0001341004-11-000906.txt : 20110414 0001341004-11-000906.hdr.sgml : 20110414 20110414172114 ACCESSION NUMBER: 0001341004-11-000906 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110414 DATE AS OF CHANGE: 20110414 EFFECTIVENESS DATE: 20110414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECOFIN LTD CENTRAL INDEX KEY: 0001387869 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12086 FILM NUMBER: 11760407 BUSINESS ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU BUSINESS PHONE: 44 020 7451 2941 MAIL ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU 13F-HR 1 form13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ecofin Limited ---------------------------------- Address: 15 Buckingham Street ---------------------------------- London WC2N 6DU, United Kingdom ---------------------------------- Form 13F File Number: 028- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Murray ------------------------ Title: Chairman ------------------------ Phone: +44 (0)20 7451 2941 ------------------------ Signature, Place, and Date of Signing: /s/ John Murray London, United Kingdom April 14, 2011 --------------- ---------------------- -------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 40 ------------- Form 13F Information Table Value Total: $245,018 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name ----- --------------
INVEST- MENT OTHER VOTING AUTHORITY TITLE OF VALUE SHARES / SH / PUT/ DISCRE- MANA- ----------------------------- SECURITY CLASS CUSIP (X$1,000) PRN AMT PRN CALL TION GERS SOLE SHARED NONE ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- AES CORP ORD 00130H105 14,382 1,106,317 SH Sole 1,106,317 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- AGL RESOURCES INC ORD 001204106 7,016 176,093 SH Sole 176,093 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- AMERICAN WATER WORKS CO INC ORD 030420103 341 12,143 SH Sole 12,143 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- ANADARKO PETROLEUM CORP (UN*) ORD 032511107 3,170 38,699 SH Sole 38,699 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- APACHE CORP ORD 037411105 144 1,098 SH Sole 1,098 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- CALPINE CORP (UN*) ORD 131347304 9,616 605,927 SH Sole 605,927 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- CENTERPOINT ENERGY INC ORD 15189T107 8,547 486,747 SH Sole 486,747 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- CHINA MING YANG WIND POW-ADS (US*) DR 16951C108 534 51,760 SH Sole 51,760 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- CMS ENERGY CORP ORD 125896100 11,639 592,602 SH Sole 592,602 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- CONSTELLATION ENERGY GROUP ORD 210371100 6,661 213,966 SH Sole 213,966 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- DAQO NEW ENERGY CORP ADR (US*) DR 23703Q104 3,429 266,188 SH Sole 266,188 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- DEVON ENERGY CORPORATION (UN*) ORD 25179M103 218 2,373 SH Sole 2,373 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- DOMINION RESOURCES INC/VA ORD 25746U109 16,132 360,904 SH Sole 360,904 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- DTE ENERGY COMPANY ORD 233331107 8,447 172,521 SH Sole 172,521 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- EL PASO CORP ORD 28336L109 9,528 529,314 SH Sole 529,314 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- EXXON MOBIL CORP ORD 30231G102 276 3,285 SH Sole 3,285 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- FAR EAST ENERGY CORP (UU*) ORD 307325100 702 1,510,037 SH Sole 1,510,037 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- GENERAL ELECTRIC ORD 369604103 9,040 450,896 SH Sole 450,896 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- HOLLYSIS AUTOMATION TECHNOLO (UW*) ORD G45667105 1,101 82,799 SH Sole 82,799 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- IDACORP INC ORD 451107106 3,884 101,933 SH Sole 101,933 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- ITC HOLDINGS CORP ORD 465685105 23,989 343,188 SH Sole 343,188 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- JAMES RIVER COAL CO (US*) ORD 470355207 2,319 95,943 SH Sole 95,943 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- KINDER MORGAN INC ORD 49456B101 7,597 256,305 SH Sole 256,305 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- LDK SOLAR CO LTD -ADR (US*) DR 50183L107 167 13,680 SH Sole 13,680 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- MASSEY ENERGY CO ORD 576206106 4,694 68,672 SH Sole 68,672 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- NEXTERA ENERGY 8.375% CV PRF (UN*) CONVPRF 65339F309 8,516 165,000 SH Sole 165,000 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- NEXTERA ENERGY INC ORD 65339F101 17,468 316,907 SH Sole 316,907 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- NISOURCE INC ORD 65473P105 6,884 358,932 SH Sole 358,932 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- NV ENERGY INC ORD 67073Y106 5,911 396,977 SH Sole 396,977 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- OGE ENERGY CORP ORD 670837103 13,776 272,465 SH Sole 272,465 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- POLYPORE INTERNATIONAL INC (UN*) ORD 73179V103 199 3,452 SH Sole 3,452 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- PPL 9.5% CV PRF 01-JUL-2013 (TRACE*) CONVPRF 69351T601 3,194 60,000 SH Sole 60,000 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- QUANTA SERVICES INC ORD 74762E102 151 6,727 SH Sole 6,727 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- QUESTAR CORP ORD 748356102 3,325 190,567 SH Sole 190,567 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- SHAW GROUP INC (UN*) ORD 820280105 2,157 60,912 SH Sole 60,912 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- SOUTHERN CO ORD 842587107 183 4,795 SH Sole 4,795 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- SPDR S&P 500 ETF TR TR UNIT 78462F103 76 2,000 SH Sole 2,000 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- TARGA RESOURCES ORD 87612G101 3,154 87,027 SH Sole 87,027 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- WILLIAMS COS INC ORD 969457100 21,637 693,924 SH Sole 693,924 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ---- XCEL ENERGY INC ORD 98389B100 4,815 201,562 SH Sole 201,562 ---------------------------- -------- --------- --------- --------- ---- ---- ------- ----- --------------- ------ ----