-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WP+aKZ/3Vd8eNW8TnKPts/H0fQ27ILHkKYVYVWZs/ZtfJtQnuJiegCQ60SLB0g/H 7JyTptFpTT0ChYUz7ewxag== 0000898432-11-000168.txt : 20110214 0000898432-11-000168.hdr.sgml : 20110214 20110214150733 ACCESSION NUMBER: 0000898432-11-000168 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 11606683 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC ------------------------------------------ 666 Fifth Avenue ------------------------------------------ 37th Floor ------------------------------------------ New York, NY 10103 ------------------------------------------ Form 13F File Number: 28- 12251 --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III Title: Managing Member Phone: (212) 808-7430 Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY February 14, 2010 - ---------------------------- --------------------- --------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------- Form 13F Information Table Entry Total: 60 -------------- Form 13F Information Table Value Total: 83,094 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P.
Title of Market SH/ Investment Other Name Class CUSIP Value Qty PRN Discretion Managers Shared Pulse Electronics Corp COM 74586W106 21 3,882 SH Shared-Defined 1 3,882 Vodafone Group PLC-SP Adr COM 92857W209 98 3,700 SH Shared-Defined 1 3,700 Capitol Federal Financial COM 14057J101 179 15,000 SH Shared-Defined 1 15,000 Autobytel Inc COM 05275N106 258 300,000 SH Shared-Defined 1 300,000 SIRIUS SATELLITE SIRI 3.25% 10/15/11 NOTE 82966UAD5 269 269,000 SH Shared-Defined 1 269,000 Westell Technologies Inc COM 957541105 491 150,000 SH Shared-Defined 1 150,000 Select Medical Corp COM 81619Q105 548 75,000 SH Shared-Defined 1 75,000 EXCEED CO LTD COM 90212G109 620 75,000 SH Shared-Defined 1 75,000 CommScope Inc COM 203372107 624 20,000 SH Shared-Defined 1 20,000 Neutral Tandem Inc COM 64128B108 659 45,000 SH Shared-Defined 1 45,000 Visa Inc COM 92826C839 704 10,000 SH Shared-Defined 1 10,000 Regal Entertainment Group COM 758766109 704 60,000 SH Shared-Defined 1 60,000 Wal-Mart Stores Inc COM 931142103 809 15,000 SH Shared-Defined 1 15,000 Diodes Inc COM 254543101 810 30,000 SH Shared-Defined 1 30,000 Xyratex Ltd COM G98268108 816 50,000 SH Shared-Defined 1 50,000 PepsiCo Inc/NC COM 713448108 817 12,500 SH Shared-Defined 1 12,500 MKS Instruments Inc COM 55306N104 833 34,000 SH Shared-Defined 1 34,000 Radvision Ltd COM M81869105 852 95,000 SH Shared-Defined 1 95,000 WellPoint Inc COM 94973V107 851 15,000 SH Shared-Defined 1 15,000 Lowe's Cos Inc COM 548661107 890 35,500 SH Shared-Defined 1 35,500 Equitable Resources Inc COM 26884L109 897 20,000 SH Shared-Defined 1 20,000 Tyson Foods Inc COM 902494103 913 53,000 SH Shared-Defined 1 53,000 Monsanto Co COM 61166W101 941 13,500 SH Shared-Defined 1 13,500 Fushi Copperweld Inc COM 36113E107 1,003 113,000 SH Shared-Defined 1 113,000 Google Inc COM 38259P508 1,010 1,700 SH Shared-Defined 1 1,700 Arrow Electronics Inc COM 042735100 1,026 30,000 SH Shared-Defined 1 30,000 S1 Corp COM 78463B101 1,070 155,044 SH Shared-Defined 1 155,044 Verizon Communications Inc COM 92343V104 1,073 30,000 SH Shared-Defined 1 30,000 eBay Inc COM 278642103 1,113 40,000 SH Shared-Defined 1 40,000 Pfizer Inc COM 717081103 1,139 65,000 SH Shared-Defined 1 65,000 Mastercard Inc COM 57636Q104 1,177 5,250 SH Shared-Defined 1 5,250 Flextronics International Ltd COM Y2573F102 1,178 150,000 SH Shared-Defined 1 150,000 Jabil Circuit Inc COM 466313103 1,205 60,000 SH Shared-Defined 1 60,000 Cbeyond Inc COM 149847105 1,222 80,000 SH Shared-Defined 1 80,000 Total SA COM 89151E109 1,310 24,500 SH Shared-Defined 1 24,500 Penn Millers Holding Corp COM 707561106 1,393 105,300 SH Shared-Defined 1 105,300 Time Warner Inc COM 887317303 1,415 44,000 SH Shared-Defined 1 44,000 Symantec Corp COM 871503108 1,423 85,000 SH Shared-Defined 1 85,000 Vishay Intertechnology Inc COM 928298108 1,455 99,100 SH Shared-Defined 1 99,100 Celestica Inc COM 15101Q108 1,455 150,000 SH Shared-Defined 1 150,000 Sysco Corp COM 871829107 1,455 49,500 SH Shared-Defined 1 49,500 Computer Associates COM 12673P105 1,662 68,000 SH Shared-Defined 1 68,000 Shoretel Inc COM 825211105 1,757 225,000 SH Shared-Defined 1 225,000 Viacom Inc COM 92553P201 1,763 44,500 SH Shared-Defined 1 44,500 Spartech Corp COM 847220209 1,778 190,000 SH Shared-Defined 1 190,000 Alcatel-Lucent Spon ADR 013904305 1,806 610,000 SH Shared-Defined 1 610,000 Kindred Healthcare Inc COM 494580103 1,819 99,000 SH Shared-Defined 1 99,000 General Motors Corp 4.75% COM 37045V209 1,840 34,000 SH Shared-Defined 1 34,000 Masco Corp COM 574599106 1,867 147,500 SH Shared-Defined 1 147,500 Tekelec COM 879101103 21,120 178,000 SH Shared-Defined 1 178,000 Intel Corp COM 458140100 2,156 102,500 SH Shared-Defined 1 102,500 Fiserv Inc COM 337738108 2,196 37,500 SH Shared-Defined 1 37,500 Entegris Inc COM 29362U104 2,353 315,000 SH Shared-Defined 1 315,000 Monolithic Power Systems Inc COM 609839105 2,453 148,500 SH Shared-Defined 1 148,500 Mac-gray Corp COM 554153106 2,610 174,600 SH Shared-Defined 1 174,600 Microsoft Corp COM 594918104 2,931 105,000 SH Shared-Defined 1 105,000 Cisco Systems Inc COM 17275R102 3,035 150,000 SH Shared-Defined 1 150,000 CGI GROUP INC - CL A COM 39945C109 3,619 210,000 SH Shared-Defined 1 210,000 Rent-A-Center Inc/TX COM 76009N100 3,938 122,000 SH Shared-Defined 1 122,000 Hewlett-Packard Co COM 428236103 4,673 111,000 SH Shared-Defined 1 111,000
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