-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UcKMFBNIVFQ4F0nfD/d/C43NBzYGAH7E6H1QnJ4l2ZbKkuP4hVci8FyVS3haxZjT 6ZjyQ4NnAi2SfDHBW7RRkA== 0001140361-10-000868.txt : 20100106 0001140361-10-000868.hdr.sgml : 20100106 20100106124920 ACCESSION NUMBER: 0001140361-10-000868 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 EFFECTIVENESS DATE: 20100106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Oak Capital, LLC CENTRAL INDEX KEY: 0001387399 IRS NUMBER: 562398650 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12100 FILM NUMBER: 10510590 BUSINESS ADDRESS: STREET 1: 2535 TOWNSGATE ROAD, SUITE 310 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805 230 8282 MAIL ADDRESS: STREET 1: 2535 TOWNSGATE ROAD, SUITE 310 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Live Oak Capital, LLC DATE OF NAME CHANGE: 20070122 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lisa Snider Address: 2801 Townsgate Road Suite 112 Westlake Village, CA 91361 Form 13F File Number: 28-12100 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa Snider Title: Partner Phone: 805-230-8282 Signature, Place, and Date of Signing: /s/ Lisa Snider Westlake Village, CA 1/5/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 322 Form 13F Information Table Value Total: $ 108,357,018 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- 3M Company COM 88579Y101 148806 1800 SOLE 1800 0 0 A E S Corp COM 00130H105 771.98 58 SOLE 58 0 0 A F L A C Inc COM 1055102 303631.25 6565 SOLE 6565 0 0 Abbott Laboratories COM 2824100 996655.4 18460 SOLE 18460 0 0 Above Technologies COM 3738309 0 120 SOLE 120 0 0 Accenture Ltd Cl A COM G1150G111 127405 3070 SOLE 3070 0 0 Acco Brands Corp COM 00081T108 1448.72 199 SOLE 199 0 0 Adobe Systems Inc COM 00724F101 195007.56 5302 SOLE 5302 0 0 Advanced Micro Devices COM 7903107 5324 550 SOLE 550 0 0 Agrium Inc COM 8916108 984 16 SOLE 16 0 0 Air Products & Chemicals COM 9158106 1215494.7 14995 SOLE 14995 0 0 Alcatel Lucent Adr COM 13904305 63.08 19 SOLE 19 0 0 Alexander & Baldwin Inc COM 14482103 34230 1000 SOLE 1000 0 0 Alleghany Corp Del COM 17175100 717600 2600 SOLE 2600 0 0 Allstate Corporation COM 20002101 149959.68 4992 SOLE 4992 0 0 Alpha Natural Resources COM 02076X102 1474.92 34 SOLE 34 0 0 Altria Group Inc COM 02209S103 98758.53 5031 SOLE 5031 0 0 Amazon.Com Inc COM 23135106 2017.8 15 SOLE 15 0 0 Amcor Ltd Sponsored Adrf COM 02341R302 851.63 38 SOLE 38 0 0 Ameren Corporation COM 23608102 1732.9 62 SOLE 62 0 0 American Express Company COM 25816109 1620.8 40 SOLE 40 0 0 Amerisourcebergen Corp COM 03073R105 74560.2 2860 SOLE 2860 0 0 Ametek Inc New COM 31100100 309744 8100 SOLE 8100 0 0 Amgen Incorporated COM 31162100 910211.3 16090 SOLE 16090 0 0 Amphenol Corp Cl A COM 32095101 18472 400 SOLE 400 0 0 Anadarko Petroleum Corp COM 32511107 1146343.3 18365 SOLE 18365 0 0 Apple Computer Inc COM 37833100 57108.37 271 SOLE 271 0 0 Applied Materials Inc COM 38222105 891114.5 63925 SOLE 63925 0 0 Archer Daniels Midland Company COM 39483102 6262 200 SOLE 200 0 0 Arrow Electronics Inc COM 42735100 592.2 20 SOLE 20 0 0 Astrazeneca COM 46353108 1126.56 24 SOLE 24 0 0 AT&T COM 00206R102 1062925.63 37921 SOLE 37921 0 0 Atwood Oceanics Inc COM 50095108 5377.5 150 SOLE 150 0 0 Aust&New Zealnd Bkg Adrf COM 52528304 905.38 44 SOLE 44 0 0 Auto Data Processing COM 53015103 316868 7400 SOLE 7400 0 0 AvalonBay Communities Inc COM 53484101 94098.06 1146 SOLE 1146 0 0 Avery Dennison Corp COM 53611109 25543 700 SOLE 700 0 0 AXA COM 54536107 1160.32 49 SOLE 49 0 0 Axis Capital Hldg Ltd COM G0692U109 710.25 25 SOLE 25 0 0 B J S Wholesale Club Inc COM 05548J106 817.75 25 SOLE 25 0 0 B M C Software Inc COM 55921100 761.9 19 SOLE 19 0 0 Banco Bilbao Adr COM 05946K101 920.04 51 SOLE 51 0 0 Banco Santander COM 05964H105 768076.8 46720 SOLE 46720 0 0 Bancolombia S A Adr COM 05968L102 864.69 19 SOLE 19 0 0 Bank Of America Corp COM 60505104 30933.24 2054 SOLE 2054 0 0 Baxter International Inc COM 71813109 282896.28 4821 SOLE 4821 0 0 Beacon Power Corp COM 73677106 16724.9 33815 SOLE 33815 0 0 Becton Dickinson & Co COM 75887109 3627.56 46 SOLE 46 0 0 Berkshire Hathaway Cl B COM 84670207 32860 10 SOLE 10 0 0 Best Buy Inc COM 86516101 1144.34 29 SOLE 29 0 0 BHP Biliton Ltd Adr COM 88606108 1132158.72 14784 SOLE 14784 0 0 Biogen IDEC Inc COM 09062X103 335445 6270 SOLE 6270 0 0 Boeing Co COM 97023105 41896.62 774 SOLE 774 0 0 Boston Properties Inc COM 101121101 114019 1700 SOLE 1700 0 0 BP Plc Adr COM 55622104 361153.1 6230 SOLE 6230 0 0 Br Amer Tobacco Plc Adrf COM 110448107 711.26 11 SOLE 11 0 0 Briggs & Stratton Corp COM 109043109 3742 200 SOLE 200 0 0 Bristol-Myers Squibb Co COM 110122108 83325 3300 SOLE 3300 0 0 Broadcom Corp COM 111320107 1353.21 43 SOLE 43 0 0 Broadridge COM 11133T103 18048 800 SOLE 800 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- Burlingtn Nthn Santa Fe COM 12189T104 525644.6 5330 SOLE 5330 0 0 C H Robinson Worldwd New COM 12541W209 998.41 17 SOLE 17 0 0 C R H Plc Sponsored Adrf COM 12626K203 737.91 27 SOLE 27 0 0 C V S Corp COM 126650100 975963 30300 SOLE 30300 0 0 Callaway Golf COM 131193104 678.6 90 SOLE 90 0 0 Cameco Corp COM 13321L108 967673.6 30080 SOLE 30080 0 0 Canadian Natural Resources COM 136385101 2086.55 29 SOLE 29 0 0 Canadian Pac Railway COM 13645T100 1080 20 SOLE 20 0 0 Caterpillar Inc COM 149123101 1154560.41 20259 SOLE 20259 0 0 CBS Corporation Cl B New COM 124857202 1405 100 SOLE 100 0 0 Celanese Corp COM 150870103 12840 400 SOLE 400 0 0 Celgene Corp COM 151020104 11136 200 SOLE 200 0 0 Cenovus Energy Inc COM 15135U109 831.6 33 SOLE 33 0 0 Centurytel Inc COM 156700106 1846.71 51 SOLE 51 0 0 Cheesecake Factory Inc COM 163072101 8096.25 375 SOLE 375 0 0 Chevrontexaco Corp COM 166764100 1591229.32 20668 SOLE 20668 0 0 Church & Dwight Co Inc COM 171340102 785.85 13 SOLE 13 0 0 Cia Par Energia B Adr COM 20441B407 1458.6 68 SOLE 68 0 0 Cisco Systems Inc COM 17275R102 1132649.28 47312 SOLE 47312 0 0 Citigroup Inc COM 172967101 11704.16 3536 SOLE 3536 0 0 City National Corp COM 178566105 137256 3010 SOLE 3010 0 0 Clorox Company COM 189054109 240950 3950 SOLE 3950 0 0 Coach Inc COM 189754104 1132.43 31 SOLE 31 0 0 Coca Cola Femsa Sab Adrf COM 191241108 1643 25 SOLE 25 0 0 Coca-Cola Company COM 191216100 172140 3020 SOLE 3020 0 0 Cohen & Steers Select Utility COM 19248A109 7975 500 SOLE 500 0 0 Fd Colgate-Palmolive Co COM 194162103 1083969.25 13195 SOLE 13195 0 0 Companhia De Saneam Adrf COM 20441A102 2112.48 54 SOLE 54 0 0 Compass Group Plc Adr COM 20449X203 963.37 134 SOLE 134 0 0 Conocophillips COM 20825C104 704408.51 13793 SOLE 13793 0 0 Consol Energy Inc COM 20854P109 64740 1300 SOLE 1300 0 0 Corning Inc COM 219350105 243306 12600 SOLE 12600 0 0 Costco Wholesale Corp New COM 22160K105 669212.7 11310 SOLE 11310 0 0 Covidien Ltd COM G2554F105 29500.24 616 SOLE 616 0 0 Crown Holdings Inc COM 228368106 1074.36 42 SOLE 42 0 0 Crown Northcorp Inc COM 228429106 0 22 SOLE 22 0 0 Cummins Inc COM 231021106 1329.94 29 SOLE 29 0 0 Danaher Corp Del COM 235851102 1152590.4 15327 SOLE 15327 0 0 Delphi Finl Group Cl A COM 247131105 242714.5 10850 SOLE 10850 0 0 Dentsply Intl Inc COM 249030107 793786.9 22570 SOLE 22570 0 0 Devon Energy Cp New COM 25179M103 270112.5 3675 SOLE 3675 0 0 Diageo Plc New Adr COM 25243Q205 35537.92 512 SOLE 512 0 0 Diamond Offshr Drilling COM 25271C102 3444.7 35 SOLE 35 0 0 Directv Group Inc COM 25459L106 1567.45 47 SOLE 47 0 0 Discover Financial Svcs COM 254709108 11473.8 780 SOLE 780 0 0 Disney Walt Co COM 254687106 217687.5 6750 SOLE 6750 0 0 Dolby Laboratories Inc COM 25659T107 1002.33 21 SOLE 21 0 0 Dow Chemical Company COM 260543103 6907.5 250 SOLE 250 0 0 Dresser Rand Group Inc COM 261608103 853.47 27 SOLE 27 0 0 Duke Energy Corp New COM 26441C105 20652 1200 SOLE 1200 0 0 DuPont COM 263534109 28619.5 850 SOLE 850 0 0 E M C Corp Mass COM 268648102 221869 12700 SOLE 12700 0 0 Edison International COM 281020107 919722.32 26444 SOLE 26444 0 0 El Paso Corporation COM 28336L109 3755.06 382 SOLE 382 0 0 Emerson Electric Co COM 291011104 1170648 27480 SOLE 27480 0 0 Encana Corporation COM 292505104 1068.87 33 SOLE 33 0 0 Entegris Inc COM 29362U104 12909.6 2445 SOLE 2445 0 0 Esco Technologies Inc COM 296315104 3585 100 SOLE 100 0 0 Etablissements Del Adr COM 29759W101 1150.8 15 SOLE 15 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- Exelon Corporation COM 30161N101 22773.42 466 SOLE 466 0 0 Exxon Mobil Corporation COM 30231G102 1159911.9 17010 SOLE 17010 0 0 F P L Group Incorporated COM 302571104 1519163.72 28761.146 SOLE 28761.146 0 0 Fidelity Natl Finl Inc COM 31620R105 444556.88 33028 SOLE 33028 0 0 Fidelity Natl Info Svcs COM 31620M106 340255.04 14516 SOLE 14516 0 0 First Horizon Natl Corp COM 320517105 116178 8670 SOLE 8670 0 0 Flowserve Corporation COM 34354P105 1039.83 11 SOLE 11 0 0 Ford Motor Company New COM 345370860 29350 2935 SOLE 2935 0 0 Fortis Nl Adr COM 34956J309 583.33 155 SOLE 155 0 0 Fortune Brands Inc COM 349631101 36720 850 SOLE 850 0 0 France Telecom Adr COM 35177Q105 1060.08 42 SOLE 42 0 0 Freeport McMoran COP B COM 35671D857 1686.09 21 SOLE 21 0 0 Gannett Co Inc COM 364730101 8910 600 SOLE 600 0 0 Garmin Ltd COM G37260109 706.1 23 SOLE 23 0 0 General Dynamics Corp COM 369550108 5453.6 80 SOLE 80 0 0 General Electric Company COM 369604103 1155901.74 76398 SOLE 76398 0 0 General Mills Inc COM 370334104 7081 100 SOLE 100 0 0 Gilead Sciences Inc COM 37558103 23409.07 541 SOLE 541 0 0 Glacier Bancorp Inc New COM 37637Q105 2744 200 SOLE 200 0 0 Glaxosmithkline Plc Adr COM 37733W105 6971.25 165 SOLE 165 0 0 Goldman Sachs Group Inc COM 38141G104 936893.16 5549 SOLE 5549 0 0 Google Inc Class A COM 38259P508 8679.72 14 SOLE 14 0 0 Guess Inc COM 401617105 1015.2 24 SOLE 24 0 0 Hansen Natural Corp COM 411310105 883.2 23 SOLE 23 0 0 Harley Davidson Inc COM 412822108 16128 640 SOLE 640 0 0 Harris Corporation COM 413875105 2425.05 51 SOLE 51 0 0 Hartford Finl Svcs Grp COM 416515104 23260 1000 SOLE 1000 0 0 Heinz H J Co COM 423074103 14966 350 SOLE 350 0 0 Hewlett-Packard Company COM 428236103 1121836.29 21779 SOLE 21779 0 0 Home Depot Inc COM 437076102 410574.56 14192 SOLE 14192 0 0 Honeywell International COM 438516106 20815.2 531 SOLE 531 0 0 Hospira COM 441060100 1224 24 SOLE 24 0 0 HSBC Hldgs Plc Adr New COM 404280406 7935.51 139 SOLE 139 0 0 Hudson City Bancorp Inc COM 443683107 1551.49 113 SOLE 113 0 0 I H S Inc COM 451734107 876.96 16 SOLE 16 0 0 I T T Industries Inc COM 450911102 198960 4000 SOLE 4000 0 0 Idearc Inc COM 451663108 0.21 65 SOLE 65 0 0 Infacare Pharmaceutical COM 45665N100 0 50000 SOLE 50000 0 0 Intel Corp COM 458140100 1202070 58925 SOLE 58925 0 0 Internet Capital Group COM 46059C205 33.25 5 SOLE 5 0 0 Intl Business Machines COM 459200101 1706674.2 13038 SOLE 13038 0 0 Intl Power Plc Adr COM 46018M104 449.24 9 SOLE 9 0 0 Investment Tech Grp New COM 46145F105 5371894.5 272685 SOLE 272685 0 0 Iron Mountain Inc New COM 462846106 2276 100 SOLE 100 0 0 Ishares Russell Midcap COM 464287499 82510 1000 SOLE 1000 0 0 Ishares S&P Asia 50 COM 464288430 55930 1400 SOLE 1400 0 0 Ishares Tr Dj US Basic COM 464287838 14977.5 250 SOLE 250 0 0 Ishares Tr Russell COM 464287655 192003 3075 SOLE 3075 0 0 Ishares Tr S&P Midcap COM 464287507 28964 400 SOLE 400 0 0 Ishares Xinhua China 25 COM 464287184 16904 400 SOLE 400 0 0 J M Smucker Co New COM 832696405 61750 1000 SOLE 1000 0 0 J P Morgan Chase & Co COM 46625H100 1183052.97 28391 SOLE 28391 0 0 Jack In The Box Inc COM 466367109 1376.9 70 SOLE 70 0 0 Jefferies Group Inc New COM 472319102 35072805.04 1477994.313 SOLE 1477994.313 0 0 Johnson & Johnson COM 478160104 1751887.59 27199 SOLE 27199 0 0 Kellogg Company COM 487836108 106400 2000 SOLE 2000 0 0 Kimberly-Clark Corp COM 494368103 1847.59 29 SOLE 29 0 0 Kraft Foods Inc COM 50075N104 104996.34 3863 SOLE 3863 0 0 Krispy Kreme 12wts COM 501014112 0.84 14 SOLE 14 0 0 L-3 Communications Hldgs COM 502424104 39127.5 450 SOLE 450 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- Lan Airlines S A Adr COM 501723100 466.76 28 SOLE 28 0 0 Lehman Bros Holding Inc COM 524908100 93.6 1200 SOLE 1200 0 0 Lender Processing Services Inc COM 52602E102 295110.28 7258 SOLE 7258 0 0 Lennar Corp COM 526057104 575160.8 45040 SOLE 45040 0 0 Lexmark Intl Inc Cl A COM 529771107 14289 550 SOLE 550 0 0 Liberty Property Trust COM 531172104 99231 3100 SOLE 3100 0 0 Lilly Eli & Company COM 532457108 16962.25 475 SOLE 475 0 0 Lincare Holdings Inc COM 532791100 891.24 24 SOLE 24 0 0 Lockheed Martin Corp COM 539830109 990475.75 13145 SOLE 13145 0 0 Lorillard Inc COM 544147101 66189.75 825 SOLE 825 0 0 Lowes Companies Inc COM 548661107 761344.5 32550 SOLE 32550 0 0 Marathon Oil Corp COM 565849106 17264.66 553 SOLE 553 0 0 Marvell Tech Group Ltd COM G5876H105 1141.25 55 SOLE 55 0 0 Mattel Incorporated COM 577081102 1878.12 94 SOLE 94 0 0 Mc Donalds Corp COM 580135101 1468588.8 23520 SOLE 23520 0 0 McGraw-Hill Cos COM 580645109 45272.01 1351 SOLE 1351 0 0 Medcohealth Solutions COM 58405U102 197865.36 3096 SOLE 3096 0 0 Medtronic Inc COM 585055106 923184.18 20991 SOLE 20991 0 0 Merck & Co Inc COM 589331107 144881.1 3965 SOLE 3965 0 0 Metlife Inc COM 59156R108 1626.1 46 SOLE 46 0 0 Microsoft Corp COM 594918104 1307652.96 42902 SOLE 42902 0 0 Mid-America Apartment COM 59522J103 111768.2 2315 SOLE 2315 0 0 Communities Millipore Corp Common COM 601073109 188905.85 2611 SOLE 2611 0 0 Mitsui & Co COM 606827202 856.98 3 SOLE 3 0 0 Monsanto Co New Del COM 61166W101 1062.75 13 SOLE 13 0 0 Morgan Stanley COM 617446448 102712 3470 SOLE 3470 0 0 N C R Corp New COM 62886E108 734.58 66 SOLE 66 0 0 N I I Holdings Inc New COM 62913F201 11753 350 SOLE 350 0 0 National Oilwell Varco COM 637071101 12433.38 282 SOLE 282 0 0 New York Cmnty Bancorp COM 649445103 2103.95 145 SOLE 145 0 0 Newell Rubbermaid Inc COM 651229106 855.57 57 SOLE 57 0 0 Nexen Inc COM 65334H102 813.62 34 SOLE 34 0 0 Nokia Corp Spon Adr COM 654902204 346.95 27 SOLE 27 0 0 Norfolk Southern Corp COM 655844108 5923.46 113 SOLE 113 0 0 Nortel Networks Cp New COM 656568508 6.95 302 SOLE 302 0 0 Northern Trust COM 665859104 3668 70 SOLE 70 0 0 Novartis AG Spon Adr COM 66987V109 567704.9 10430 SOLE 10430 0 0 Nuance Commun Inc COM 67020Y100 1040.51 67 SOLE 67 0 0 Nucor Corp COM 670346105 27990 600 SOLE 600 0 0 Nyse Group Inc COM 629491101 239085 9450 SOLE 9450 0 0 Occidental Petroleum Corp COM 674599105 6589.35 81 SOLE 81 0 0 On Semiconductor Corp COM 682189105 1137.78 129 SOLE 129 0 0 Oracle Corporation COM 68389X105 876628.61 35737 SOLE 35737 0 0 Otter Tail Corporation COM 689648103 6205 250 SOLE 250 0 0 Owens Corning Inc COM 690742101 948.68 37 SOLE 37 0 0 Pactiv Corporation COM 695257105 772.48 32 SOLE 32 0 0 Paladin Res Ltd Ord COM Q72653126 7518.4 2000 SOLE 2000 0 0 Panera Bread Co Cl A COM 69840W108 1137.98 17 SOLE 17 0 0 Pearson Plc Adr COM 705015105 1392.92 97 SOLE 97 0 0 Penske Automotive Group COM 70959W103 804.54 53 SOLE 53 0 0 Pepsico Incorporated COM 713448108 1104857.6 18172 SOLE 18172 0 0 Perkinelmer Inc COM 714046109 123540 6000 SOLE 6000 0 0 Petroleo Brasileiro Adrf COM 71654V408 46344.96 972 SOLE 972 0 0 Pfizer Incorporated COM 717081103 165456.24 9096 SOLE 9096 0 0 Pharmerica Corporation COM 71714F104 587.56 37 SOLE 37 0 0 Philip Morris Intl Inc COM 718172109 298537.05 6195 SOLE 6195 0 0 Piper Jaffray Cos New COM 724078100 860.37 17 SOLE 17 0 0 Pitney Bowes Inc COM 724479100 5121 225 SOLE 225 0 0 Posco Adr COM 693483109 917.7 7 SOLE 7 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- Praxair Inc COM 74005P104 1204.65 15 SOLE 15 0 0 Priceline.Com Inc New COM 741503403 873.64 4 SOLE 4 0 0 Principal Financial Grp COM 74251V102 745.24 31 SOLE 31 0 0 Procter & Gamble Co COM 742718109 1112621.13 18351 SOLE 18351 0 0 Public Storage Inc COM 74460D109 103848.75 1275 SOLE 1275 0 0 Pulte Homes Inc COM 745867101 3900 390 SOLE 390 0 0 Qualcomm Inc COM 747525103 1159738.2 25070 SOLE 25070 0 0 R R Donnelley & Sons Co COM 257867101 2382.89 107 SOLE 107 0 0 Radioshack Corporation COM 750438103 11622 596 SOLE 596 0 0 Range Resources Corp COM 75281A109 18693.75 375 SOLE 375 0 0 Redhat Inc COM 756577102 1297.8 42 SOLE 42 0 0 Renaissancere Hldgs Incf COM G7496G103 1116.15 21 SOLE 21 0 0 Reynolds American Inc COM 761713106 2065.83 39 SOLE 39 0 0 Roper Industries Inc COM 776696106 785.55 15 SOLE 15 0 0 Rowe T Price Group Inc COM 74144T108 26092.5 490 SOLE 490 0 0 Royal Dutch Shell A Adrf COM 780259206 818638.09 13619 SOLE 13619 0 0 Rydex Etf TRUST COM 78355W106 31624 800 SOLE 800 0 0 S A P Ag Adr COM 803054204 327.67 7 SOLE 7 0 0 S K Telecom Ltd Adr COM 78440P108 731.7 45 SOLE 45 0 0 Salesforce Com COM 79466L302 1180.32 16 SOLE 16 0 0 Sasol Limited Spon Adr COM 803866300 1318.02 33 SOLE 33 0 0 Satcon Technology Corp COM 803893106 298525.2 105860 SOLE 105860 0 0 Seagate Technology COM G7945J104 1255.11 69 SOLE 69 0 0 Sempra Energy COM 816851109 968174.1 17295 SOLE 17295 0 0 Semtech Corp COM 816850101 2500.47 147 SOLE 147 0 0 Siemens AG COM 826197501 825.3 9 SOLE 9 0 0 Siliconware Spon Adr COM 827084864 329.47 47 SOLE 47 0 0 Simon Property Group COM 828806109 121854.6 1527 SOLE 1527 0 0 Siti-Sites.Com Inc COM 0 33 SOLE 33 0 0 Snap On Inc COM 833034101 63390 1500 SOLE 1500 0 0 St Jude Medical Inc COM 790849103 1140.18 31 SOLE 31 0 0 Stanley Works COM 854616109 7726.5 150 SOLE 150 0 0 Staples Inc COM 855030102 1426.22 58 SOLE 58 0 0 Statoilhydro Asa Adr COM 85771P102 1245.5 50 SOLE 50 0 0 Stellarnet Inc Ser B Pfd COM 85856W105 0.17 16670 SOLE 16670 0 0 Stericycle Inc COM 858912108 893202.3 16190 SOLE 16190 0 0 Strattec Security Corp COM 863111100 370 20 SOLE 20 0 0 Supervalu Inc COM 868536103 33046 2600 SOLE 2600 0 0 Sybase Inc COM 871130100 998.2 23 SOLE 23 0 0 Sysco Corporation COM 871829107 297477.18 10647 SOLE 10647 0 0 Target Corporation COM 87612E106 1176068.18 24314 SOLE 24314 0 0 Technip Adr COM 878546209 850.54 12 SOLE 12 0 0 Tele Norte Leste Adr COM 879246106 985.32 46 SOLE 46 0 0 Teledyne Technologies COM 879360105 11508 300 SOLE 300 0 0 Terremark Worldwide New COM 881448203 13680 2000 SOLE 2000 0 0 Teva Pharm Inds Ltd Adr COM 881624209 1105116.78 19671 SOLE 19671 0 0 Texas Instruments Inc COM 882508104 7818 300 SOLE 300 0 0 The Charles Schwab Corp COM 808513105 977793.1 51955 SOLE 51955 0 0 Tibco Software Inc COM 88632Q103 1926 200 SOLE 200 0 0 Tiffany & Co New COM 886547108 34400 800 SOLE 800 0 0 Time Warner Inc COM 887317105 1210.56 52 SOLE 52 0 0 Toronto Dominion Bank COM 891160509 878.08 14 SOLE 14 0 0 Total SA Adr COM 89151E109 1857.16 29 SOLE 29 0 0 Touch America Holding COM 891539108 0 3600 SOLE 3600 0 0 Transcanada Corp COM 89353D107 859.25 25 SOLE 25 0 0 Travelers Companies Inc COM 89417E109 3340.62 67 SOLE 67 0 0 Treasury Metals Inc COM 894647106 564.4 1315 SOLE 1315 0 0 Turkcell Iletsm New Adrf COM 900111204 367.29 21 SOLE 21 0 0 Tyco Electronics Ltd COM H8912P106 14730 600 SOLE 600 0 0 Tyco Intl Ltd New COM G9143X208 21408 600 SOLE 600 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- U S Bancorp Del New COM 902973304 1218601.36 54136 SOLE 54136 0 0 Unilever Plc Adr New COM 904767704 733.7 23 SOLE 23 0 0 Union Pacific Corp COM 907818108 27413.1 429 SOLE 429 0 0 United Parcel Service B COM 911312106 45896 800 SOLE 800 0 0 United Technologies Corp COM 913017109 202816.02 2922 SOLE 2922 0 0 Universal Hlth Svcs Cl B COM 913903100 793 26 SOLE 26 0 0 V F Corporation COM 918204108 1684.52 23 SOLE 23 0 0 Valero Energy Corp New COM 91913Y100 1474 88 SOLE 88 0 0 Ventas COM 92276F100 116129.7 2655 SOLE 2655 0 0 Verizon Communications COM 92343V104 1114890.76 33652 SOLE 33652 0 0 Visteon Corp COM 92839U107 4.76 183 SOLE 183 0 0 Vodafone Group Plc Adr COM 92857W209 852274.99 36911 SOLE 36911 0 0 Vulcan Materials Company COM 929160109 962280.9 18270 SOLE 18270 0 0 Wal-Mart Stores Inc COM 931142103 63071 1180 SOLE 1180 0 0 Walgreen Company COM 931422109 7784.64 212 SOLE 212 0 0 Waste Management Inc Del COM 94106L109 1859.55 55 SOLE 55 0 0 Wellpoint Health Networks COM 94973V107 87435 1500 SOLE 1500 0 0 Wells Fargo & Co New COM 949746101 1076361.2 39880 SOLE 39880 0 0 Wiley John & Son Cl A COM 968223206 14658 350 SOLE 350 0 0 Wynn Resorts COM 983134107 989.91 17 SOLE 17 0 0 Xerox Corp COM 984121103 1573.56 186 SOLE 186 0 0 Yahoo Inc COM 984332106 1678 100 SOLE 100 0 0 Yamana Gold Inc COM 98462Y100 751.08 66 SOLE 66 0 0 Zimmer Holdings Inc COM 98956P102 631885.9 10690 SOLE 10690 0 0
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