0001140361-11-021261.txt : 20110407
0001140361-11-021261.hdr.sgml : 20110407
20110407142917
ACCESSION NUMBER: 0001140361-11-021261
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110407
DATE AS OF CHANGE: 20110407
EFFECTIVENESS DATE: 20110407
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: West Oak Capital, LLC
CENTRAL INDEX KEY: 0001387399
IRS NUMBER: 562398650
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12100
FILM NUMBER: 11745939
BUSINESS ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
BUSINESS PHONE: 805 230 8282
MAIL ADDRESS:
STREET 1: 2535 TOWNSGATE ROAD, SUITE 310
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91361
FORMER COMPANY:
FORMER CONFORMED NAME: Live Oak Capital, LLC
DATE OF NAME CHANGE: 20070122
13F-HR
1
form13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2011
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Lisa Snider
Address: 2801 Townsgate Road
Suite 112
Westlake Village, CA 91361
Form 13F File Number: 28-12100
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Lisa Snider
Title: Partner
Phone: 805-230-8282
Signature, Place, and Date of Signing:
/s/ Lisa Snider Westlake Village, CA 4/7/2011
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 356
Form 13F Information Table Value Total: $121,721,510.10
--------------
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
This report has been prepared based upon information deemed reliable, although
not independently verified. West Oak Capital, LLC does its best to provide
accurate reporting but cannot guarantee the accuracy of tax information. We
encourage you to compare our reports with the account statements you receive
directly from your custodian. Please contact us if you have any questions, or
if you are not receiving your account statements from your custodian.
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- ----------- -------------------- ---------- -------- -----------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ----
3M Company 88579Y101 163625 1750 SOLE 1750 0 0
A F L A C Inc 001055102 475283.9 9005 SOLE 9005 0 0
A O N Corporation 37389103 2171.36 41 SOLE 41 0 0
Abbott Laboratories 002824100 961134.75 19595 SOLE 19595 0 0
Above Technologies 003738309 0 120 SOLE 120 0 0
Accenture Ltd Cl A G1150G111 153366.3 2790 SOLE 2790 0 0
Adobe Systems Inc 00724F101 19896 600 SOLE 600 0 0
Ageas Adr Ord 00844W109 441.02 155 SOLE 155 0 0
Agrium Inc 08916108 1476.16 16 SOLE 16 0 0
Air Products & Chemicals 009158106 1351708.02 14989 SOLE 14989 0 0
Alcatel Lucent Adr 013904305 110.39 19 SOLE 19 0 0
Alcoa Inc 013817101 239293 13550 SOLE 13550 0 0
Alexander & Baldwin Inc 014482103 45650 1000 SOLE 1000 0 0
Alleghany Corp Del 017175100 893646 2700 SOLE 2700 0 0
Allegheny Tech Inc New 01741R102 4537.24 67 SOLE 67 0 0
Allstate Corporation 020002101 99566.74 3133 SOLE 3133 0 0
Altria Group Inc 02209S103 108675.25 4175 SOLE 4175 0 0
Amazon.Com Inc 023135106 10807.8 60 SOLE 60 0 0
Amcor Ltd Sponsored Adrf 02341R302 1109.76 38 SOLE 38 0 0
American Express Company 025816109 1024232 22660 SOLE 22660 0 0
Ameriprise Financial Inc 03076C106 3848.04 63 SOLE 63 0 0
Amerisourcebergen Corp 03073E105 285821 7225 SOLE 7225 0 0
Ametek Inc New 031100100 320251 7300 SOLE 7300 0 0
AMG Capital Trust (Conv Pfd) 00169X203 4931.49 99 SOLE 99 0 0
Amgen Incorporated 031162100 929762.75 17395 SOLE 17395 0 0
Amphenol Corp Cl A 032095101 21756 400 SOLE 400 0 0
Anadarko Petroleum Corp 032511107 292044.8 3565 SOLE 3565 0 0
AOL Inc 00184X105 78.12 4 SOLE 4 0 0
Apache Corp 037411105 825450.6 6305 SOLE 6305 0 0
Apple Computer Inc 037833100 105597.78 303 SOLE 303 0 0
Applied Materials Inc 038222105 834654.7 53435 SOLE 53435 0 0
Arrow Electronics Inc 042735100 837.6 20 SOLE 20 0 0
Astrazeneca 046353108 1106.88 24 SOLE 24 0 0
AT&T 00206R102 961919.25 31425 SOLE 31425 0 0
Aust&New Zealnd Bkg Adrf 052528304 1083.42 44 SOLE 44 0 0
Auto Data Processing 053015103 388929.8 7580 SOLE 7580 0 0
Autoliv Inc 52800109 176296.25 2375 SOLE 2375 0 0
AvalonBay Communities Inc 053484101 120680.4 1005 SOLE 1005 0 0
Avery Dennison Corp 053611109 29372 700 SOLE 700 0 0
AXA 054536107 1025.31 49 SOLE 49 0 0
Axis Capital Hldg Ltd G0692U109 873 25 SOLE 25 0 0
Babcock & Wilcox Co 05615F102 5240.66 157 SOLE 157 0 0
Baidu Inc Adr 056752108 4685.54 34 SOLE 34 0 0
Banco Santander 05964H105 179397.2 15320 SOLE 15320 0 0
Bancolombia S A Adr 05968L102 1190.54 19 SOLE 19 0 0
Bank Of America Corp 060505104 35377.82 2654 SOLE 2654 0 0
Bank Of New York Co Inc 064058100 4599.98 154 SOLE 154 0 0
Barrick Gold Corp 067901108 5502.46 106 SOLE 106 0 0
Baxter International Inc 071813109 279819.08 5204 SOLE 5204 0 0
Beacon Power Corp 073677106 6626.76 3381 SOLE 3381 0 0
Becton Dickinson & Co 075887109 3662.52 46 SOLE 46 0 0
Berkshire Hathaway Cl B 084670207 16726 200 SOLE 200 0 0
Best Buy Inc 086516101 832.88 29 SOLE 29 0 0
BHP Biliton Ltd Adr 088606108 1379617.32 14389 SOLE 14389 0 0
BHP Billiton Adr New 05545E209 4457.6 56 SOLE 56 0 0
Biogen IDEC Inc 09062X103 423554.55 5765 SOLE 5765 0 0
Boeing Co 097023105 386210.32 5224 SOLE 5224 0 0
Boston Properties Inc 101121101 170255.75 1795 SOLE 1795 0 0
Br Amer Tobacco Plc Adrf 110448107 890.89 11 SOLE 11 0 0
Briggs & Stratton Corp 109043109 4530 200 SOLE 200 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- ----------- -------------------- ---------- -------- -----------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ----
Bristol-Myers Squibb Co 110122108 87219 3300 SOLE 3300 0 0
Broadcom Corp 111320107 4134.9 105 SOLE 105 0 0
Broadridge 11133T103 18152 800 SOLE 800 0 0
C V S Corp 126650100 1053109.2 30685 SOLE 30685 0 0
Callaway Golf 131193104 613.8 90 SOLE 90 0 0
Calpine Corporation 131347304 3665.97 231 SOLE 231 0 0
Cameco Corp 13321L108 793266.28 26407 SOLE 26407 0 0
Canadian Natural Resources 136385101 2866.94 58 SOLE 58 0 0
Caterpillar Inc 149123101 1556561.65 13979 SOLE 13979 0 0
CBS Corporation Cl B New 124857202 2504 100 SOLE 100 0 0
Celanese Corp 150870103 5546.25 125 SOLE 125 0 0
Celgene Corp 151020104 11515 200 SOLE 200 0 0
Centurytel Inc 156700106 5235.3 126 SOLE 126 0 0
Cheesecake Factory Inc 163072101 11283.75 375 SOLE 375 0 0
Chesapeake Energy Corp 165167107 3854.8 115 SOLE 115 0 0
Chevrontexaco Corp 166764100 2116263.12 19688 SOLE 19688 0 0
Church & Dwight Co Inc 171340102 1031.42 13 SOLE 13 0 0
Cia Par Energia B Adr 20441B407 1889.72 68 SOLE 68 0 0
Cisco Systems Inc 17275R102 851531.8 49652 SOLE 49652 0 0
Citadel Broadcasting Corp 17285T106 0.15 26 SOLE 26 0 0
Citigroup Inc 172967101 225137.12 50936 SOLE 50936 0 0
Citigroup Inc (Conv Pfd) 172967416 1897.5 15 SOLE 15 0 0
City National Corp 178566105 164304 2880 SOLE 2880 0 0
Clorox Company 189054109 147147 2100 SOLE 2100 0 0
Cme Group Inc Cl A 12572Q105 3920.15 13 SOLE 13 0 0
Coach Inc 189754104 1613.24 31 SOLE 31 0 0
Coca Cola Femsa Sab Adrf 191241108 1924.75 25 SOLE 25 0 0
Coca-Cola Company 191216100 200346.8 3020 SOLE 3020 0 0
Colgate-Palmolive Co 194162103 1110450 13750 SOLE 13750 0 0
Companhia De Saneam Adrf 20441A102 3171.96 54 SOLE 54 0 0
Conocophillips 20825C104 611887.32 7662 SOLE 7662 0 0
Consol Energy Inc 20854P109 58993 1100 SOLE 1100 0 0
Corning Inc 219350105 296040.5 14350 SOLE 14350 0 0
Costco Wholesale Corp New 22160K105 780124.8 10640 SOLE 10640 0 0
Covidien Ltd G2554F105 31995.04 616 SOLE 616 0 0
Credit Suisse Group 225401108 3023.18 71 SOLE 71 0 0
Cree Inc 225447101 4616 100 SOLE 100 0 0
Crown Castle Intl Cor (Conv 228227401 3880 64 SOLE 64 0 0
Pfd)
Crown Northcorp Inc 228429106 0 22 SOLE 22 0 0
Cummins Inc 231021106 8988.84 82 SOLE 82 0 0
Danaher Corp Del 235851102 1386923.7 26723 SOLE 26723 0 0
Deere & Co 244199105 43406.72 448 SOLE 448 0 0
Delphi Finl Group Cl A 247131105 337810 11000 SOLE 11000 0 0
Denbury Res Inc New 247916208 5758.4 236 SOLE 236 0 0
Dentsply Intl Inc 249030107 899966.7 24330 SOLE 24330 0 0
Devon Energy Cp New 25179M103 353314.5 3850 SOLE 3850 0 0
Diageo Plc New Adr 25243Q205 914.64 12 SOLE 12 0 0
Diamond Offshr Drilling 25271C102 5749.8 74 SOLE 74 0 0
Directv Group Inc 25459L106 2199.6 47 SOLE 47 0 0
Discover Financial Svcs 254709108 18813.6 780 SOLE 780 0 0
Disney Walt Co 254687106 367514.61 8529 SOLE 8529 0 0
Dolby Laboratories Inc 25659T107 2706.55 55 SOLE 55 0 0
Dow Chemical Company 260543103 15288.75 405 SOLE 405 0 0
Dresser Rand Group Inc 261608103 1447.74 27 SOLE 27 0 0
Duke Energy Corp New 26441C105 10890 600 SOLE 600 0 0
DuPont 263534109 46724.5 850 SOLE 850 0 0
E M C Corp Mass 268648102 385784 14525 SOLE 14525 0 0
E O G Resources Inc 26875P101 29746.01 251 SOLE 251 0 0
Eaton Corporation 278058102 1330.56 24 SOLE 24 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- ----------- -------------------- ---------- -------- -----------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ----
Edison International 281020107 610467.56 16684 SOLE 16684 0 0
El Paso Corporation 28336L109 6876 382 SOLE 382 0 0
Elan Corp Plc Spon Adr 284131208 9150.4 1330 SOLE 1330 0 0
Emerson Electric Co 291011104 1487043.5 25450 SOLE 25450 0 0
Encana Corporation 292505104 1139.49 33 SOLE 33 0 0
Entegris Inc 29362U104 21467.1 2445 SOLE 2445 0 0
Esco Technologies Inc 296315104 3815 100 SOLE 100 0 0
Estee Lauder Co Inc Cl A 518439104 3950.76 41 SOLE 41 0 0
Exelon Corporation 30161N101 659.84 16 SOLE 16 0 0
Exxon Mobil Corporation 30231G102 1685123.9 20030 SOLE 20030 0 0
F5 Networks Inc 315616102 410.28 4 SOLE 4 0 0
Fedex Corporation 31428X106 1309.7 14 SOLE 14 0 0
Fidelity Natl Finl Inc 31620R105 466685.64 33028 SOLE 33028 0 0
Fidelity Natl Info Svcs 31620M106 474528.04 14516 SOLE 14516 0 0
First Horizon Natl Corp 320517105 104891.97 9357 SOLE 9357 0 0
Flowserve Corporation 34354P105 1416.8 11 SOLE 11 0 0
Ford Motor Company New 345370860 45907.89 3079 SOLE 3079 0 0
Fortune Brands Inc 349631101 52606.5 850 SOLE 850 0 0
France Telecom Adr 35177Q105 945.42 42 SOLE 42 0 0
Freeport McMoran COP B 356710857 11554.4 208 SOLE 208 0 0
General Dynamics Corp 369550108 4899.84 64 SOLE 64 0 0
General Electric Company 369604103 1195401.05 59621 SOLE 59621 0 0
General Mills Inc 370334104 885789.25 24235 SOLE 24235 0 0
General Mtrs B (Conv Pfd) 37045V209 1831.6 38 SOLE 38 0 0
Gilead Sciences Inc 375558103 22976.27 541 SOLE 541 0 0
Glaxosmithkline Plc Adr 37733W105 15748.1 410 SOLE 410 0 0
Goldman Sachs Group Inc 38141G104 137506.2 867 SOLE 867 0 0
Google Inc Class A 38259P508 11148.44 19 SOLE 19 0 0
Guess Inc 401617105 944.4 24 SOLE 24 0 0
Halliburton Co Hldg Co 406216101 1096.48 22 SOLE 22 0 0
Harley Davidson Inc 412822108 25494 600 SOLE 600 0 0
Harris Corporation 413875105 5257.6 106 SOLE 106 0 0
Hartford Finl (Conv Pfd) 416515708 1927.69 74 SOLE 74 0 0
Hartford Finl Svcs Grp 416515104 26930 1000 SOLE 1000 0 0
Heinz H J Co 423074103 14646 300 SOLE 300 0 0
Hess Corporation 42809H107 289714 3400 SOLE 3400 0 0
Hewlett-Packard Company 428236103 901913.58 22014 SOLE 22014 0 0
Home Depot Inc 437076102 570612.82 15397 SOLE 15397 0 0
Honeywell International 438516106 267560.51 4481 SOLE 4481 0 0
Hospira 441060100 1324.8 24 SOLE 24 0 0
HSBC Hldgs Plc Adr New 404280406 7200.2 139 SOLE 139 0 0
Hudson City Bancorp Inc 443683107 3242.8 335 SOLE 335 0 0
Huntington Ingalls Inds 446413106 373.5 9 SOLE 9 0 0
I T T Industries Inc 450911102 120100 2000 SOLE 2000 0 0
Illumina Inc 452327109 5115.11 73 SOLE 73 0 0
Infacare Pharmaceutical 45665N100 0.05 50000 SOLE 50000 0 0
Intel Corp 458140100 1234874.74 61193 SOLE 61193 0 0
Internet Capital Group 46059C205 71 5 SOLE 5 0 0
Interpublic Group Of Cos 460690100 4399.5 350 SOLE 350 0 0
Intl Business Machines 459200101 1937271.6 11880 SOLE 11880 0 0
Intl Power Plc Adr 46018M104 444.34 9 SOLE 9 0 0
Intrcontinentalexchange 45865V100 2964.96 24 SOLE 24 0 0
Intuit Inc 461202103 4461.24 84 SOLE 84 0 0
Investment Tech Grp New 46145F105 3341812.23 183717 SOLE 183717 0 0
Iron Mountain Inc New 462846106 9369 300 SOLE 300 0 0
Ishares Dj Select Div Fd 464287168 7819.5 150 SOLE 150 0 0
Ishares Msci Brazil Index 464286400 7751 100 SOLE 100 0 0
Ishares Russell Midcap 464287499 108990 1000 SOLE 1000 0 0
Ishares Russell Midcap 464287473 5779.2 120 SOLE 120 0 0
Ishares S&P Asia 50 464288430 140410.4 2935 SOLE 2935 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- ----------- -------------------- ---------- -------- -----------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ----
Ishares Tr Dj US Basic 464287838 20440 250 SOLE 250 0 0
Ishares Tr Russell 464287655 204112.25 2425 SOLE 2425 0 0
Ishares Tr S&P Midcap 464287507 29613 300 SOLE 300 0 0
Ishares Xinhua China 25 464287184 17964 400 SOLE 400 0 0
J M Smucker Co New 832696405 71390 1000 SOLE 1000 0 0
J P Morgan Chase & Co 46625H100 1312006 28460 SOLE 28460 0 0
Jack In The Box Inc 466367109 1587.6 70 SOLE 70 0 0
Jefferies Group Inc New 472319102 38476965.94 1542781.313 SOLE 1542781.313 0 0
Johnson & Johnson 478160104 1609763.25 27169 SOLE 27169 0 0
Johnson Controls Inc 478366107 5071.54 122 SOLE 122 0 0
Juniper Networks Inc 48203R104 4670.88 111 SOLE 111 0 0
Kellogg Company 487836108 107960 2000 SOLE 2000 0 0
Kimberly-Clark Corp 494368103 2937.15 45 SOLE 45 0 0
Kraft Foods Inc 50075N104 124248.32 3962 SOLE 3962 0 0
Krispy Kreme 12wts 501014112 2.38 14 SOLE 14 0 0
L-3 Communications Hldgs 502424104 43070.5 550 SOLE 550 0 0
Lehman Bros Holding Inc 524908100 52.44 1200 SOLE 1200 0 0
Lender Processing Services Inc 52602E102 233635.02 7258 SOLE 7258 0 0
Lennar Corp 526057104 875196 48300 SOLE 48300 0 0
Lexmark Intl Inc Cl A 529771107 20372 550 SOLE 550 0 0
Liberty Property Trust 531172104 119591.5 3635 SOLE 3635 0 0
Lilly Eli & Company 532457108 16705.75 475 SOLE 475 0 0
Lincare Holdings Inc 532791100 1067.76 36 SOLE 36 0 0
Linear Technology Corp 535678106 756170.55 22485 SOLE 22485 0 0
Lockheed Martin Corp 539830109 1102284 13710 SOLE 13710 0 0
Lowes Companies Inc 548661107 831487.8 31460 SOLE 31460 0 0
Lubrizol Corporation 549271104 3750.88 28 SOLE 28 0 0
Manpower Inc 56418H100 3709.92 59 SOLE 59 0 0
Marathon Oil Corp 565849106 55868.88 1048 SOLE 1048 0 0
Martha Stewart Lvng Omni 573083102 3710 1000 SOLE 1000 0 0
Marvell Tech Group Ltd G5876H105 855.25 55 SOLE 55 0 0
Mattel Incorporated 577081102 2343.42 94 SOLE 94 0 0
Mc Donalds Corp 580135101 1583204.63 20807 SOLE 20807 0 0
McGraw-Hill Cos 580645109 51220 1300 SOLE 1300 0 0
Mead Johnson Nutrition 582839106 753.09 13 SOLE 13 0 0
Medcohealth Solutions 58405U102 160168.32 2852 SOLE 2852 0 0
Medtronic Inc 585055106 540826.4 13744 SOLE 13744 0 0
Merck & Co Inc 589331107 130884.65 3965 SOLE 3965 0 0
Metlife Inc 59156R108 5635.98 126 SOLE 126 0 0
Micron Technology Inc 595112103 5735 500 SOLE 500 0 0
Microsoft Corp 594918104 1132825.63 44617 SOLE 44617 0 0
Mid-America Apartment 59522J103 165957 2585 SOLE 2585 0 0
Communities
Molycorp Inc 608753109 6002 100 SOLE 100 0 0
Monsanto Co New Del 61166W101 10405.44 144 SOLE 144 0 0
Morgan Stanley 617446448 47400.2 1735 SOLE 1735 0 0
N I I Holdings Inc New 62913F201 14584.5 350 SOLE 350 0 0
Nabors Industries Ltd G6359F103 4951.94 163 SOLE 163 0 0
National Oilwell Varco 637071101 7213.57 91 SOLE 91 0 0
Netflix Inc 64110L106 3328.92 14 SOLE 14 0 0
Network Appliance Inc 64110D104 1685.16 35 SOLE 35 0 0
New York Cmnty Bancorp 649445103 5609.5 325 SOLE 325 0 0
NextEra Energy 65339F101 1405788.51 25504.146 SOLE 25504.146 0 0
Nike Inc Class B 654106103 3482.2 46 SOLE 46 0 0
Noble Energy Inc 655044105 2802.85 29 SOLE 29 0 0
Nordstrom Inc 655664100 1481.04 33 SOLE 33 0 0
Norfolk Southern Corp 655844108 6442.11 93 SOLE 93 0 0
Nortel Networks Cp New 12.07 464 SOLE 464 0 0
Northern Trust 665859104 793730 15640 SOLE 15640 0 0
Northrop Grumman Corp 666807102 3449.05 55 SOLE 55 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- ----------- -------------------- ---------- -------- -----------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ----
Novagold Res Inc New 66987E206 10400 800 SOLE 800 0 0
Novartis AG Spon Adr 66987V109 708724 13040 SOLE 13040 0 0
Nucor Corp 670346105 23010 500 SOLE 500 0 0
Nyse Group Inc 629491101 172333 4900 SOLE 4900 0 0
Occidental Petroleum Corp 674599105 11702.88 112 SOLE 112 0 0
Oracle Corporation 68389X105 1399250.52 41853 SOLE 41853 0 0
Otter Tail Corporation 689648103 5682.5 250 SOLE 250 0 0
Owens Corning Inc 690742101 1331.63 37 SOLE 37 0 0
P P G Industries Inc 693506107 2951.51 31 SOLE 31 0 0
Paladin Res Ltd Ord Q72653126 7466.6 2000 SOLE 2000 0 0
Parker-Hannifin Corp 701094104 9468 100 SOLE 100 0 0
Penske Automotive Group 70959W103 1061.06 53 SOLE 53 0 0
Pepsico Incorporated 713448108 1129944.63 17543 SOLE 17543 0 0
Perkinelmer Inc 714046109 91945 3500 SOLE 3500 0 0
Petroleo Brasileiro Adrf 71654V408 161720 4000 SOLE 4000 0 0
Pfizer Incorporated 717081103 115990.41 5711 SOLE 5711 0 0
Philip Morris Intl Inc 718172109 372778.4 5680 SOLE 5680 0 0
Piper Jaffray Cos New 724078100 704.31 17 SOLE 17 0 0
Pipesaver Technologies 724086103 0 1500 SOLE 1500 0 0
Pitney Bowes Inc 724479100 7450.1 290 SOLE 290 0 0
PNC Finl Services Gp Inc 693475105 6361.99 101 SOLE 101 0 0
Posco Adr 693483109 800.03 7 SOLE 7 0 0
PPL Corporation (Conv Pfd) 69351T601 3460.6 65 SOLE 65 0 0
Praxair Inc 740059104 3657.6 36 SOLE 36 0 0
Precision Castparts Corp 740189105 1766.16 12 SOLE 12 0 0
Priceline.Com Inc New 741503403 5570.84 11 SOLE 11 0 0
Principal Financial Grp 74251V102 995.41 31 SOLE 31 0 0
Procter & Gamble Co 742718109 1129805.6 18341 SOLE 18341 0 0
Public Storage Inc 74460D109 147510.3 1330 SOLE 1330 0 0
Qualcomm Inc 747525103 1411653.18 25746 SOLE 25746 0 0
Radioshack Corporation 750438103 8945.96 596 SOLE 596 0 0
Range Resources Corp 75281A109 21922.5 375 SOLE 375 0 0
Redhat Inc 756577102 5673.75 125 SOLE 125 0 0
Renaissancere Hldgs Incf G7496G103 1448.79 21 SOLE 21 0 0
Reynolds American Inc 761713106 7034.94 198 SOLE 198 0 0
Royal Dutch Shell A Adrf 780259206 1021424.34 14019 SOLE 14019 0 0
Rydex Etf TRUST 78355W106 152641.5 3025 SOLE 3025 0 0
S A P Ag Adr 803054204 429.52 7 SOLE 7 0 0
Sanofi Aventis Adr 80105N105 3099.36 88 SOLE 88 0 0
Sasol Limited Spon Adr 806866300 1912.35 33 SOLE 33 0 0
Satcon Technology Corp 803893106 408619.6 105860 SOLE 105860 0 0
Schlumberger Ltd 806857108 4289.96 46 SOLE 46 0 0
Seagate Technology G7945J104 993.95 69 SOLE 69 0 0
Sector Spdr Engy Select 81369Y506 17943.75 225 SOLE 225 0 0
Sector SPDR Technology Shares 81369Y803 9773.44 375 SOLE 375 0 0
Sempra Energy 816851109 1050419 19634 SOLE 19634 0 0
Semtech Corp 816850101 3677.94 147 SOLE 147 0 0
Shaw Group Inc 820280105 5240.68 148 SOLE 148 0 0
Simon Property Group 828806109 170384.4 1590 SOLE 1590 0 0
Siti-Sites.Com Inc 0.03 33 SOLE 33 0 0
Snap On Inc 833034101 90090 1500 SOLE 1500 0 0
Southwestern Energy Co 845467109 2750.08 64 SOLE 64 0 0
Stanley Black (Conv Pfd) 854502309 2153.16 18 SOLE 18 0 0
Stanley Works 854616109 862899 11265 SOLE 11265 0 0
Starbucks Corp 855244109 1344499.65 36387 SOLE 36387 0 0
Starwood Htls & Resorts 85590A701 4184.64 72 SOLE 72 0 0
State Street Corp 857477103 2876.16 64 SOLE 64 0 0
Statoilhydro Asa Adr 85771P102 1382 50 SOLE 50 0 0
Stellarnet Inc Ser B Pfd 85856W105 0.17 16670 SOLE 16670 0 0
Stericycle Inc 858912108 1112365.15 12545 SOLE 12545 0 0
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- ----------- -------------------- ---------- -------- -----------------------
SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ----
Strattec Security Corp 863111100 671.6 20 SOLE 20 0 0
Streettracks Gold Trust Index 78463V107 125874 900 SOLE 900 0 0
Supervalu Inc 868536103 23218 2600 SOLE 2600 0 0
Sysco Corporation 871829107 272484.9 9837 SOLE 9837 0 0
T J X Cos Inc 872540109 2486.5 50 SOLE 50 0 0
T Rowe Price Group Inc 74144T108 1066705.2 16060 SOLE 16060 0 0
Target Corporation 7612E1061 1146179.19 22919 SOLE 22919 0 0
Technip Adr 878546209 1281.45 48 SOLE 48 0 0
Tele Norte Leste Adr 879246106 806.38 46 SOLE 46 0 0
Teledyne Technologies 879360105 15513 300 SOLE 300 0 0
Teva Pharm Inds Ltd Adr 881624209 1045643.14 20842 SOLE 20842 0 0
Texas Instruments Inc 882508104 544320 15750 SOLE 15750 0 0
The Charles Schwab Corp 808513105 1022210.85 56695 SOLE 56695 0 0
Thermo Fisher Scientific 883556102 3999.6 72 SOLE 72 0 0
Tibco Software Inc 88632Q103 5450 200 SOLE 200 0 0
Tiffany & Co New 886547108 51240.96 834 SOLE 834 0 0
Time Warner Inc 887317105 3641.4 102 SOLE 102 0 0
Titan Oil & Gas Inc New 888309101 942.5 650 SOLE 650 0 0
Toronto Dominion Bank 891160509 1240.26 14 SOLE 14 0 0
Total SA Adr 89151E109 9145.5 150 SOLE 150 0 0
Touch America Holding 891539108 0.36 3600 SOLE 3600 0 0
Transcanada Corp 89353D107 1013.25 25 SOLE 25 0 0
Travelers Companies Inc 89417E109 7553.96 127 SOLE 127 0 0
Treasury Metals Inc 894647106 2027.73 1315 SOLE 1315 0 0
Trina Solar Ltd Adr 89628E104 6024 200 SOLE 200 0 0
Turkcell Iletsm New Adrf 900111204 315.63 21 SOLE 21 0 0
Tyco Electronics Ltd H8912P106 20892 600 SOLE 600 0 0
Tyco Intl Ltd New G9143X208 26862 600 SOLE 600 0 0
U S Bancorp Del New 902973304 1310055.81 49567 SOLE 49567 0 0
U.S. Natural Gas Fund 912318110 17250 1500 SOLE 1500 0 0
Union Pacific Corp 907818108 48083.37 489 SOLE 489 0 0
United Parcel Service B 911312106 54402.24 732 SOLE 732 0 0
United Technologies Corp 913017109 317183.55 3747 SOLE 3747 0 0
V F Corporation 918204108 5813.27 59 SOLE 59 0 0
Vale Capital II 2012f (Conv 91912F201 2133.3 23 SOLE 23 0 0
Pfd)
Valero Energy Corp New 91913Y100 2624.16 88 SOLE 88 0 0
Vanguard Growth 922908736 54655 850 SOLE 850 0 0
Ventas 92276F100 150411 2770 SOLE 2770 0 0
Verizon Communications 92343V104 1444170.88 37472 SOLE 37472 0 0
Visteon Corp 92839U107 62.49 1 SOLE 1 0 0
Visteon Corp 15 Wts 92839U115 31.6 2 SOLE 2 0 0
VMware Inc Cl A 928563402 3016.98 37 SOLE 37 0 0
Vodafone Group Plc Adr 92857W209 963585 33516 SOLE 33516 0 0
Vulcan Materials Company 929160109 548340 12025 SOLE 12025 0 0
Wal-Mart Stores Inc 931142103 66624 1280 SOLE 1280 0 0
Walgreen Company 931422109 8509.68 212 SOLE 212 0 0
Waste Management Inc Del 94106L109 2053.7 55 SOLE 55 0 0
Wellpoint Health Networks 94973V107 94216.5 1350 SOLE 1350 0 0
Wells Fargo & Co New 949746101 1359851.64 42884 SOLE 42884 0 0
Wells Fargo (Pfd) 949746879 758.16 27 SOLE 27 0 0
Wells Fargo L (Pfd) 949746804 2070.4 2 SOLE 2 0 0
Weyerhaeuser Co 962166104 7995 325 SOLE 325 0 0
Wynn Resorts 983134107 3179 25 SOLE 25 0 0
Xerox Corp 984121103 3408 320 SOLE 320 0 0
Yahoo Inc 984332106 1668 100 SOLE 100 0 0
Yamana Gold Inc 98462Y100 812.46 66 SOLE 66 0 0
Yum Brands Inc 988498101 1644.16 32 SOLE 32 0 0
Zimmer Holdings Inc 98956P102 223053.05 3685 SOLE 3685 0 0