0000898432-11-000946.txt : 20110815
0000898432-11-000946.hdr.sgml : 20110815
20110815153442
ACCESSION NUMBER: 0000898432-11-000946
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001387921
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12251
FILM NUMBER: 111035842
BUSINESS ADDRESS:
STREET 1: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 212-808-7370
MAIL ADDRESS:
STREET 1: 200 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10166
13F-HR
1
a13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter
Ended: June 30, 2011
------------------
Check here if Amendment [ ]; Amendment
Number: -------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Harber Asset Management, LLC
---------------------------------
666 Fifth Avenue
---------------------------------
37th Floor
---------------------------------
New York, NY 10103
---------------------------------
Form 13F File Number:
28- 12251
----------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Harold W. Berry III
----------------------------
Title: Managing Member
----------------------------
Phone: (212) 808-7430
----------------------------
Signature, Place, and Date of Signing:
/s/ Harold W. Berry III New York, NY August 15, 2011
----------------------------- ------------------- ---------------------
[Signature] [City, State] [Date]
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
1
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
----------------
Form 13F Information Table Entry Total: 59
----------------
Form 13F Information Table Value Total: 68,490
----------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-06273 Graham Partners, L.P.
2
Name Title of CUSIP Market Quantity SH/PRN Investment Other Shared
Class Value Discretion Managers
PULSE ELECTRONICS CORP 7.000% 12/15/14 C Note 74586WAA4 980 1,000,000 SH Shared-Defined 1 1,000,000
SIRIUS SATELLITE SIRI 3.25% 10/15/11 Note 82966UAD5 271 269,000 SH Shared-Defined 1 269,000
VITESSE SEMICONDUCTOR 8.000% 10/30/14 CV Note 928497AE6 4,106 3,650,000 SH Shared-Defined 1 3,650,000
Longtop Financial Technologies Ltd ADR 54318P108 - 19,000 SH Shared-Defined 1 19,000
Archer-Daniels-Midland Co COM 039483102 754 25,000 SH Shared-Defined 1 25,000
Arch Chemicals Inc COM 03937R102 957 27,791 SH Shared-Defined 1 27,791
Avnet Inc COM 053807103 1,597 50,100 SH Shared-Defined 1 50,100
American Express Co COM 025816109 827 16,000 SH Shared-Defined 1 16,000
Actaute Corporation COM 00508B102 591 101,000 SH Shared-Defined 1 101,000
Broadcom Corp COM 111320107 1,329 39,500 SH Shared-Defined 1 39,500
Computer Associates COM 12673P105 1,092 47,832 SH Shared-Defined 1 47,832
CCA INDUSTRIES INC COM 124867102 293 47,200 SH Shared-Defined 1 47,200
Celanese Corp COM 150870103 442 8,300 SH Shared-Defined 1 8,300
Carmike Cinemas Inc COM 143436400 518 75,000 SH Shared-Defined 1 75,000
Convio Inc COM 21257W105 1,870 173,000 SH Shared-Defined 1 173,000
America's Car-Mart Inc COM 03062T105 370 11,200 SH Shared-Defined 1 11,200
Cisco Systems Inc COM 17275R102 4,743 303,874 SH Shared-Defined 1 303,874
Citizens & Northern Corp COM 172922106 587 56,895 SH Shared-Defined 1 56,895
Emulex Corp COM 292475209 1,449 168,500 SH Shared-Defined 1 168,500
Entegris Inc COM 29362U104 317 31,282 SH Shared-Defined 1 31,282
Fiserv Inc COM 337738108 1,893 30,233 SH Shared-Defined 1 30,233
Flextronics International Ltd COM Y2573F102 1,942 302,560 SH Shared-Defined 1 302,560
Google Inc COM 38259P508 3,147 6,215 SH Shared-Defined 1 6,215
Hapc, Inc COM 45685K102 351 162,608 SH Shared-Defined 1 162,608
COFFEE HOLDING CO INC COM 192176105 19 1,200 SH Shared-Defined 1 1,200
KMG CHEMICALS INC COM 482564101 1,556 92,400 SH Shared-Defined 1 92,400
Lionbridge Technologies COM 536252109 835 262,500 SH Shared-Defined 1 262,500
Lowe's Cos Inc COM 548661107 536 23,000 SH Shared-Defined 1 23,000
Multiband Corp COM 62544X209 168 51,796 SH Shared-Defined 1 51,796
MIPS Technologies Inc COM 604567107 587 85,000 SH Shared-Defined 1 85,000
MKS Instruments Inc COM 55306N104 423 16,000 SH Shared-Defined 1 16,000
Monolithic Power Systems Inc COM 609839105 2,647 171,633 SH Shared-Defined 1 171,633
MARLIN BUSINESS SERVICES INC COM 571157106 679 53,674 SH Shared-Defined 1 53,674
Marvell Technology Group Ltd COM G5876H105 1,462 99,000 SH Shared-Defined 1 99,000
Msci Inc-A COM 55354G100 788 20,900 SH Shared-Defined 1 20,900
Microsoft Corp COM 594918104 885 34,032 SH Shared-Defined 1 34,032
Micron Technology Inc COM 595112103 643 86,000 SH Shared-Defined 1 86,000
NII Holdings Inc COM 62913F201 2,823 66,600 SH Shared-Defined 1 66,600
Oclaro Inc COM 67555N206 202 30,000 SH Shared-Defined 1 30,000
Procter & Gamble Co/The COM 742718109 1,589 25,000 SH Shared-Defined 1 25,000
PMC - Sierra Inc COM 69344F106 560 74,000 SH Shared-Defined 1 74,000
Penn Millers Holding Corp COM 707561106 1,714 101,346 SH Shared-Defined 1 101,346
US Auto Parts Network Inc COM 90343C100 1,995 156,000 SH Shared-Defined 1 156,000
Penns Woods Bancorp Inc COM 708430103 293 8,517 SH Shared-Defined 1 8,517
Rubicon Technology Inc COM 78112T107 33 20 SH Shared-Defined 1 20
Rent-A-Center Inc/TX COM 76009N100 1,491 48,800 SH Shared-Defined 1 48,800
Range Resources Corp COM 75281A109 527 9,500 SH Shared-Defined 1 9,500
Spartech Corp COM 847220209 879 144,323 SH Shared-Defined 1 144,323
Sysco Corp COM 871829107 1,362 43,681 SH Shared-Defined 1 43,681
Tekelec COM 879101103 891 97,570 SH Shared-Defined 1 97,570
Neutral Tandem Inc COM 64128B108 784 45,000 SH Shared-Defined 1 45,000
Tyson Foods Inc COM 902494103 1,181 60,826 SH Shared-Defined 1 60,826
Mac-gray Corp COM 554153106 2,720 176,064 SH Shared-Defined 1 176,064
Viacom Inc COM 92553P201 1,670 32,742 SH Shared-Defined 1 32,742
Vitesse Semiconductor Corp COM 928497304 199 50,000 SH Shared-Defined 1 50,000
Wal-Mart Stores Inc COM 931142103 825 15,520 SH Shared-Defined 1 15,520
EXCEED CO LTD ADR 90212G109 935 195,188 SH Shared-Defined 1 195,188
INTERXION HOLDING NV ADR NL0009693779 1,968 130,000 SH Shared-Defined 1 130,000
NXP SEMICONDUCTORS NV ADR NL0009538784 2,195 82,110 SH Shared-Defined 1 82,110