-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MU6s3y1e+YvU42Yqx1DKYJKJmUzL97GtQ8eic4Y+S8isuf06IBt7cA/bHbpUq2pY 4aTVkxdipZL/GcfXtcAXPw== 0000898432-10-001115.txt : 20100812 0000898432-10-001115.hdr.sgml : 20100812 20100812133103 ACCESSION NUMBER: 0000898432-10-001115 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100812 DATE AS OF CHANGE: 20100812 EFFECTIVENESS DATE: 20100812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 101010475 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ----------------------- Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC --------------------------------------- 666 Fifth Avenue --------------------------------------- 37th Floor --------------------------------------- New York, NY 10103 --------------------------------------- Form 13F File Number: 28- 12251 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III --------------------------------------- Title: Managing Member --------------------------------------- Phone: (212) 808-7430 --------------------------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY August 16, 2010 - ------------------------- --------------------- ----------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ---------------------- Form 13F Information Table Entry Total: 64 ---------------------- Form 13F Information Table Value Total: 72,919 ---------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-06273 Graham Partners, L.P. 2
Title of Investment Other Name Class CUSIP MarketValue Qty SH/PRN Discretion Managers Shared Actel Corp COM 004934105 1,090 85,000 SH Shared-Defined 1 85,000 Analog Devices Inc COM 032654105 1,713 61,500 SH Shared-Defined 1 61,500 ATMI Inc COM 00207R101 1,171 80,000 SH Shared-Defined 1 80,000 Cadence Design System Inc COM 127387108 579 100,000 SH Shared-Defined 1 100,000 Callidus Software Inc COM 13123E500 658 201,700 SH Shared-Defined 1 201,700 GROUPE CGI INC CL A SUB VTG 39945C109 2,990 200,800 SH Shared-Defined 1 200,800 Check Point Software Tech LT ORD M22465104 1,032 35,000 SH Shared-Defined 1 35,000 Cisco Sys Inc COM 17275R102 1,705 80,000 SH Shared-Defined 1 80,000 Cogo Group Inc COM 192448108 967 155,000 SH Shared-Defined 1 155,000 Comcast Corp NEW CL A SPL 20030N200 1,209 73,600 SH Shared-Defined 1 73,600 CA INC COM 12673P105 2,806 152,500 SH Shared-Defined 1 152,500 Corning Inc COM 219350105 703 43,500 SH Shared-Defined 1 43,500 Crown Holdings Inc COM 228368106 501 20,000 SH Shared-Defined 1 20,000 Dell Inc COM 24702R101 241 20,000 SH Shared-Defined 1 20,000 Digital Riv Inc COM 25388B104 598 25,000 SH Shared-Defined 1 25,000 DivX Inc COM 255413106 1,495 195,200 SH Shared-Defined 1 195,200 eBay Inc COM 278642103 1,079 55,000 SH Shared-Defined 1 55,000 Eclipsys Corp COM 278856109 535 30,000 SH Shared-Defined 1 30,000 Expedia Inc DEL COM 30212P105 751 40,000 SH Shared-Defined 1 40,000 Extreme Networks Inc COM 30226D106 405 150,000 SH Shared-Defined 1 150,000 FirstEnergy Corp COM 337932107 881 25,000 SH Shared-Defined 1 25,000 Fiserv Inc COM 337738108 1,598 35,000 SH Shared-Defined 1 35,000 Intel Corp COM 458140100 1,828 94,000 SH Shared-Defined 1 94,000 International Business Machs COM 459200101 2,908 23,550 SH Shared-Defined 1 23,550 International Flavors&Fragra COM 459506101 848 20,000 SH Shared-Defined 1 20,000 Lender Processing Svcs Inc COM 52602E102 908 29,000 SH Shared-Defined 1 29,000 Lowe's Cos Inc COM 548661107 572 28,000 SH Shared-Defined 1 28,000 Mac-gray Corp COM 554153106 1,615 145,000 SH Shared-Defined 1 145,000 Mastercard Inc CL A 57636Q104 2,195 11,000 SH Shared-Defined 1 11,000 Maxim Integrated Prods Inc COM 57772K101 84 5,000 SH Shared-Defined 1 5,000 Microsoft Corp COM 594918104 1,841 80,000 SH Shared-Defined 1 80,000 NBTY Inc COM 628782104 1,701 50,000 SH Shared-Defined 1 50,000 Net Servicos De Comunicacao SPONSD ADR 64109T201 1,033 110,000 SH Shared-Defined 1 110,000 NEW Neutral Tandem Inc COM 64128B108 268 23,858 SH Shared-Defined 1 23,858 Nextera Energy Inc COM 65339F101 887 18,200 SH Shared-Defined 1 18,200 P C Connection COM 69318J100 800 132,000 SH Shared-Defined 1 132,000 Pegasystems Inc COM 705573103 963 30,000 SH Shared-Defined 1 30,000 Penn Millers Hldg Corp COM 707561106 895 67,800 SH Shared-Defined 1 67,800 Pfizer Inc COM 717081103 1,961 137,500 SH Shared-Defined 1 137,500 Radvision Ltd ORD M81869105 766 125,500 SH Shared-Defined 1 125,500 Rent A Ctr Inc NEW COM 76009N100 1,398 69,000 SH Shared-Defined 1 69,000 S1 Corporation COM 78463B101 2,134 355,000 SH Shared-Defined 1 355,000 SCANA Corp NEW COM 80589M102 894 25,000 SH Shared-Defined 1 25,000 Seagate Technology SHS G7945J104 652 50,000 SH Shared-Defined 1 50,000 Shoretel Inc COM 825211105 35 7,517 SH Shared-Defined 1 7,517 SIRIUS SATELLITE RADIO INC NOTE 3.25% 82966UAD5 259 269,000 SH Shared-Defined 1 269,000 10/1 Skechers USA Inc CL A 830566105 183 5,000 SH Shared-Defined 1 5,000 Southern Co COM 842587107 899 27,000 SH Shared-Defined 1 27,000 Spartech Corp COM NEW 847220209 974 95,000 SH Shared-Defined 1 95,000 Spectra Energy Partners LP COM 847560109 672 33,500 SH Shared-Defined 1 33,500 Sport Supply Group Inc COM 84916A104 992 73,733 SH Shared-Defined 1 73,733 DEL SYKES Enterprises Inc COM 871237103 356 25,000 SH Shared-Defined 1 25,000 Symantec Corp COM 871503108 2,193 158,000 SH Shared-Defined 1 158,000 Symyx Technologies COM 87155S108 725 144,634 SH Shared-Defined 1 144,634 Technitrol Inc COM 878555101 12 3,882 SH Shared-Defined 1 3,882 Tekelec COM 879101103 1,589 120,000 SH Shared-Defined 1 120,000 Verisign Inc SDCV 3.250% 92343EAD4 994 1,100,000 SH Shared-Defined 1 1,100,000 8/1 Verizon Communications Inc COM 92343V104 1,891 67,500 SH Shared-Defined 1 67,500 Viacom Inc NEW CL A 92553P201 2,776 88,500 SH Shared-Defined 1 88,500 Virtusa Corp COM 92827P102 711 76,200 SH Shared-Defined 1 76,200 Visa Inc COM CL A 92826C839 1,167 16,500 SH Shared-Defined 1 16,500 Vodafone Group PLC NEW SPONS ADR 92857W209 1,447 70,000 SH Shared-Defined 1 70,000 NEW WalMart Stores Inc COM 931142103 2,115 44,000 SH Shared-Defined 1 44,000 Westell Technologies Inc CL A 957541105 1,073 683,231 SH Shared-Defined 1 683,231
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