-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lz1xj2Tnb//P8z8MimahzuJ+LTaAd2Bb6DuPAZ4d0ccvRdvfSO0d8ggE8UPmmRix Zu8OyNJwZmwzqwiCSt14kQ== 0001341004-09-000888.txt : 20090430 0001341004-09-000888.hdr.sgml : 20090430 20090430153636 ACCESSION NUMBER: 0001341004-09-000888 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090430 DATE AS OF CHANGE: 20090430 EFFECTIVENESS DATE: 20090430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ECOFIN LTD CENTRAL INDEX KEY: 0001387869 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12086 FILM NUMBER: 09783444 BUSINESS ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU BUSINESS PHONE: 44 020 7451 2941 MAIL ADDRESS: STREET 1: 15 BUCKINGHAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6DU 13F-HR 1 ecofin_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, STATED.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 ----------------- Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ecofin Limited ---------------------------------- Address: 15 Buckingham Street ---------------------------------- London WC2N 6DU, United Kingdom ---------------------------------- Form 13F File Number: 028- --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Murray ------------------------ Title: Chairman ------------------------ Phone: +44 (0)20 7451 2941 ------------------------ Signature, Place, and Date of Signing: /s/ John Murray London, United Kingdom April 30, 2009 --------------- ---------------------- ---------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 33 ----------- Form 13F Information Table Value Total: $364,929 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name - ------ -------------------------
Invest- Title ment Other Voting Authority Of Value Shares / Sh / Put/ Discre- Mana- ------------------------------ Security Class CUSIP (x$1,000) Prn Amt Prn Call tion gers Sole Shared None - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ------------------------------ - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- ALLEGHENY ENERGY INC COM 017361106 3,239 139,800 SH Sole 139,800 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- CHENIERE ENERGY INC COM 16411Q101 11,662 2,737,525 SH Sole 2,737,525 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- CMS ENERGY CORP COM 125896100 18,760 1,584,430 SH Sole 1,584,430 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- EDISON INTERNATIONAL COM 281020107 16,812 583,564 SH Sole 583,564 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- EMPRESA NAC SPONSORED ELEC-CHIL-SP ADR (US*) ADR 29244T101 2,055 54,800 SH Sole 54,800 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- ENTERGY CORP COM 29364G103 25,874 379,995 SH Sole 379,995 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- FPL GROUP INC COM 302571104 13,875 273,502 SH Sole 273,502 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- GREAT PLAINS ENERGY INC COM 391164100 1,867 138,613 SH Sole 138,613 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- HAWAIIAN ELECTRIC INDS COM 419870100 1,484 108,000 SH Sole 108,000 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- ITC HOLDINGS CORP COM 465685105 74,662 1,711,647 SH Sole 1,711,647 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- MCDERMOT INTL INC COM 580037109 5,183 387,047 SH Sole 387,047 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- MEMC ELECTRONIC MATERIALS COM 92240G101 1,336 81,000 SH Sole 81,000 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- NEW JERSEY RESOURCES CORP COM 646025106 5,432 159,865 SH Sole 159,865 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- NORTHEAST UTILITIES COM 664397106 12,197 564,931 SH Sole 564,931 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- NRG 5 3/4 (UN*) CONVPRF 629377870 11,733 666,666 SH Sole 666,666 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- P G AND E CORP COM 69331C108 29,394 769,084 SH Sole 769,084 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- PORTLAND GENERAL COM ELECTRIC CO NEW 736508847 14,873 845,553 SH Sole 845,553 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- PROGRESS ENERGY COM 743263105 27,228 750,907 SH Sole 750,907 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- PUBLIC SERVICE ENTERPRISE GP COM 744573106 6,929 235,134 SH Sole 235,134 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SEMPRA ENERGY COM 816851109 7,543 163,121 SH Sole 163,121 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SHORT SANDP500 PROSHARES US COM 74347R503 4,366 55,800 SH Sole 55,800 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SPECTRA ENERGY CORP COM 847560109 5,737 405,761 SH Sole 405,761 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SPY P74 20-JUNE-2009 UNIT (X100) SER 1 78462F103 5,377 17,945 SH Sole 17,945 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SOUTH JERSEY INDUSTRIES COM 838518108 3,719 106,252 SH Sole 106,252 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SOUTHERN UNION 7.55% PREF CONVPRF 844030601 1,613 84,900 SH Sole 84,900 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SOUTHERN UNION CO COM 844030106 4,414 290,000 SH Sole 290,000 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- WESTAR ENERGY INC COM 95709T100 12,637 720,891 SH Sole 720,891 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- WGL HOLDINGS COM 92924F106 7,485 228,209 SH Sole 228,209 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- WILLIAMS COS INC COM 969457100 7,879 692,388 SH Sole 692,388 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- VECTREN CORPORATION COM 92240G101 5,515 261,505 SH Sole 261,505 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- XCEL ENERGY INC COM 98389B100 9,419 505,587 SH Sole 505,587 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- SBI XLU P23 20-JUNE-2009 INT- (X100) UTILS 81369Y886 770 11,000 SH Sole 11,000 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ---- YINGLI GREEN ENERGY HOLD-ADR (US*) ADR 98584B103 3,860 641,200 SH Sole 641,200 - ----------------------------- ------- --------- --------- --------- ---- ---- ------- ----- ---------------- ------ ----
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