0001140361-14-042272.txt : 20141114 0001140361-14-042272.hdr.sgml : 20141114 20141114163003 ACCESSION NUMBER: 0001140361-14-042272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001387672 IRS NUMBER: 205985013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12508 FILM NUMBER: 141224664 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-201-7850 MAIL ADDRESS: STREET 1: 410 PARK AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: TRAFELET CAPITAL MANAGEMENT, L.P. DATE OF NAME CHANGE: 20070124 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001387672 XXXXXXXX 09-30-2014 09-30-2014 TRAFELET BROKAW CAPITAL MANAGEMENT, L.P.

410 PARK AVENUE 17TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-12508 N Neal Fasone 212-201-7850 /s/ Neal Fasone New York NY 11-14-2014 3 17 124940 false 1 0001280506 028-10829 TRAFELET & CO ADVISORS LLC 2 0001176974 028-10380 TRAFELET & COMPANY, LLC 3 0001297619 028-13171 TRAFELET REMY W INFORMATION TABLE 2 form13fInfoTable.xml ADVANCED EMISSIONS SOLUTS IN COM 00770C101 3220 151377 SH DFND 1,2,3 151377 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 1138 200000 SH DFND 1,2,3 200000 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 3445 375636 SH DFND 1,2,3 375636 0 0 AIXTRON SE SPONSORED ADR 009606904 1455 121600 SH DFND 1,2,3 121600 0 0 ALLY FINL INC COM 02005N100 8395 362800 SH DFND 1,2,3 362800 0 0 ASPEN TECHNOLOGY INC COM 045327103 6344 168176 SH DFND 1,2,3 168176 0 0 ATLAS ENERGY LP COM UNITS LP 04930A104 22641 514572 SH DFND 1,2,3 514572 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 21511 455070 SH DFND 1,2,3 455070 0 0 CHINOOK ENERGY INC. COM 169589108 3355 1628700 SH DFND 1,2,3 1628700 0 0 COSTAR GROUP INC COM 22160N109 8104 52100 SH DFND 1,2,3 52100 0 0 GTT COMMUNICATIONS INC COM 362393100 5002 420000 SH DFND 1,2,3 420000 0 0 OXFORD LANE CAP CORP COM 691543102 7803 509006 SH DFND 1,2,3 509006 0 0 SCORPIO BULKERS INC SHS Y7546A106 4300 738813 SH DFND 1,2,3 738813 0 0 SCORPIO TANKERS INC SHS Y7542C106 6149 739894 SH DFND 1,2,3 739894 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 8465 246156 SH DFND 1,2,3 246156 0 0 SUSSER PETE PARTNERS LP COM U REP LP 869239103 6875 125000 SH DFND 1,2,3 125000 0 0 WORLD PT TERMS LP UNIT REP LTD PT 98159G107 6738 354456 SH DFND 1,2,3 354456 0 0