-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aq7vSFB0zD1QvFE40egNo+V4AFYa+4VAsAH5quO/TBzsKFV9zQiNFasrK+rN0zWp axmEJn5YMimkpWgWo58RqQ== 0001341004-10-001282.txt : 20100729 0001341004-10-001282.hdr.sgml : 20100729 20100729131357 ACCESSION NUMBER: 0001341004-10-001282 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100729 DATE AS OF CHANGE: 20100729 EFFECTIVENESS DATE: 20100729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECOFIN LTD CENTRAL INDEX KEY: 0001387869 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12086 FILM NUMBER: 10977067 BUSINESS ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU BUSINESS PHONE: 44 020 7451 2941 MAIL ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU 13F-HR 1 ecofin_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION PLACECITYWASHINGTON, STATED.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ---------------------- Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ecofin Limited --------------------------------- Address: 15 Buckingham Street --------------------------------- LondonWC2N 6DU, United Kingdom --------------------------------- Form 13F File Number: 028- ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Murray --------------------------------- Title: Chairman --------------------------------- Phone: +44 (0)20 7451 2941 --------------------------------- Signature, Place, and Date of Signing: /s/ John Murray London, United Kingdom July 29, 2010 --------------- ---------------------- -------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 37 ----------- Form 13F Information Table Value Total: $284,399 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name - ---- --------------------------
- ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ------------------------------ Title of Value Shares / Sh / Put/ Inestment Other Voting Authority Security Class CUSIP (x$1,000) Prn Amt Prn Call Discretion Managers Sole Shared None - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- A123 SYSTEMS INC (UQ*) COM 03739T108 816 86,505 SH Sole 86,505 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- ADVANCED ENERGY INSUDTRIES (UW*) COM 007973100 2,405 195,684 SH Sole 195,684 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- AES CORP COM 462613AD2 8,601 930,845 SH Sole 930,845 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- ALLEGHENY ENERGY INC COM 017361106 4,537 219,394 SH Sole 219,394 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- AMERICAN ELECTRIC POWER COM 25537101 21,613 669,121 SH Sole 669,121 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- SPY US UNIT EQUITY SER 78462F103 1,822 2,800 Put Sole 2,800 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- CALPINE CORP (UN*) COM 131347304 6,781 533,067 SH Sole 533,067 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- CHINA VALVES TECHNOLOGY COM INC (UQ*) NEW 169476207 1,690 181,155 SH Sole 181,155 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- CMS ENERGY CORP COM 125896100 15,731 1,073,822 SH Sole 1,073,822 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- DUOYUAN GLOBAL WATER INC-ADR (US*) ADR 266043108 965 54,809 SH Sole 54,809 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- EL PASO CORP COM 28336L109 5,613 505,192 SH Sole 505,192 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- ENTERGY CORP COM 29364G103 3,557 49,666 SH Sole 49,666 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- EQT CORP COM 26884L109 2,992 82,778 SH Sole 82,778 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- EXELON CORP COM 30161N101 12,644 332,988 SH Sole 332,988 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- FIRSTENERGY CORP COM 337932107 4,968 141,017 SH Sole 141,017 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- FPL 8.375% CV PREF (UN*) CONVPRF 302571609 8,143 165,000 SH Sole 165,000 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- GT SOLAR INTERNATIONAL INC (UW*) COM 3623E0209 916 163,628 SH Sole 163,628 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- HOLLYSYS AUTOMATION TECHNOLO (UW*) COM G45667105 655 72,677 SH Sole 72,677 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- ITC HOLDINGS CORP COM 465685105 69,120 1,306,364 SH Sole 1,306364 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- JA SOLAR HOLDINGS CO LTD-ADR (US*) ADR 466090107 2,509 540,644 SH Sole 540,644 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- MDU RESOURCES GROUP INC COM 552690109 968 53,677 SH Sole 53,677 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- NEW JERSEY RESOURCES CORP COM 646025106 1,500 42,626 SH Sole 42,626 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- NEXTERA ENERGY INC COM 65339F101 4,997 102,476 SH Sole 102,476 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- NV ENERGY INC COM 67073Y106 3,078 260,643 SH Sole 260,643 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- PG AND E CORP COM 69331C108 2,270 55,242 SH Sole 55,242 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- POWER-ONE INC (UQ*) COM 739308104 529 78,367 SH Sole 78,367 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- PPL CORPORATION COM 69351T106 8,621 345,539 SH Sole 345,539 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- PROGRESS ENERGY INC COM 743263105 13,535 345,105 SH Sole 345,105 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- QUESTAR CORP COM 748356102 11,331 249,098 SH Sole 249,098 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- RUBICON TECHNOLOGY INC (UQ*) COM 78112T107 258 8,663 SH Sole 8,663 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- SCANA CORP COM 80589M102 6,846 191,434 SH Sole 191,434 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- SEMPRA ENERGY COM 816851109 21,373 456,791 SH Sole 456,791 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- SOUTHERN UNION CO COM 844030106 3,809 174,267 SH Sole 174,267 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- TESORO CORP COM 88160R101 3,814 160,036 SH Sole 160,036 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- TRINA SOLAR SPON LTD-SPON ADR ADR 79628E104 929 53,766 SH Sole 53,766 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- WILLIAMS COS INC COM 969457100 20,176 1,103,707 SH Sole 1,103,707 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ---- WONDER AUTO TECHNOLOGY INC (UQ*) COM 978166106 4,289 585,885 SH Sole 585,885 - ------------------- -------- --------- --------- --------- ---- ---- ---------- -------- ---------------- ------ ----
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