0001387467-19-000017.txt : 20190301
0001387467-19-000017.hdr.sgml : 20190301
20190301205707
ACCESSION NUMBER: 0001387467-19-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190227
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liang Yifan
CENTRAL INDEX KEY: 0001522325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 19651633
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
4
1
wf-form4_155149181082339.xml
FORM 4
X0306
4
2019-02-27
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001522325
Liang Yifan
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
0
1
0
0
CFO and Corp Secretary
Common Shares
2019-02-27
4
A
0
11988
0
A
95568
D
Common Shares
2019-02-27
4
F
0
4559
10.91
D
91009
D
Common Shares
2019-02-27
4
A
0
2250
0
A
93259
D
Common Shares
2019-02-27
4
A
0
5500
0
A
98759
D
Represent fully vested common shares ("Bonus Shares") granted by the compensation committee of the Board of Directors of the issuer on February 27, 2019 as part of the bonus payment upon achievement of certain corporate performance goals under the Issuer's Amended and Restated 2018 Executive Incentive Plan, dated November 15, 2018.
Includes an aggregate of 49,215 shares subject to Restricted Share Unit (RSU) awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.
Shares withheld to satisfy the Issuer's tax withholding obligations upon the issuance of the Bonus Shares described above.
Represent common shares subject to PSU granted on March 15, 2017 ("2017 PSU") that will become vested on March 15, 2019 upon approval and certification on February 27, 2019 by the Compensation Committee that the performance goals under such PSU were satisfied.
Excludes 4,500 unvested common shares subject to the 2017 PSU which may become vested upon achievement of certain corporate performance goals in the future. Previously, the unvested common shares subject to 2017 PSU have been disclosed in Table II of Form 4 and is now being reported in Table I of this Form 4.
Represent 5,500 common shares subject to PSU granted on March 15, 2018 ("2018 PSU") that will become vested on March 15, 2019 upon approval and certification on February 27, 2019 by the Compensation Committee that the performance goals under such PSU were satisfied.
Excludes 16,500 unvested common shares subject to the 2018 PSU which may become vested upon achievement of certain corporate performance goals in the future. Previously, the unvested common shares subject to 2018 PSU have been disclosed in Table II of Form 4 and is now being reported in Table I of this Form 4.
/s/ Yanbing Hong, attorney-in-fact for Yifan Liang
2019-03-01