-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tpf7Anl4ju7G8rHqJBcSieG1Q2sitBYKAaTtbDbWV/QDCTxXk4H4eNG8kA6vs0Fi 0/HGme0YdWcj8CKtPGXghA== 0001140361-09-016033.txt : 20090707 0001140361-09-016033.hdr.sgml : 20090707 20090707141401 ACCESSION NUMBER: 0001140361-09-016033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090707 DATE AS OF CHANGE: 20090707 EFFECTIVENESS DATE: 20090707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Oak Capital, LLC CENTRAL INDEX KEY: 0001387399 IRS NUMBER: 562398650 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12100 FILM NUMBER: 09933077 BUSINESS ADDRESS: STREET 1: 2535 TOWNSGATE ROAD, SUITE 310 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 805 230 8282 MAIL ADDRESS: STREET 1: 2535 TOWNSGATE ROAD, SUITE 310 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: Live Oak Capital, LLC DATE OF NAME CHANGE: 20070122 13F-HR 1 form13fhr.txt WEST OAK CAPITAL 13FHR 6-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Lisa Snider ----------------------------------------------------- Address: 2801 Townsgate Road Suite 112 Westlake Village, CA 91361 805-230-8282 ----------------------------------------------------- Form 13F File Number: 28-12100 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Lisa Snider ------------------------- Title: Partner ------------------------- Phone: 805-230-8282 ------------------------- Signature, Place, and Date of Signing: /s/ Lisa Snider Westlake Village, CA 06/30/2009 - --------------- -------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 229 ----------- Form 13F Information Table Value Total: $93,902,132 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------- ----------------- --------- ----------- -------------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------- ----------------- --------- ----------- ----------- --- ---- ---------- -------- ----------- ------ ---- 3M Company COM 88579Y101 107579 1790 SOLE 1790 0 0 A F L A C Inc COM 1055102 94513.6 3040 SOLE 3040 0 0 Abbott Laboratories COM 2824100 862948.8 18345 SOLE 18345 0 0 Above Technologies COM 3738309 0 120 SOLE 120 0 0 Accenture Ltd Cl A COM G1150G111 124638.5 3725 SOLE 3725 0 0 Acco Brands Corp COM 00081T108 561.18 199 SOLE 199 0 0 ACE Limited COM G0070K103 4423 100 SOLE 100 0 0 Adobe Systems Inc COM 00724F101 65090 2300 SOLE 2300 0 0 Advanced Micro Devices COM 7903107 3870 1000 SOLE 1000 0 0 Air Products & Chemicals COM 9158106 1157775.75 17925 SOLE 17925 0 0 Alberta Star Dev Corp COM 13060108 561 3300 SOLE 3300 0 0 Alcatel Lucent Adr COM 13904305 47.12 19 SOLE 19 0 0 Alexander & Baldwin Inc COM 14482103 23440 1000 SOLE 1000 0 0 Alleghany Corp Del COM 17175100 704600 2600 SOLE 2600 0 0 Allstate Corporation COM 20002101 138665.2 5683 SOLE 5683 0 0 Altria Group Inc COM 02209S103 79491.5 4850 SOLE 4850 0 0 Amerisourcebergen Corp COM 03073E105 52510.4 2960 SOLE 2960 0 0 Ametek Inc New COM 31100100 280098 8100 SOLE 8100 0 0 Amgen Incorporated COM 31162100 869380.68 16422 SOLE 16422 0 0 Amphenol Corp Cl A COM 32095101 12656 400 SOLE 400 0 0 Anadarko Petroleum Corp COM 32511107 853105.05 18795 SOLE 18795 0 0 Apple Computer Inc COM 37833100 7121.5 50 SOLE 50 0 0 Applied Materials Inc COM 38222105 687409.35 62435 SOLE 62435 0 0 Archer Daniels Midland COM 39483102 5354 200 SOLE 200 0 0 Company AT&T COM 00206R102 964537.2 38830 SOLE 38830 0 0 Auto Data Processing COM 53015103 311872 8800 SOLE 8800 0 0 AvalonBay Communities Inc COM 53484101 66848.3 1195 SOLE 1195 0 0 Avery Dennison Corp COM 53611109 17976 700 SOLE 700 0 0 Bank Of America Corp COM 60505104 27112.8 2054 SOLE 2054 0 0 Baxter International Inc COM 71813109 282647.52 5337 SOLE 5337 0 0 Bayswater Uranium New COM 482.3 3500 SOLE 3500 0 0 Beacon Power Corp COM 73677106 26037.55 33815 SOLE 33815 0 0 Berkshire Hathaway Cl B COM 84670207 43435.95 15 SOLE 15 0 0 BHP Biliton Ltd Adr COM 88606108 1040417.3 19010 SOLE 19010 0 0 Biogen IDEC Inc COM 09062X103 257355 5700 SOLE 5700 0 0 Boeing Co COM 97023105 29750 700 SOLE 700 0 0 Boston Properties Inc COM 101121101 81090 1700 SOLE 1700 0 0 BP Plc Adr COM 55622104 314926.4 6605 SOLE 6605 0 0 Briggs & Stratton Corp COM 109043109 2668 200 SOLE 200 0 0 Bristol-Myers Squibb Co COM 110122108 67023 3300 SOLE 3300 0 0 Broadridge COM 11133T103 13264 800 SOLE 800 0 0 Brookfield Pptys Corp COM 112900105 45827.5 5750 SOLE 5750 0 0 Burlingtn Nthn Santa Fe COM 12189T104 608543.5 8275 SOLE 8275 0 0 C V S Corp COM 126650100 958012.2 30060 SOLE 30060 0 0 Callaway Golf COM 131193104 456.3 90 SOLE 90 0 0 Cameco Corp COM 13321L108 15360 600 SOLE 600 0 0 Caterpillar Inc COM 149123101 830790.8 25145 SOLE 25145 0 0 CBS Corporation Cl B New COM 124857202 3667.6 530 SOLE 530 0 0 Celanese Corp COM 150870103 16625 700 SOLE 700 0 0 Celgene Corp COM 151020104 9568 200 SOLE 200 0 0 Centex Corporation COM 152312104 6768 800 SOLE 800 0 0 Cheesecake Factory Inc COM 163072101 6487.5 375 SOLE 375 0 0 Chevrontexaco Corp COM 166764100 1406156.25 21225 SOLE 21225 0 0 Cisco Systems Inc COM 17275R102 1028995.1 55174 SOLE 55174 0 0 Citigroup Inc COM 172967101 4561.92 1536 SOLE 1536 0 0 City National Corp COM 178566105 121907.3 3310 SOLE 3310 0 0 Clorox Company COM 189054109 231694.5 4150 SOLE 4150 0 0 Coca-Cola Company COM 191216100 144929.8 3020 SOLE 3020 0 0 Cohen & Steers Select COM 19248A109 12140 1000 SOLE 1000 0 0 Utility Fd Colgate-Palmolive Co COM 194162103 984064.14 13911 SOLE 13911 0 0 Conocophillips COM 20825C104 855752.76 20346 SOLE 20346 0 0 Consol Energy Inc COM 20854P109 44148 1300 SOLE 1300 0 0 Corning Inc COM 219350105 136510 8500 SOLE 8500 0 0 Costco Wholesale Corp New COM 22160K105 527156.7 11515 SOLE 11515 0 0 Covidien Ltd COM G2554F105 22464 600 SOLE 600 0 0 Danaher Corp Del COM 235851102 954500.4 15460 SOLE 15460 0 0 Delphi Finl Group Cl A COM 247131105 209844 10800 SOLE 10800 0 0 Dentsply Intl Inc COM 249030107 693480.45 22685 SOLE 22685 0 0 Devon Energy Cp New COM 25179M103 205737.5 3775 SOLE 3775 0 0 Diageo Plc New Adr COM 25243Q205 28625 500 SOLE 500 0 0 Discover Financial Svcs COM 254709108 8010.6 780 SOLE 780 0 0 Disney Walt Co COM 254687106 153978 6600 SOLE 6600 0 0 Dominion Resources Inc New COM 25746U109 5013 150 SOLE 150 0 0 Dow Chemical Company COM 260543103 20175 1250 SOLE 1250 0 0 Duke Energy Corp New COM 26441C105 17508 1200 SOLE 1200 0 0 Duke Realty Corp COM 264411505 66871.25 7625 SOLE 7625 0 0 DuPont COM 263534109 21777 850 SOLE 850 0 0 E M C Corp Mass COM 268648102 149340 11400 SOLE 11400 0 0 Edison International COM 281020107 842970.7 26795 SOLE 26795 0 0 El Paso Corporation COM 28336L109 3525.86 382 SOLE 382 0 0 Emerson Electric Co COM 291011104 914587.2 28228 SOLE 28228 0 0 Entegris Inc COM 29362U104 6650.4 2445 SOLE 2445 0 0 Esco Technologies Inc COM 296315104 4480 100 SOLE 100 0 0 Essex Property Trust Inc COM 297178105 70008.75 1125 SOLE 1125 0 0 Exelon Corporation COM 30161N101 28984.86 566 SOLE 566 0 0 Exxon Mobil Corporation COM 30231G102 1199306.05 17155 SOLE 17155 0 0 F P L Group Incorporated COM 302571104 1559678.08 27430.146 SOLE 27430.146 0 0 Fidelity Natl Finl Inc COM 31620R105 446868.84 33028 SOLE 33028 0 0 Fidelity Natl Info Svcs COM 31620M106 289739.36 14516 SOLE 14516 0 0 First Horizon Natl Corp COM 320517105 100836 8403 SOLE 8403 0 0 Ford Motor Company New COM 345370860 17815.45 2935 SOLE 2935 0 0 Fortune Brands Inc COM 349631101 29529 850 SOLE 850 0 0 Gannett Co Inc COM 364730101 2142 600 SOLE 600 0 0 General Dynamics Corp COM 369550108 4929.71 89 SOLE 89 0 0 General Electric Company COM 369604103 897435.56 76573 SOLE 76573 0 0 General Mills Inc COM 370334104 5602 100 SOLE 100 0 0 Geovic Mining Corp COM 373686104 1533 3000 SOLE 3000 0 0 Gilead Sciences Inc COM 375558103 23420 500 SOLE 500 0 0 Glacier Bancorp Inc New COM 37637Q105 2954 200 SOLE 200 0 0 Glaxosmithkline Plc Adr COM 37733W105 1943.7 55 SOLE 55 0 0 Goldman Sachs Group Inc COM 38141G104 821978 5575 SOLE 5575 0 0 Google Inc Class A COM 38259P508 4215.9 10 SOLE 10 0 0 Harley Davidson Inc COM 412822108 10374.4 640 SOLE 640 0 0 Harris Corporation COM 413875105 56011 1975 SOLE 1975 0 0 Harris Stratex Net Cl A COM 41457P106 3168.72 489 SOLE 489 0 0 Hartford Finl Svcs Grp COM 416515104 11870 1000 SOLE 1000 0 0 Heinz H J Co COM 423074103 23205 650 SOLE 650 0 0 Hewlett-Packard Company COM 428236103 894167.75 23135 SOLE 23135 0 0 Home Depot Inc COM 437076102 326094 13800 SOLE 13800 0 0 Honeywell International COM 438516106 15700 500 SOLE 500 0 0 HSBC Hldgs Plc Adr New COM 404280406 5806.03 139 SOLE 139 0 0 I R T Corporation COM 450052303 0.01 1000 SOLE 1000 0 0 I T T Industries Inc COM 450911102 191350 4300 SOLE 4300 0 0 Idearc Inc COM 451663108 2.41 65 SOLE 65 0 0 Infacare Pharmaceutical COM 45665N100 0 50000 SOLE 50000 0 0 Intel Corp COM 458140100 937474.75 56645 SOLE 56645 0 0 Internet Capital Group COM 46059C205 33.65 5 SOLE 5 0 0 Intl Business Machines COM 459200101 1384609.2 13260 SOLE 13260 0 0 Investment Tech Grp New COM 46145F105 6294087.15 308685 SOLE 308685 0 0 Iron Mountain Inc New COM 462846106 5031.25 175 SOLE 175 0 0 Ishares Tr Russell COM 464287655 217090 4250 SOLE 4250 0 0 Ishares Tr S&P Midcap COM 464287507 23116 400 SOLE 400 0 0 Ishares Xinhua China 25 COM 464287184 15348 400 SOLE 400 0 0 J M Smucker Co New COM 832696405 48660 1000 SOLE 1000 0 0 J P Morgan Chase & Co COM 46625H100 926768.7 27170 SOLE 27170 0 0 Jack In The Box Inc COM 466367109 1571.5 70 SOLE 70 0 0 Jefferies Group Inc New COM 472319102 31510687.69 1477294.313 SOLE 1477294.313 0 0 Johnson & Johnson COM 478160104 1514174.4 26658 SOLE 26658 0 0 Kellogg Company COM 487836108 93140 2000 SOLE 2000 0 0 Kraft Foods Inc COM 50075N104 97888.42 3863 SOLE 3863 0 0 Krispy Kreme 12wts COM 501014112 0.56 14 SOLE 14 0 0 L-3 Communications Hldgs COM 502424104 31221 450 SOLE 450 0 0 Lehman Bros Holding Inc COM 524908100 54 1200 SOLE 1200 0 0 Lender Processing Services COM 52602E102 201554.66 7258 SOLE 7258 0 0 Inc Lexmark Intl Inc Cl A COM 529771107 8717.5 550 SOLE 550 0 0 Lilly Eli & Company COM 532457108 16454 475 SOLE 475 0 0 Lockheed Martin Corp COM 539830109 875455.75 10855 SOLE 10855 0 0 Lorillard Inc COM 544147101 74547 1100 SOLE 1100 0 0 Lowes Companies Inc COM 548661107 575700.6 29660 SOLE 29660 0 0 Mack-Cali Realty Trust COM 554489104 98154 4305 SOLE 4305 0 0 Marathon Oil Corp COM 565849106 15065 500 SOLE 500 0 0 Mc Donalds Corp COM 580135101 1336067.6 23240 SOLE 23240 0 0 McGraw-Hill Cos COM 580645109 39143 1300 SOLE 1300 0 0 Medcohealth Solutions COM 58405U102 141208.56 3096 SOLE 3096 0 0 Medtronic Inc COM 585055106 789421.14 22626 SOLE 22626 0 0 Merck & Co Inc COM 589331107 110861.4 3965 SOLE 3965 0 0 Microsoft Corp COM 594918104 1222918.96 51448 SOLE 51448 0 0 Mid-America Apartment COM 59522J103 89021.75 2425 SOLE 2425 0 0 Communities Millipore Corp Common COM 601073109 182546 2600 SOLE 2600 0 0 Morgan Stanley COM 617446448 44475.6 1560 SOLE 1560 0 0 Motorola Inc COM 620076109 6749.34 1018 SOLE 1018 0 0 N I I Holdings Inc New COM 62913F201 6674.5 350 SOLE 350 0 0 National Oilwell Varco COM 637071101 17963 550 SOLE 550 0 0 Norfolk Southern Corp COM 655844108 3013.6 80 SOLE 80 0 0 Nortel Networks Cp New COM 656568508 13.16 302 SOLE 302 0 0 Northern Trust COM 665859104 3757.6 70 SOLE 70 0 0 Novartis AG Spon Adr COM 66987V109 406064.45 9955 SOLE 9955 0 0 Nucor Corp COM 670346105 13329 300 SOLE 300 0 0 Nyse Group Inc COM 629491101 173037.5 6350 SOLE 6350 0 0 Occidental Petroleum Corp COM 674599105 3948.6 60 SOLE 60 0 0 Oracle Corporation COM 68389X105 167782.86 7833 SOLE 7833 0 0 Otter Tail Corporation COM 689648103 5460 250 SOLE 250 0 0 Paladin Res Ltd Ord COM Q72653126 7971.2 2000 SOLE 2000 0 0 Pepsico Incorporated COM 713448108 1033852.56 18811 SOLE 18811 0 0 Perkinelmer Inc COM 714046109 104400 6000 SOLE 6000 0 0 Petroleo Brasileiro Adrf COM 71654V408 40980 1000 SOLE 1000 0 0 Petrolifera Petroleum COM 716709100 2454 1000 SOLE 1000 0 0 Pfizer Incorporated COM 717081103 75750 5050 SOLE 5050 0 0 Pharmerica Corporation COM 71714F104 726.31 37 SOLE 37 0 0 Philip Morris Intl Inc COM 718172109 281130.9 6445 SOLE 6445 0 0 Piper Jaffray Cos New COM 724078100 742.39 17 SOLE 17 0 0 Pitney Bowes Inc COM 724479100 4934.25 225 SOLE 225 0 0 Praxair Inc COM 74005P104 7107 100 SOLE 100 0 0 Procter & Gamble Co COM 742718109 944328 18480 SOLE 18480 0 0 Proshs Ultrashort Lehman COM 74347R297 7638 150 SOLE 150 0 0 Qualcomm Inc COM 747525103 1060392 23460 SOLE 23460 0 0 Radioshack Corporation COM 750438103 8320.16 596 SOLE 596 0 0 Range Resources Corp COM 75281A109 15528.75 375 SOLE 375 0 0 Rowe T Price Group Inc COM 74144T108 20418.3 490 SOLE 490 0 0 Royal Dutch Shell A Adrf COM 780259206 707729.19 14101 SOLE 14101 0 0 Satcon Technology Corp COM 803893106 190548 105860 SOLE 105860 0 0 Sector Spdr Fincl Select COM 81369Y605 2390 200 SOLE 200 0 0 Sempra Energy COM 816851109 903017.85 18195 SOLE 18195 0 0 Semtech Corp COM 816850101 2338.77 147 SOLE 147 0 0 Siti-Sites.Com Inc COM 0 33 SOLE 33 0 0 Snap On Inc COM 833034101 43110 1500 SOLE 1500 0 0 Stanley Works COM 854616109 5076 150 SOLE 150 0 0 State Street Corp COM 857477103 4720 100 SOLE 100 0 0 Stellarnet Inc Ser B Pfd COM 85856W105 0.17 16670 SOLE 16670 0 0 Stericycle Inc COM 858912108 759552.2 14740 SOLE 14740 0 0 Strattec Security Corp COM 863111100 276 20 SOLE 20 0 0 Sun Microsystems Inc COM 866810203 3918.5 425 SOLE 425 0 0 Supervalu Inc COM 868536103 33670 2600 SOLE 2600 0 0 Sysco Corporation COM 871829107 238557.76 10612 SOLE 10612 0 0 Target Corporation COM 87612E106 791334.03 20049 SOLE 20049 0 0 Teledyne Technologies COM 879360105 9825 300 SOLE 300 0 0 Terremark Worldwide New COM 881448203 11560 2000 SOLE 2000 0 0 Teva Pharm Inds Ltd Adr COM 881624209 1022916.88 20732 SOLE 20732 0 0 Texas Instruments Inc COM 882508104 18105 850 SOLE 850 0 0 The Charles Schwab Corp COM 808513105 895855.5 51075 SOLE 51075 0 0 Tibco Software Inc COM 88632Q103 1434 200 SOLE 200 0 0 Tiffany & Co New COM 886547108 20288 800 SOLE 800 0 0 Titan Uranium Inc COM 88832T105 929.88 2700 SOLE 2700 0 0 Touch America Holding COM 891539108 0 3600 SOLE 3600 0 0 Travelers Companies Inc COM 89417E109 1190.16 29 SOLE 29 0 0 Treasury Metals Inc COM 894647106 215.13 1315 SOLE 1315 0 0 Tyco Electronics Ltd COM H8912P106 11154 600 SOLE 600 0 0 Tyco Intl Ltd New COM G9143X208 15588 600 SOLE 600 0 0 U S Bancorp Del New COM 902973304 1074232.32 59946 SOLE 59946 0 0 Ultralife Batteries Inc COM 903899102 14340 2000 SOLE 2000 0 0 Union Pacific Corp COM 907818108 20824 400 SOLE 400 0 0 United Parcel Service B COM 911312106 192461.5 3850 SOLE 3850 0 0 United States Oil Fund COM 91232N108 7586 200 SOLE 200 0 0 United Technologies Corp COM 913017109 124704 2400 SOLE 2400 0 0 Verizon Communications COM 92343V104 993716.01 32337 SOLE 32337 0 0 Visteon Corp COM 92839U107 27.45 183 SOLE 183 0 0 Vodafone Group Plc Adr COM 92857W209 721149.49 37001 SOLE 37001 0 0 Vulcan Materials Company COM 929160109 758991 17610 SOLE 17610 0 0 Wal-Mart Stores Inc COM 931142103 55706 1150 SOLE 1150 0 0 Walgreen Company COM 931422109 6144.6 209 SOLE 209 0 0 Waste Management Inc Del COM 94106L109 5632 200 SOLE 200 0 0 Wellpoint Health Networks COM 94973V107 87785.25 1725 SOLE 1725 0 0 Wells Fargo & Co New COM 949746101 979012.3 40355 SOLE 40355 0 0 Western Asset High Income COM 95766K109 11587.5 2250 SOLE 2250 0 0 Fd Wiley John & Son Cl A COM 968223206 11637.5 350 SOLE 350 0 0 Wyeth COM 983024100 179290.5 3950 SOLE 3950 0 0 XTO Energy Inc COM 98385X106 66745 1750 SOLE 1750 0 0 Yahoo Inc COM 984332106 1566 100 SOLE 100 0 0 Zimmer Holdings Inc COM 98956P102 487344 11440 SOLE 11440 0 0
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