0001341004-12-000189.txt : 20120208 0001341004-12-000189.hdr.sgml : 20120208 20120208150246 ACCESSION NUMBER: 0001341004-12-000189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 EFFECTIVENESS DATE: 20120208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECOFIN LTD CENTRAL INDEX KEY: 0001387869 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12086 FILM NUMBER: 12581536 BUSINESS ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU BUSINESS PHONE: 44 020 7451 2941 MAIL ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU 13F-HR 1 form13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ecofin Limited ------------------------------- Address: 15 Buckingham Street ------------------------------- London WC2N 6DU, United Kingdom ------------------------------- Form 13F File Number: 028- ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Murray ----------- Title: Chairman -------- Phone: +44 (0)20 7451 2941 ------------------- Signature, Place, and Date of Signing: /s/ John Murray London, United Kingdom February 8, 2012 --------------- ---------------------- ---------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 --------- Form 13F Information Table Entry Total: 80 ---------- Form 13F Information Table Value Total: $320,755 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name -------- ------------------------
Inest- ment Voting Authority Title of Value Shares / Sh / Put/ Discre- Other ------------------------- Security Class CUSIP (x$1,000) Prn Amt Prn Call tion Managers Sole Shared None ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- A123 SYSTEMS INC (UQ*) ORD 03739T108 7 4,403 SH Sole 4,403 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ADA-ES INC ORD 005208103 1,353 59,775 SH Sole 59,775 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- AEROVIRONMENT ORD 008073108 1,851 58,821 SH Sole 58,821 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- AES CORP ORD 00130H105 8,926 753,895 SH Sole 753,895 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ALPHA NATURAL RESOURCES INC ORD 02076X102 1,438 70,388 SH Sole 70,388 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ANADARKO PETROLEUM CORP (UN*) ORD 032511107 4,034 52,848 SH Sole 52,848 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- APACHE CORP ORD 037411105 146 1,614 SH Sole 1,614 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- BABCOCK AND WILCOX ORD 05615F102 73 3,006 SH Sole 3,006 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- BADGER METER INC ORD 056525108 830 28,199 SH Sole 28,199 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CABOT OIL AND GAS CORP (UN*) ORD 127097103 891 11,742 SH Sole 11,742 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CALGON CARBON ORD 129603106 2,604 165,765 SH Sole 165,765 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CALPINE CORP (UN*) ORD 131347304 15,461 946,779 SH Sole 946,779 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CENTERPOINT ENERGY INC ORD 15189T107 5,812 289,282 SH Sole 289,282 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CHENIERE ENERGY INC ORD 16411R208 2,173 250,000 SH Sole 250,000 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CHEVRON CORP ORD 166764100 409 3,844 SH Sole 3,844 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CHK P20 Apr-12 (x100) EQTY_OP 165167107 360 3,000 SH Sole 3,000 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CLEAN ENERGY FUELS ORD 184499101 2,101 168,583 SH Sole 168,583 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CMS ENERGY CORP ORD 125896100 415 18,792 SH Sole 18,792 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CONOCOPHILLIPS ORD 20825C104 1,767 24,242 SH Sole 24,242 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- CREE INC (UW*) ORD 225447101 8,899 403,744 SH Sole 403,744 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- DEVON ENERGY CORPORATION (UN*) ORD 25179M103 811 13,074 SH Sole 13,074 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- DUKE ENERGY CORP ORD 26441C105 222 10,078 SH Sole 10,078 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ECHELON CORP ORD 27874N105 542 111,203 SH Sole 111,203 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EDISON INTERNATIONAL ORD 281020107 4,016 97,006 SH Sole 97,006 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EL PASO CORP ORD 28336L109 9,385 353,228 SH Sole 353,228 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EMERSON ELECTRIC CO ORD 291011104 11,747 252,126 SH Sole 252,126 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ENERNOC INC ORD 292764107 685 63,007 SH Sole 63,007 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ENERSYS ORD 29275Y102 5,508 212,088 SH Sole 212,088 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EQT CORP ORD 26884L109 404 7,378 SH Sole 7,378 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ESCO TECHNOLOGIES ORD 296315104 1,862 64,701 SH Sole 64,701 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EXELON CORP ORD 30161N101 12,771 294,467 SH Sole 294,467 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EXIDE TECHNOLOGIES ORD 302051206 2,162 821,896 SH Sole 821,896 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- EXXON MOBIL CORP ORD 30231G102 1,513 17,854 SH Sole 17,854 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- FAR EAST ENERGY CORP (UU*) ORD 307325100 317 1,510,037 SH Sole 1,510,037 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- FIRST SOLAR INC ORD 336433107 7,405 219,352 SH Sole 219,352 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- FIRSTENERGY CORP ORD 337932107 15,697 354,328 SH Sole 354,328 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- FLUOR CORP ORD 343412102 75 1,488 SH Sole 1,488 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- FUEL SYSTEMS SOLUTIONS ORD 35952W103 1,406 85,245 SH Sole 85,245 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- FUEL TECH INC ORD 359523107 73 11,161 SH Sole 11,161 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- GENERAL ELECTRIC ORD 369604103 20,446 1,141,618 SH Sole 1,141,618 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- GT ADVANCED TECHNOLOGIES ORD 36191U106 2,856 394,410 SH Sole 394,410 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- HECKMANN ORD 422680108 2,005 301,477 SH Sole 301,477 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- HELMERICH AND PAYNE ORD 423452101 985 16,878 SH Sole 16,878 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- INTEL ORD 458140100 3,496 144,149 SH Sole 144,149 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ITC HOLDINGS CORP EQ_SW 465685105 6,788 89,456 SH Sole 89,456 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ITC HOLDINGS CORP ORD 465685105 13,657 179,985 SH Sole 179,985 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- ITRON INC US ORD 465741106 3,543 99,037 SH Sole 99,037 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- JOHNSON CONTROLS INC ORD 478366107 5,432 173,773 SH Sole 173,773 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- MEMC ELECTRONIC MATERIALS ORD 552715104 3,001 761,701 SH Sole 761,701 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- MFRI INC ORD 552721102 77 11,111 SH Sole 11,111 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- NATIONAL OILWELL VARCO ORD 637071101 1,142 16,796 SH Sole 16,796 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- NEXTERA ENERGY 8.375% CV PRF (UN*) CONVPRF 65339F309 8,351 165,000 SH Sole 165,000 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- NEXTERA ENERGY INC ORD 65339F101 4,047 66,469 SH Sole 66,469 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- NISOURCE INC ORD 65473P105 744 31,258 SH Sole 31,258 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- NRG ENERGY INC ORD 629377508 160 8,827 SH Sole 8,827 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- OCCIDENTAL PETROLEUM ORD 674599105 204 2,175 SH Sole 2,175 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- OGE ENERGY CORP ORD 670837103 19,091 336,634 SH Sole 336,634 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PATTERSON-UTI ENERGY ORD 703481101 222 11,089 SH Sole 11,089 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PEABODY ENERGY CORP ORD 704549104 2,474 74,708 SH Sole 74,708 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PLAINS EXPLORATION AND PRODUCTION ORD 726505100 681 18,546 SH Sole 18,546 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- POLYPORE INTERNATIONAL INC (UN*) ORD 73179V103 5,403 122,818 SH Sole 122,818 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PORTLAND GENERAL ELECTRIC CO ORD 736508847 4,325 171,032 SH Sole 171,032 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- POWER-ONE INC (UQ*) ORD 73930R102 1,859 475,336 SH Sole 475,336 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PPL 8.75% 01-MAY-2014 PFD CONVPRF 69351T114 2,765 50,000 SH Sole 50,000 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PPL 9.5% CV PRF 01-JUL-2013 (TRACE*) CONVPRF 69351T601 3,335 60,000 SH Sole 60,000 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- PUBLIC SERVICE ENTERPRISE GP ORD 744573106 537 16,275 SH Sole 16,275 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- QUANTA SERVICES INC ORD 74762E102 9,595 445,445 SH Sole 445,445 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- RANGE RESOURCES CORP ORD 75281A109 1,538 24,834 SH Sole 24,834 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- SHAW GROUP INC (UN*) ORD 820280105 2,523 93,807 SH Sole 93,807 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- SPECTRA ENERGY CORP ORD 847560109 7,858 255,544 SH Sole 255,544 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- SUNPOWER CORP ORD 867652406 397 63,717 SH Sole 63,717 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- TARGA RESOURCES ORD 87612G101 2,840 69,804 SH Sole 69,804 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- TESLA MOTORS INC ORD 88160R101 3,293 115,307 SH Sole 115,307 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- TRINA SOLAR LTD SPON ADR DR 89628E104 335 50,190 SH Sole 50,190 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- UNIVERSAL DISPLAY ORD 91347P105 7,312 199,304 SH Sole 199,304 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- VEECO INSTRUMENTS INC (UW*) ORD 922417100 443 21,316 SH Sole 21,316 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- WESTAR ENERGY INC ORD 95709T100 374 13,003 SH Sole 13,003 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- WESTPORT INNOVATIONS (US) ORD 960908309 84 2,541 SH Sole 2,541 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- WILLIAMS COS INC ORD 969457100 29,905 905,651 SH Sole 905,651 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ---- XCEL ENERGY INC ORD 98389B100 484 17,528 SH Sole 17,528 ------------------------------ -------- --------- --------- --------- ---- ---- ------- -------- ---------- ------ ----