0000898432-12-000209.txt : 20120214 0000898432-12-000209.hdr.sgml : 20120214 20120214140017 ACCESSION NUMBER: 0000898432-12-000209 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 12607515 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 -------------------------- Check here if Amendment [ ]; Amendment Number: ------------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC --------------------------------------------- 237 Park Ave --------------------------------------------- Suite 900 --------------------------------------------- New York, NY 10017 --------------------------------------------- Form 13F File Number: 28- 12251 --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III --------------------------------------------- Title: Managing Member --------------------------------------------- Phone: (212) 808-7430 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY February 14, 2012 ---------------------------- -------------------- --------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------- Form 13F Information Table Entry Total: 47 -------------- Form 13F Information Table Value Total: 74,124 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P. 2
Title of Market SH/ Investment Other Name Class CUSIP Value Qty PRN Discretion Managers Shared Nii Holdings Inc Nihd 3.125% 06/15/2012 Note 62913FAJ1 503 500,000 SH Shared-Defined 1 500,000 PULSE ELECTRONICS CORP 7.000% 12/15/14 C Note 74586WAA4 800 1,000,000 SH Shared-Defined 1 1,000,000 VITESSE SEMICONDUCTOR 8.000% 10/30/14 CV Note 928497AE6 3,569 4,150,000 SH Shared-Defined 1 4,150,000 Alcatel-Lucent ADR 013904305 780 500,000 SH Shared-Defined 1 500,000 ANCESTRY.COM INC COM 032803108 1,233 53,700 SH Shared-Defined 1 53,700 Avid Technology Inc COM 05367P100 1,921 225,160 SH Shared-Defined 1 225,160 Avnet Inc COM 053807103 2,358 75,853 SH Shared-Defined 1 75,853 Comverse Technology Inc COM 205862402 686 10,000 SH Shared-Defined 1 10,000 Convio Inc COM 21257W105 3,100 280,300 SH Shared-Defined 1 280,300 Cisco Systems Inc COM 17275R102 3,907 216,074 SH Shared-Defined 1 216,074 Dice Holdings Inc COM 253017107 1,442 174,000 SH Shared-Defined 1 174,000 Emulex Corp COM 292475209 1,398 203,800 SH Shared-Defined 1 203,800 Entegris Inc COM 29362U104 1,015 116,382 SH Shared-Defined 1 116,382 Fiserv Inc COM 337738108 695 11,833 SH Shared-Defined 1 11,833 Flextronics International Ltd COM Y2573F102 1,021 180,400 SH Shared-Defined 1 180,400 HB Fuller Co COM 359694106 4,155 179,775 SH Shared-Defined 1 179,775 Corning Inc COM 219350105 2,012 155,000 SH Shared-Defined 1 155,000 Harmonic Inc COM 413160102 759 150,500 SH Shared-Defined 1 150,500 INPHI CORP COM 45772F107 2,643 221,000 SH Shared-Defined 1 221,000 KMG CHEMICALS INC COM 482564101 1,914 110,800 SH Shared-Defined 1 110,800 Lowe's Cos Inc COM 548661107 870 34,310 SH Shared-Defined 1 34,310 Lam Research Corp COM 512807108 2,795 75,500 SH Shared-Defined 1 75,500 MIPS Technologies Inc COM 604567107 1,608 360,400 SH Shared-Defined 1 360,400 Monolithic Power Systems Inc COM 609839105 398 26,433 SH Shared-Defined 1 26,433 Marvell Technology Group Ltd COM G5876H105 1,713 123,700 SH Shared-Defined 1 123,700 Microsoft Corp COM 594918104 2,635 101,500 SH Shared-Defined 1 101,500 NII Holdings Inc COM 62913F201 3,152 147,983 SH Shared-Defined 1 147,983 NetApp Inc COM 64110D104 1,832 50,500 SH Shared-Defined 1 50,500 Pegasystems Inc COM 705573103 1,117 38,000 SH Shared-Defined 1 38,000 PMC - Sierra Inc COM 69344F106 1,929 350,000 SH Shared-Defined 1 350,000 RADWARE Ltd COM M81873107 878 30,000 SH Shared-Defined 1 30,000 COMSCORE INC COM 20564W105 1,575 74,300 SH Shared-Defined 1 74,300 Silicon Image Inc COM 82705T102 484 103,000 SH Shared-Defined 1 103,000 Sonus Networks Inc COM 835916107 1,037 432,000 SH Shared-Defined 1 432,000 Symantec Corp COM 871503108 1,049 67,000 SH Shared-Defined 1 67,000 Neutral Tandem Inc COM 64128B108 367 34,300 SH Shared-Defined 1 34,300 TriQuint Semiconductor Inc COM 89674K103 1,463 300,500 SH Shared-Defined 1 300,500 TRW Automotive Holdings Corp COM 87264S106 2,869 88,000 SH Shared-Defined 1 88,000 Tyson Foods Inc COM 902494103 1,053 51,026 SH Shared-Defined 1 51,026 Mac-gray Corp COM 554153106 1,307 94,794 SH Shared-Defined 1 94,794 Viacom Inc COM 92553P201 799 17,592 SH Shared-Defined 1 17,592 Vishay Intertechnology Inc COM 928298108 656 73,000 SH Shared-Defined 1 73,000 Whiting Petroleum Corp COM 966387102 1,051 22,500 SH Shared-Defined 1 22,500 Westell Technologies Inc COM 957541105 1,434 646,081 SH Shared-Defined 1 646,081 CGI GROUP INC - CL A COM 39945C109 1,873 99,637 SH Shared-Defined 1 99,637 INTERXION HOLDING NV COM NL0009693779 762 56,650 SH Shared-Defined 1 56,650 Orbotech Ltd COM M75253100 1,507 151,000 SH Shared-Defined 1 151,000