-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMg3LUXakvkWmpQj4c39/c83la8EfA4Cgj/FcgZ9LT9mZCfksjQei4Onx+2BCGQ5 a/AN4hJfbQaFADPAVl0BFg== 0001171520-08-000665.txt : 20081112 0001171520-08-000665.hdr.sgml : 20081111 20081112074921 ACCESSION NUMBER: 0001171520-08-000665 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marble Harbor Investment Counsel, LLC CENTRAL INDEX KEY: 0001387130 IRS NUMBER: 203734538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12079 FILM NUMBER: 081178119 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-956-6710 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: SUITE 2210 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eps3175.txt MARBLE HARBOR INVESTMENT COUNSEL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MARBLE HARBOR INVESTMENT COUNSEL, LLC Address: 101 FEDERAL STREET, SUITE 2210 BOSTON, MA 02110 Form 13F File Number: 028-12079 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul R. Davis Title: Managing Member Phone: 617-956-6710 Signature, Place, and Date of Signing: /s/ Paul R. Davis Boston, MA 11/12/08 ----------------- ------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 113 Form 13F Information Value Total (thousands): $196,428 List of Other Included Managers: NONE 1 Form 13F-HR Information Table
Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- 3M Company Common 88579Y101 3633 53186 SOLE 47886 5300 Abbott Laboratories Common 002824100 9657 167728 SOLE 135928 31800 Aflac Inc Common 001055102 3086 52533 SOLE 42433 10100 Air Products & Chemicals Inc Common 009158106 3135 45782 SOLE 42286 3500 American Express Common 025816109 806 22775 SOLE 22275 500 American Intl Group Inc Common 026874107 202 60711 SOLE 40499 20212 Amgen Inc Common 031162100 1002 16917 SOLE 14717 2200 Anheuser Busch Cos Inc Common 035229103 2003 30874 SOLE 24274 6600 Ansys Inc Common 03662q105 302 8000 SOLE 8000 Apache Corp Common 037411105 552 5300 SOLE 2700 2600 Applied Neurosolutions Common 03823Y104 15 300000 SOLE 300000 Archer-Daniels-Midland Co Common 039483102 219 10000 SOLE 10000 AT&T Inc Common 00206R102 1413 50631 SOLE 48731 1900 Automatic Data Processing Inc Common 053015103 4494 105135 SOLE 90335 14800 Bank of America Corp Common 060505104 1003 28659 SOLE 10659 18000 Bank of New York Mellon Corp Common 064058100 460 14131 SOLE 14131 BBH International Common 05528X307 164 12782 SOLE 12782 Berkshire Hathaway Inc Class B 084670207 1261 287 SOLE 251 36 Boeing Common 097023105 464 8100 SOLE 7600 500 BP Plc Sponsored ADR 055622104 1417 28261 SOLE 28261 Bristol-Myers Squibb Co Common 110122108 246 11800 SOLE 11800 Canadian Natural Resources Ltd Common 136385101 246 3600 SOLE 3600 CDN Superior Energy Common 136644101 27 11000 SOLE 11000 C R Bard Inc Common 067383109 351 3700 SOLE 1500 2200 Chevron Corp Common 166764100 1453 17617 SOLE 16709 908 Chubb Corp Common 171232101 592 10792 SOLE 10792 Cisco Systems Inc Common 17275R102 3334 147793 SOLE 138143 9650 Citigroup Inc Common 172967101 422 20614 SOLE 17065 3549 Coca-Cola Co Common 191216100 3024 57202 SOLE 46702 10500 Colgate-Palmolove Common 194162103 726 9647 SOLE 9647 ConocoPhillips Common 20825c104 311 4250 SOLE 4250 Costco Wholesale Corp Common 22160k105 396 6101 SOLE 6101 Covidien Ltd Common g2552x108 688 12814 SOLE 11814 1000 CVS Caremark Corp Common 126650100 311 9252 SOLE 8252 1000 Danaher Corp Com Common 235851102 277 4000 SOLE 4000 Dell Inc Common 24702R101 516 31326 SOLE 1000 30326 Dentsply International Inc Com Common 249030107 283 7550 SOLE 7550 Diageo PLC Sponsored ADR New 25243Q205 1010 14675 SOLE 11475 3200 Duke Energy Holding Corp Common 26441C105 1599 91776 SOLE 7440 84336 E I Dupont Denemours & Co Common 263534109 1786 44323 SOLE 44323 Ebay Inc Common 278642103 3952 176620 SOLE 145620 31000 Ecolab Inc Common 278865100 2276 46910 SOLE 36810 10100 Edwards Lifesciences Corp Common 28176e108 528 9150 SOLE 9150 Eli Lilly & Co Common 532457108 484 11000 SOLE 10100 900 EMC Corp Common 268648102 534 44700 SOLE 41700 3000 Emerson Electric Common 291011104 1849 45354 SOLE 28154 17200
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Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Encana Corp Common 292505104 664 10115 SOLE 9415 700 Expeditors Intl of Washington Inc Common 302130109 2044 58684 SOLE 50484 8200 Exxon Mobil Corp Common 30231G102 16558 213214 SOLE 196414 16800 Fiserv Common 337738108 2846 60151 SOLE 48351 11800 General Electric Common 369604103 10702 419707 SOLE 369397 50310 Genzyme Corp Common 372917104 575 7117 SOLE 7117 Goldman Sachs Group Inc Common 38141G104 278 2175 SOLE 2175 Healthcare Realty Tr Inc Common 421946104 623 21400 SOLE 19200 2200 Hewlett-Packard Co Common 428236103 1288 27873 SOLE 27873 Home Depot Inc Common 437076102 278 10750 SOLE 6400 4350 Huntington Bancshares Inc Common 446150104 726 90907 SOLE 56116 34791 Idexx Labs Inc Com Common 45168D104 363 6625 SOLE 4025 2600 Intel Corp Common 458140100 1575 84106 SOLE 61046 23060 Intl Business Machines Common 459200101 1574 13458 SOLE 12558 900 Iron Mountain Inc Common 462846106 3599 147466 SOLE 121291 26175 Ishares Tr MSCI Emer Mkts Index Fd 464287234 276 8100 SOLE 8100 Johnson & Johnson Common 478160104 3601 51978 SOLE 50478 1500 Johnson Controls Inc Common 478366107 1057 34864 SOLE 26264 8600 JP Morgan Chase & Co Common 46625H100 932 19968 SOLE 19572 396 Kimberly-Clark Corp Common 494368103 726 11208 SOLE 10808 400 Lincoln National Corp Common 534187109 306 7150 SOLE 7150 Linear Technology Corp Common 535678106 4666 152194 SOLE 126994 25200 McDonald's Corp Common 580135101 2513 40735 SOLE 35435 5300 Medtronic Inc Common 585055106 2575 51398 SOLE 41098 10300 Merck & Co Common 589331107 1747 55376 SOLE 50876 4500 Microsoft Corp Common 594918104 3645 136570 SOLE 114670 21900 Molex Inc Class A 608554200 2132 102475 SOLE 85875 16600 MRV Communications Inc Common 553477100 14 12000 SOLE 12000 Nokia Corp Spons ADR 654902204 231 12400 SOLE 12400 O'Reilly Automotive Inc Common 686091109 491 18369 SOLE 18369 Paychex Inc Com Common 704326107 259 7860 SOLE 6160 1700 Pepsico Inc Common 713448108 6285 88193 SOLE 84543 3650 Petsmart Inc Common 716768106 1378 55800 SOLE 46400 9400 Pfizer Inc Common 717081103 3535 191711 SOLE 163411 28300 Philip Morris Int'l Common 718172109 353 7355 SOLE 3555 3800 Praxair Inc Common 74005p104 786 10966 SOLE 10966 Procter & Gamble Co Common 742718109 15999 229582 SOLE 219437 10145 Progressive Corp (Ohio) Common 743315103 1254 72100 SOLE 46900 25200 Qualcomm Inc Common 747525103 555 12917 SOLE 12917 Rockwell Collins Inc Common 774341101 294 6125 SOLE 6125 Rohm & Haas Co Common 775371107 559 8000 SOLE 8000 Royal Dutch Shell PLC Spons ADR A 780259206 528 8960 SOLE 6460 2500 Schlumberger Common 806857108 3676 47085 SOLE 39585 7500 Sigma-Aldrich Corp Common 826552101 1155 22040 SOLE 22040 Spectra Energy Corp Common 847560109 1015 42668 SOLE 500 42168 Staples Inc Common 855030102 1764 78412 SOLE 74212 4200 State Street Corp Com Common 857477103 364 6400 SOLE 6400 Stericycle Inc Common 858912108 1765 29968 SOLE 23968 6000 Stryker Corp Common 863667101 1580 25375 SOLE 21475 3900
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Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Suncor Energy Inc Common 867229106 358 8500 SOLE 8500 Target Corp Common 87612E106 761 15515 SOLE 13175 2340 Teva Pharmaceutical Inds ADR 881624209 1770 38675 SOLE 37475 1200 Tyco Electronics Ltd Common g9144p105 361 13064 SOLE 11814 1250 Tyco International Ltd Common G9143X208 457 13064 SOLE 11814 1250 Unilever NV NY Shs New 904784709 422 15000 SOLE 15000 United Technologies Corp Common 913017109 1600 26654 SOLE 26654 Vanguard Intl Equity Index Emerging Mkts ETF 922042858 699 20195 SOLE 19695 500 Verizon Communications Common 92343V104 396 12352 SOLE 12167 185 Vodafone Group PLC Spons ADR 92857W209 1410 63811 SOLE 48799 15012 Vornado Realty Trust Common 929042109 354 3900 SOLE 2900 1000 Wal-Mart Stores Inc Common 931142103 2935 49012 SOLE 36412 12600 Walgreen Co Common 931422109 2091 67563 SOLE 53763 13800 Walt Disney Holding Co Common 254687106 382 12465 SOLE 12465 Wells Fargo & Co Common 949746101 3748 99890 SOLE 88790 11100 Wm Wrigley Jr. Co Common 982526105 1367 17229 SOLE 16854 375 Wyeth Common 983024100 1682 45548 SOLE 41200 4348 Zimmer Holdings Inc Common 98956P102 1417 21956 SOLE 17256 4700
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