0000898432-11-000946.txt : 20110815 0000898432-11-000946.hdr.sgml : 20110815 20110815153442 ACCESSION NUMBER: 0000898432-11-000946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 111035842 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC --------------------------------- 666 Fifth Avenue --------------------------------- 37th Floor --------------------------------- New York, NY 10103 --------------------------------- Form 13F File Number: 28- 12251 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III ---------------------------- Title: Managing Member ---------------------------- Phone: (212) 808-7430 ---------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY August 15, 2011 ----------------------------- ------------------- --------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ---------------- Form 13F Information Table Entry Total: 59 ---------------- Form 13F Information Table Value Total: 68,490 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P. 2
Name Title of CUSIP Market Quantity SH/PRN Investment Other Shared Class Value Discretion Managers PULSE ELECTRONICS CORP 7.000% 12/15/14 C Note 74586WAA4 980 1,000,000 SH Shared-Defined 1 1,000,000 SIRIUS SATELLITE SIRI 3.25% 10/15/11 Note 82966UAD5 271 269,000 SH Shared-Defined 1 269,000 VITESSE SEMICONDUCTOR 8.000% 10/30/14 CV Note 928497AE6 4,106 3,650,000 SH Shared-Defined 1 3,650,000 Longtop Financial Technologies Ltd ADR 54318P108 - 19,000 SH Shared-Defined 1 19,000 Archer-Daniels-Midland Co COM 039483102 754 25,000 SH Shared-Defined 1 25,000 Arch Chemicals Inc COM 03937R102 957 27,791 SH Shared-Defined 1 27,791 Avnet Inc COM 053807103 1,597 50,100 SH Shared-Defined 1 50,100 American Express Co COM 025816109 827 16,000 SH Shared-Defined 1 16,000 Actaute Corporation COM 00508B102 591 101,000 SH Shared-Defined 1 101,000 Broadcom Corp COM 111320107 1,329 39,500 SH Shared-Defined 1 39,500 Computer Associates COM 12673P105 1,092 47,832 SH Shared-Defined 1 47,832 CCA INDUSTRIES INC COM 124867102 293 47,200 SH Shared-Defined 1 47,200 Celanese Corp COM 150870103 442 8,300 SH Shared-Defined 1 8,300 Carmike Cinemas Inc COM 143436400 518 75,000 SH Shared-Defined 1 75,000 Convio Inc COM 21257W105 1,870 173,000 SH Shared-Defined 1 173,000 America's Car-Mart Inc COM 03062T105 370 11,200 SH Shared-Defined 1 11,200 Cisco Systems Inc COM 17275R102 4,743 303,874 SH Shared-Defined 1 303,874 Citizens & Northern Corp COM 172922106 587 56,895 SH Shared-Defined 1 56,895 Emulex Corp COM 292475209 1,449 168,500 SH Shared-Defined 1 168,500 Entegris Inc COM 29362U104 317 31,282 SH Shared-Defined 1 31,282 Fiserv Inc COM 337738108 1,893 30,233 SH Shared-Defined 1 30,233 Flextronics International Ltd COM Y2573F102 1,942 302,560 SH Shared-Defined 1 302,560 Google Inc COM 38259P508 3,147 6,215 SH Shared-Defined 1 6,215 Hapc, Inc COM 45685K102 351 162,608 SH Shared-Defined 1 162,608 COFFEE HOLDING CO INC COM 192176105 19 1,200 SH Shared-Defined 1 1,200 KMG CHEMICALS INC COM 482564101 1,556 92,400 SH Shared-Defined 1 92,400 Lionbridge Technologies COM 536252109 835 262,500 SH Shared-Defined 1 262,500 Lowe's Cos Inc COM 548661107 536 23,000 SH Shared-Defined 1 23,000 Multiband Corp COM 62544X209 168 51,796 SH Shared-Defined 1 51,796 MIPS Technologies Inc COM 604567107 587 85,000 SH Shared-Defined 1 85,000 MKS Instruments Inc COM 55306N104 423 16,000 SH Shared-Defined 1 16,000 Monolithic Power Systems Inc COM 609839105 2,647 171,633 SH Shared-Defined 1 171,633 MARLIN BUSINESS SERVICES INC COM 571157106 679 53,674 SH Shared-Defined 1 53,674 Marvell Technology Group Ltd COM G5876H105 1,462 99,000 SH Shared-Defined 1 99,000 Msci Inc-A COM 55354G100 788 20,900 SH Shared-Defined 1 20,900 Microsoft Corp COM 594918104 885 34,032 SH Shared-Defined 1 34,032 Micron Technology Inc COM 595112103 643 86,000 SH Shared-Defined 1 86,000 NII Holdings Inc COM 62913F201 2,823 66,600 SH Shared-Defined 1 66,600 Oclaro Inc COM 67555N206 202 30,000 SH Shared-Defined 1 30,000 Procter & Gamble Co/The COM 742718109 1,589 25,000 SH Shared-Defined 1 25,000 PMC - Sierra Inc COM 69344F106 560 74,000 SH Shared-Defined 1 74,000 Penn Millers Holding Corp COM 707561106 1,714 101,346 SH Shared-Defined 1 101,346 US Auto Parts Network Inc COM 90343C100 1,995 156,000 SH Shared-Defined 1 156,000 Penns Woods Bancorp Inc COM 708430103 293 8,517 SH Shared-Defined 1 8,517 Rubicon Technology Inc COM 78112T107 33 20 SH Shared-Defined 1 20 Rent-A-Center Inc/TX COM 76009N100 1,491 48,800 SH Shared-Defined 1 48,800 Range Resources Corp COM 75281A109 527 9,500 SH Shared-Defined 1 9,500 Spartech Corp COM 847220209 879 144,323 SH Shared-Defined 1 144,323 Sysco Corp COM 871829107 1,362 43,681 SH Shared-Defined 1 43,681 Tekelec COM 879101103 891 97,570 SH Shared-Defined 1 97,570 Neutral Tandem Inc COM 64128B108 784 45,000 SH Shared-Defined 1 45,000 Tyson Foods Inc COM 902494103 1,181 60,826 SH Shared-Defined 1 60,826 Mac-gray Corp COM 554153106 2,720 176,064 SH Shared-Defined 1 176,064 Viacom Inc COM 92553P201 1,670 32,742 SH Shared-Defined 1 32,742 Vitesse Semiconductor Corp COM 928497304 199 50,000 SH Shared-Defined 1 50,000 Wal-Mart Stores Inc COM 931142103 825 15,520 SH Shared-Defined 1 15,520 EXCEED CO LTD ADR 90212G109 935 195,188 SH Shared-Defined 1 195,188 INTERXION HOLDING NV ADR NL0009693779 1,968 130,000 SH Shared-Defined 1 130,000 NXP SEMICONDUCTORS NV ADR NL0009538784 2,195 82,110 SH Shared-Defined 1 82,110