0001387467-16-000209.txt : 20160923
0001387467-16-000209.hdr.sgml : 20160923
20160923174024
ACCESSION NUMBER: 0001387467-16-000209
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160921
FILED AS OF DATE: 20160923
DATE AS OF CHANGE: 20160923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR Ltd
CENTRAL INDEX KEY: 0001387467
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
BUSINESS PHONE: 408-830-9742
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA & OMEGA SEMICONDUCTOR LTD
DATE OF NAME CHANGE: 20070123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ho Yueh-Se
CENTRAL INDEX KEY: 0001522313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34717
FILM NUMBER: 161900651
MAIL ADDRESS:
STREET 1: 475 OAKMEAD PARKWAY
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
4
1
wf-form4_147466681167580.xml
FORM 4
X0306
4
2016-09-21
0
0001387467
ALPHA & OMEGA SEMICONDUCTOR Ltd
AOSL
0001522313
Ho Yueh-Se
475 OAKMEAD PARKWAY
SUNNYVALE
CA
94085
1
1
0
0
Chief Operating Officer
Common Shares
2016-09-21
4
M
0
26971
7.44
A
364411
D
Common Shares
2016-09-21
4
S
0
26971
20.6501
D
337440
D
Common Shares
2016-09-21
4
M
0
10000
18
A
347440
D
Common Shares
2016-09-21
4
S
0
10000
20.6475
D
337440
D
Employee Share Option (right to buy)
7.44
2016-09-21
4
M
0
26971
0
D
2024-03-16
Common Share
26971.0
31667
D
Employee Share Option (right to buy)
18.0
2016-09-21
4
M
0
10000
0
D
2020-04-27
Common Shares
10000.0
0
D
Includes an aggregate of 45,119 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Aug 19, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.30 to $20.85, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.34 to $20.87, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The option was granted on March 17, 2014 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.
The option is fully vested and immediately exercisable for all option shares.
/s/ Yangbing Hong, attorney-in-fact for Yueh-Se Ho
2016-09-23