-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/YfZp9bntaSBt+OOxfAFXRGyLfmAO7pr1IZFfynr7Y7MsZVH6xcpF3Lx9x7Uq7m SBx+90F6dJNFU6o5BQsK8w== 0000898432-08-001169.txt : 20081114 0000898432-08-001169.hdr.sgml : 20081114 20081114155555 ACCESSION NUMBER: 0000898432-08-001169 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARBER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001387921 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12251 FILM NUMBER: 081191121 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-7370 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 -------------------- Check here if Amendment [ ]; Amendment Number: ------------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager filing this Report: Name: Harber Asset Management, LLC ------------------------------ 666 Fifth Avenue ------------------------------ 37th Floor ------------------------------ New York, NY 10103 ------------------------------ Form 13F File Number: 28- 12251 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Harold W. Berry III --------------------- Title: Managing Member --------------------- Phone: (212) 808-7430 --------------------- Signature, Place, and Date of Signing: /s/ Harold W. Berry III New York, NY November 14, 2008 - ------------------------ -------------- ------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 List of Other Managers Reporting for this Manager: Form 13F File Number Name 28- 06273 Graham Partners, L.P. ------------- ------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 53 ------------- Form 13F Information Table Value Total: 40,468 ------------- (thousands) List of Other Included Managers: NONE 2 FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- -------- ---------- -------- ---------------------- ------------ ---------- ------------------ TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- -------- ---------- -------- ------- --- ---- ------------ --------- ---- ------ ---- 8x8 INC NEW COM 282914100 174 200,000 SH Shared-Defined 1 200,000 ACTEL CORP COM 004934105 1,997 160,000 SH Shared-Defined 1 160,000 ACTIVIDENTITY PUT 00504W950 283 125,000 PUT Shared-Defined 1 125,000 ADVANCED ANALOGIC COM 00752J108 465 100,000 SH Shared-Defined 1 100,000 TECHNOLOGI AMERICAN EAGLE COM 02553E106 305 20,000 SH Shared-Defined 1 20,000 OUTFITTERS NE AMERICAN MOVIL SAB DE COM 02364W105 1,159 25,000 SH Shared-Defined 1 25,000 CV ANADARKO PETE CORP COM 032511107 1,116 23,000 SH Shared-Defined 1 23,000 ANAREN INC COM 032744104 102 10,000 SH Shared-Defined 1 10,000 AVNET INC COM 053807103 739 30,000 SH Shared-Defined 1 30,000 BROADCOM CORP CL A 111320107 1,025 55,000 SH Shared-Defined 1 55,000 CHECK POINT SOFTWARE ORD M22465104 796 35,000 SH Shared-Defined 35,000 TECH LT CIRRUS LOGIC INC COM 172755100 545 100,000 SH Shared-Defined 1 100,000 CISCO SYS INC COM 17275R102 1,421 63,000 SH Shared-Defined 1 63,800 CLEARONE COM 185060100 466 98,833 SH Shared-Defined 1 98,833 COMMUNICATIONS INC CONSTELLATION ENERGY COM 210371100 365 15,000 SH Shared-Defined 1 15,000 GROUP I CORNING INC COM 219350105 1,642 105,000 SH Shared-Defined 1 105,000 DELL INC COM 24702R101 1,154 70,000 SH Shared-Defined 1 70,000 DICE HLDG COM 25301707 315 44,400 SH Shared-Defined 1 44,400 DOW CHEM CO COM 260543103 1,589 50,000 SH Shared-Defined 1 50,000 EBAY INC COM 278642103 532 23,750 SH Shared-Defined 1 23,750 EXPEDIA INC DEL COM 30212p105 151 10,000 SH Shared-Defined 1 10,000 ENTERGRIS INC COM 29362U104 968 200,000 SH Shared-Defined 1 200,000 GSI GROUP INC CDA COM 36229U102 1,059 300,000 SH Shared-Defined 1 300,000 INTEL CORP COM 458140100 1,311 70,000 SH Shared-Defined 1 70,000 LIONBRIDGE COM 536252109 610 250,000 SH Shared-Defined 1 250,000 TECHNOLOGIES INC LOOKSMART LTD COM NEW 543442503 642 251,807 SH Shared-Defined 1 251,807 MAXIM INTEGRATED COM 57772K101 905 50,000 SH Shared-Defined 1 50,000 PRODS INC MICROSOFT CORP COM 594918104 1,935 72,500 SH Shared-Defined 1 72,500 MICROTUNE INC DEL COM 59514P109 268 100,000 SH Shared-Defined 1 100,000 MKS INSTRUMENT INC COM 55306N104 597 30,000 SH Shared-Defined 1 30,000 NAVISITE INC COM NEW 63935M208 249 125,000 SH Shared-Defined 1 125,000 NET SERVICOS DE SPON ADR 64109T201 746 85,000 SH Shared-Defined 1 85,000 COMUNICACO NETWORK APPLIANCE INC COM 64120L104 729 40,000 SH Shared-Defined 1 40,000 NII HLDGS INC CL B NEW 62913F201 834 22,000 SH Shared-Defined 1 22,000 NOKIA CORP SPON ADR 654902204 1,874 100,500 SH Shared-Defined 1 100,500
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------- -------- ---------- -------- ---------------------- ------------ ---------- ------------------ TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- -------- ---------- -------- ------- --- ---- ------------ --------- ---- ------ ---- OBROTECH LTD ORD M75253100 191 23,900 SH Shared-Defined 23,900 PAYCHEX INC COM 704326107 495 15,000 SH Shared-Defined 1 15,000 PPG INDS INC COM 693506107 1,866 32,000 SH Shared-Defined 1 32,000 QUEST SOFTWARE INC COM 74834T103 381 30,000 SH Shared-Defined 1 30,000 RAINMAKER SYSTEMS COM NEW 750875304 731 324,825 SH Shared-Defined 1 324,825 RENT A CTR INC NEW COM 76009N100 758 34,000 SH Shared-Defined 1 34,000 SALARYCOM COM 794006106 405 100,000 SH Shared-Defined 1 100,000 SELECTICA IN COM 816288104 280 277,594 SH Shared-Defined 1 277,594 SONICWALL INC COM 835470105 1,140 217,600 SH Shared-Defined 1 217,600 SOUNDBITE COM 836091108 301 125,000 SH Shared-Defined 1 125,000 COMMUNICATIONS INC STAR BUFFET INC COM 855086104 299 74,853 SH Shared-Defined 1 74,853 SUMTOTAL SYS INC COM 866615107 374 91,510 SH Shared-Defined 1 91,510 SYMANTEC CORP COM 871503108 587 30,000 SH Shared-Defined 1 30,000 SYNIVERSE HLDGS INC COM 87163F106 415 25,000 SH Shared-Defined 1 25,000 VERIZON COM 92343V104 481 15,000 SH Shared-Defined 1 15,000 COMMUNICATIONS INC VICOR CORP COM 925815102 355 40,000 SH Shared-Defined 1 40,000 VIRTUSA GROUP COM 92827P102 1,497 230,000 SH Shared-Defined 1 230,000 VISHAY INTERTECHNOLOGY COM 928298108 844 127,500 SH Shared-Defined 1 127,500 INC
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