0 0 Seaboard Corp COM 811543107 426 103 SH SOLE 0 0 0 Sensient Technologies COM 81725T100 478 6500 SH DFND 1 6500 0 0 Sirius Xm Radio Inc COM 82968B103 20 3500 SH SOLE 0 0 0 Southern Mo Bancorp Inc Com COM 843380106 35 1000 SH SOLE 0 0 0 Starbucks Corp Com COM 855244109 143 1700 SH SOLE 0 0 0 Sun Life Financial Inc Com Npv Isin #Ca8 COM 866796105 38 920 SH SOLE 0 0 0 Sysco Corp COM 871829107 5648 79858 SH SOLE 0 0 0 Target Corp COM 87612E106 3 34 SH SOLE 0 0 0 Tesla Motors Inc Com Usd0.001 COM 88160R101 10 45 SH SOLE 0 0 0 Textron Inc COM 883203101 1271 23955 SH DFND 1 2000 0 0 The Trade Desk Inc Com Cl A COM CL A 88339J105 1 3 SH SOLE 0 0 0 Thermo Fisher Scientific Inc. COM 883556102 32 110 SH SOLE 0 0 0 Tootsie Roll Industries COM 890516107 302 8173 SH SOLE 0 0 0 Total Sa SPONSORED ADS 89151E109 3979 71312 SH DFND 1 2500 0 0 Trinity Industries Inc COM 896522109 46 2200 SH SOLE 0 0 0 Union Pacific Corp COM 907818108 186 1102 SH SOLE 0 0 0 United Parcel Svc Inc CL B 911312106 10 100 SH SOLE 0 0 0 US Foods Hldg Corp Com COM 912008109 105 2925 SH SOLE 0 0 0 Us SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 27 269 SH SOLE 0 0 0 Vanguard Index Fds Formerly Vanguard Ind S&P 500 ETF SHS 922908363 3 12 SH SOLE 0 0 0 Veeva Systems Inc Com Usd0.00001 Cl A CL A COM 922475108 221 1365 SH SOLE 0 0 0 Ventas Inc Com COM 92276F100 45 655 SH SOLE 0 0 0 Verizon Communications COM 92343V104 84 1477 SH SOLE 0 0 0 Viacom Inc - B CL B 92553P201 2567 85947 SH SOLE 0 0 0 Visa Inc COM CL A 92826C839 10 55 SH SOLE 0 0 0 Walt Disney Co COM DISNEY 254687106 205 1467 SH SOLE 0 0 0 Washington Fed Inc Com Isin #Us938824109 COM 938824109 100 2855 SH SOLE 0 0 0 Weyerhaeuser Co COM 962166104 6333 240808 SH DFND 1 14952 0 0 Xylem Inc COM 98419M100 1360 16255 SH DFND 1 3915 0 0 SPDR Gold Trust GOLD SHS 78463V107 5602 42059 SH SOLE 0 0 0 Vanguard Scottsdale Fds Intermediate Ter INT-TERM CORP 92206C870 320 3561 SH SOLE 0 0 0 iShares Barclays Tips Bond Fd TIPS BD ETF 464287176 55 479 SH SOLE 0 0 0 iShares Lehman 1-3 Year Treasury Bond Fund 1 3 YR TREAS BD 464287457 17 203 SH SOLE 0 0 0 Nuveen Municipal Value Fund COM 670928100 5600 550086 SH DFND 1 20400 0 0 Vanguard Bd Index Fd Inc Total Bd Market TOTAL BND MRKT 921937835 286 3441 SH SOLE 0 0 0 Western Asset Claymore Inflation Linked COM 95766R104 9542 852703 SH SOLE 0 0 0