Compliance Manager

0001386935-19-000002.txt : 20190208 0001386935-19-000002.hdr.sgml : 20190208 20190208115549 ACCESSION NUMBER: 0001386935-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Keel Point, LLC CENTRAL INDEX KEY: 0001386935 IRS NUMBER: 200166451 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12097 FILM NUMBER: 19578737 BUSINESS ADDRESS: STREET 1: 100 CHURCH STREET STREET 2: SUITE 500 CITY: HUNTSVILLE STATE: AL ZIP: 35801 BUSINESS PHONE: 256-704-0505 MAIL ADDRESS: STREET 1: 100 CHURCH STREET STREET 2: SUITE 500 CITY: HUNTSVILLE STATE: AL ZIP: 35801 FORMER COMPANY: FORMER CONFORMED NAME: Blue Creek Investment Partners, LLC DATE OF NAME CHANGE: 20070117 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001386935 XXXXXXXX 12-31-2018 12-31-2018 Keel Point, LLC

100 CHURCH STREET SUITE 500 HUNTSVILLE AL 35801

13F HOLDINGS REPORT 028-12097 N Nicole Del Rosario Compliance Manager 703-226-2136 Nicole Del Rosario Vienna VA 02-08-2019 0 210 738686 false INFORMATION TABLE 2 4Q201813F.xml 4Q2018 13F Abbott Laboratories COM 002824100 653 9024 SH SOLE 9024 0 0 AbbVie Inc COM 00287Y109 414 4492 SH SOLE 4492 0 0 Accenture plc COM G1151C101 1281 9081 SH SOLE 8332 0 749 AFLAC Inc COM 001055102 699 15346 SH SOLE 15158 0 188 Air Products & Chemicals Inc COM 009158106 1537 9603 SH SOLE 9603 0 0 Alibaba Group Holding Lmtd COM 01609W102 272 1985 SH SOLE 1975 0 10 Allstate Corporation COM 020002101 1109 13423 SH SOLE 13232 0 191 Alphabet Inc Cl A COM 02079K305 605 579 SH SOLE 395 0 184 Alphabet Inc Cl C COM 02079K107 388 375 SH SOLE 234 0 141 Amazon.com, Inc COM 023135106 1008 671 SH SOLE 405 0 266 American Equity Investment Lif COM 025676206 282 10083 SH SOLE 10083 0 0 American Fin Tr Inc Class A COM 02607T109 690 51834 SH SOLE 51834 0 0 American Tower REIT COM 03027X100 801 5061 SH SOLE 3704 0 1357 Amgen Inc COM 031162100 731 3755 SH SOLE 3461 0 294 Apple Inc COM 037833100 4798 30418 SH SOLE 22360 0 8058 AT&T Inc COM 00206R102 474 16602 SH SOLE 11919 0 4683 Athenahealth Inc. COM 04685W103 237 1795 SH SOLE 1243 0 552 Automatic Data Processing COM 053015103 819 6245 SH SOLE 6245 0 0 Ball Corporation COM 058498106 207 4495 SH SOLE 2931 0 1564 Berkshire Hathaway Inc CL B COM 084670702 788 3857 SH SOLE 2712 0 1145 Berkshire Hills Bancorp Inc COM 084680107 398 14774 SH SOLE 14478 0 296 Bristol Myers Squibb Co COM 110122108 330 6355 SH SOLE 6355 0 0 Buckeye Partners LP COM 118230101 522 18000 SH SOLE 18000 0 0 Business Development Co COM 12325J101 1687 205738 SH SOLE 205738 0 0 Capital One Financial Corp COM 14040H105 405 5357 SH SOLE 5357 0 0 Casey's General Stores Inc COM 147528103 268 2093 SH SOLE 1432 0 661 Caterpillar Inc COM 149123101 213 1673 SH SOLE 973 0 700 Caviton Energy Systems Inc COM BEK996500 0 19160 SH SOLE 19160 0 0 Charter Communications Inc. COM 16119P108 265 931 SH SOLE 931 0 0 Check Point Software Technolog COM M22465104 541 5275 SH SOLE 4760 0 515 Church & Dwight Company, Inc. COM 171340102 869 13221 SH SOLE 9417 0 3804 Citigroup Inc COM 172967424 603 11586 SH SOLE 10875 0 711 Cognizant Technology Solutions COM 192446102 738 11631 SH SOLE 9439 0 2192 Colonial BancGroup Inc COM 195493309 0 13500 SH SOLE 0 0 13500 Comcast Corporation COM 20030N101 287 8415 SH SOLE 7468 0 947 Corning Incorporated COM 219350105 541 17923 SH SOLE 17618 0 305 Costco Wholesale Corporation COM 22160K105 394 1936 SH SOLE 1015 0 922 CSX Corp COM 126408103 217 3495 SH SOLE 2486 0 1009 CVS Caremark Corp COM 126650100 716 10927 SH SOLE 9838 0 1089 Danaher Corporation COM 235851102 753 7298 SH SOLE 6519 0 779 Dycom Industries Inc COM 267475101 1555 28784 SH SOLE 24984 0 3800 Ecolab Incorporated COM 278865100 720 4886 SH SOLE 3692 0 1194 Eli Lilly & Company COM 532457108 601 5190 SH SOLE 5104 0 86 Energy Transfer Equity LP COM 29273V100 150 11346 SH SOLE 1122 0 10224 Enterprise Products Partners L COM 293792107 2029 82497 SH SOLE 58625 0 23872 Expeditors Intl of Washington COM 302130109 579 8497 SH SOLE 7692 0 805 Exxon Mobil Corporation COM 30231G102 561 8225 SH SOLE 8073 0 152 Facebook Inc COM 30303M102 361 2757 SH SOLE 1407 0 1350 Fastenal Co. COM 311900104 577 11032 SH SOLE 10022 0 1010 FedEx Corporation COM 31428X106 553 3431 SH SOLE 3044 0 387 Franklin Resources Incorporate COM 354613101 553 18629 SH SOLE 16812 0 1817 General Electric Company COM 369604103 134 17717 SH SOLE 17717 0 0 Golden Arch Resources Ltd. COM 38079K101 0 23000 SH SOLE 23000 0 0 Goldman Sachs Group Inc COM 38141G104 573 3428 SH SOLE 20 0 3408 Hershey Company COM 427866108 255 2384 SH SOLE 1605 0 779 Holly Energy Partners LP COM 435763107 228 8000 SH SOLE 0 0 8000 Home Depot Incorporated COM 437076102 2856 16624 SH SOLE 12147 0 4477 Honeywell International Inc COM 438516106 324 2455 SH SOLE 2421 0 34 Hull Tactical US ETF COM 301505806 200 8936 SH SOLE 0 0 8936 Illinois Tool Works Inc COM 452308109 596 4703 SH SOLE 4151 0 552 Innovator S&P 500 Ultra Buffer COM 45782C821 1432 62171 SH SOLE 9171 0 53000 Inspire Global Hope ETF COM 66538H658 1664 68653 SH SOLE 223 0 68430 Inspire Small/Mid Cap Impact E COM 66538H641 605 26472 SH SOLE 158 0 26314 INTEL Corporation COM 458140100 235 5017 SH SOLE 3938 0 1079 International Business Machine COM 459200101 851 7486 SH SOLE 4472 0 3014 Invesco BulletShrs 2019 Corp B COM 46138J304 735 34919 SH SOLE 34919 0 0 Invesco S&P 500 Equal Weight COM 46137V357 671 7347 SH SOLE 7347 0 0 Iqvia Holdings Inc COM 46266C105 313 2695 SH SOLE 1695 0 1000 iShares Dow Jones US Real Esta COM 464287739 8406 112172 SH SOLE 112172 0 0 iShares MSCI EAFE Small Cap ET COM 464288273 20591 397350 SH SOLE 255975 0 141375 iShares MSCI Emerging Markets COM 464287234 20040 513058 SH SOLE 269119 0 243940 iShares Russell 2000 Index COM 464287655 1173 8757 SH SOLE 6893 0 1863 iShares S&P MidCap 400 Index COM 464287507 999 6014 SH SOLE 5575 0 438 iShares S&P SmallCap 600 Index COM 464287804 325 4693 SH SOLE 2698 0 1995 Johnson & Johnson Company COM 478160104 1007 7806 SH SOLE 6871 0 934 JP Morgan Chase & Company COM 46625H100 508 5204 SH SOLE 3436 0 1768 Keurig Dr Pepper Inc COM 49271V100 257 10019 SH SOLE 6953 0 3066 Kimberly-Clark Corp COM 494368103 238 2090 SH SOLE 1972 0 118 L-3 Technologies, Inc. COM 502413107 423 2438 SH SOLE 1744 0 694 Lam Research Corp COM 512807108 240 1764 SH SOLE 664 0 1100 Lowe's Companies Inc. COM 548661107 254 2751 SH SOLE 2512 0 239 Magellan Midstream Partners LP COM 559080106 949 16638 SH SOLE 638 0 16000 Mastercard Inc. COM 57636Q104 585 3103 SH SOLE 1933 0 1170 Medtronic PLC COM G5960L103 696 7653 SH SOLE 6701 0 953 Microsoft Corporation COM 594918104 1515 14912 SH SOLE 11877 0 3035 Nantech Inds Inc COM 630100105 0 10000 SH SOLE 10000 0 0 NextEra Energy, Inc. COM 65339F101 646 3715 SH SOLE 3563 0 152 NIC Inc COM 62914B100 224 17975 SH SOLE 17525 0 450 Nordson Corp COM 655663102 224 1879 SH SOLE 1305 0 574 Norfolk Southern Corp COM 655844108 240 1607 SH SOLE 1523 0 84 Novo Nordisk A/S COM 670100205 313 6783 SH SOLE 4283 0 2500 NRG Energy, Inc. COM 629377508 255 6449 SH SOLE 4435 0 2014 Old Republic International Cor COM 680223104 225 10932 SH SOLE 7593 0 3339 ONEOK Inc. COM 682680103 323 5986 SH SOLE 5763 0 223 PC Connection Inc COM 69318J100 534 17972 SH SOLE 17693 0 279 Pepsico Inc COM 713448108 1396 12635 SH SOLE 12322 0 313 Pfizer Inc COM 717081103 420 9623 SH SOLE 9225 0 398 Phillips Van Heusen Corp. COM 693656100 316 3405 SH SOLE 3354 0 51 ProAssurance Corp COM 74267C106 304 7506 SH SOLE 1390 0 6116 Procter & Gamble Co COM 742718109 1057 11497 SH SOLE 9076 0 2420 Puration Inc COM 74609P104 8 85000 SH SOLE 85000 0 0 QUALCOMM Inc COM 747525103 589 10346 SH SOLE 9461 0 885 Reata Pharmaceuticals, Inc. COM 75615P103 4648 82851 SH SOLE 63909 0 18942 Red Hat, Inc. COM 756577102 246 1398 SH SOLE 1398 0 0 Rollins Inc COM 775711104 807 22359 SH SOLE 22029 0 330 Ross Stores Inc COM 778296103 2429 29200 SH SOLE 28962 0 238 Royal Bank of Canada COM 780087102 2126 31030 SH SOLE 31030 0 0 ServisFirst Bancshares Inc COM 81768T108 254 7962 SH SOLE 7962 0 0 Snap-on Inc. COM 833034101 517 3555 SH SOLE 3220 0 335 Southside Bancshares Inc. COM 84470P109 677 21333 SH SOLE 21333 0 0 SPDR Gold Trust ETF COM 78463V107 19188 158251 SH SOLE 137811 0 20440 SPDR S&P 500 ETF COM 78462F103 2585 10345 SH SOLE 8345 0 2000 Sprott Physical Gold Trust Com COM 85207H104 713 69180 SH SOLE 69180 0 0 Stryker Corporation COM 863667101 587 3744 SH SOLE 3387 0 357 Synchronoss Technologies Inc COM 87157B103 66 10758 SH SOLE 10541 0 217 SYSCO Corporation COM 871829107 500 7986 SH SOLE 7303 0 683 T-Mobile US, Inc COM 872590104 208 3274 SH SOLE 3274 0 0 Target Corporation COM 87612E106 614 9297 SH SOLE 9297 0 0 Teradyne Inc COM 880770102 308 9824 SH SOLE 9824 0 0 The Boeing Company COM 097023105 282 875 SH SOLE 724 0 151 The Coca-Cola Company COM 191216100 596 12580 SH SOLE 12390 0 190 The Sherwin-Williams Company COM 824348106 639 1623 SH SOLE 1456 0 167 The Walt Disney Company COM 254687106 1574 14357 SH SOLE 12494 0 1864 Thermo Fisher Scientific Inc COM 883556102 698 3119 SH SOLE 2869 0 250 TriLinc Global Impact Fund COM 89619H108 135 16164 SH SOLE 16164 0 0 United Technologies Corp COM 913017109 564 5294 SH SOLE 5294 0 0 UnitedHealth Group Inc COM 91324P102 223 897 SH SOLE 706 0 191 UNUM Group COM 91529Y106 213 7251 SH SOLE 5763 0 1488 UTG, Inc. COM 293747341 705 21739 SH SOLE 0 0 21739 Vail Resorts Inc COM 91879Q109 1123 5325 SH SOLE 4930 0 395 Vanguard Emerging Markets Stoc COM 922042858 16144 423733 SH SOLE 423633 0 100 Vanguard Growth ETF COM 922908736 1209 9000 SH SOLE 8550 0 449 Vanguard Small-Cap Value VIPER COM 922908611 724 6352 SH SOLE 6257 0 95 Vanguard Small Cap Growth ETF COM 922908595 795 5280 SH SOLE 5209 0 70 Vanguard Total World Stock ETF COM 922042742 2384 36417 SH SOLE 36417 0 0 Verizon Communications Inc. COM 92343V104 329 5845 SH SOLE 4298 0 1547 Visa Inc COM 92826C839 1852 14038 SH SOLE 12829 0 1209 Wal-Mart Stores Inc COM 931142103 547 5872 SH SOLE 5242 0 630 Walgreens Boots Alliance Inc COM 931427108 608 8902 SH SOLE 7977 0 925 Wells Fargo & Company COM 949746101 268 5811 SH SOLE 5652 0 159 Westamerica Bancorp. COM 957090103 435 7812 SH SOLE 7689 0 123 TWLO Call Option April 18, 201 CALL 3838569DX 340 300 SH SOLE 300 0 0 VEREIT Series F Pfd 6 7 PFD 92339V209 334 14136 SH SOLE 14136 0 0 Consumer Staples Select Sector COM 81369Y308 7406 145847 SH SOLE 122183 0 23664 Deutsche X-trackers MSCI EAFE COM 233051200 412 14775 SH SOLE 0 0 14775 FT Unit 6887 Diversified Equit COM 30304W281 125 13377 SH SOLE 13377 0 0 FT Unit 7130 S&P Divid Aristoc COM 30305X627 97 11178 SH SOLE 11178 0 0 FT Unit 7259 75/25 Strategic A COM 30307E858 113 12442 SH SOLE 12442 0 0 FT Unit 7295 Diversified Eq St COM 30307C589 340 37436 SH SOLE 37436 0 0 FT Unit 7341 Sr Ln Closed End COM 30308C455 155 17906 SH SOLE 17906 0 0 FT Unit 7366 Interest Rate Hed COM 30308C737 136 16675 SH SOLE 16675 0 0 FT Unit 7421 Strategic Income COM 30308W139 151 18084 SH SOLE 18084 0 0 FT Unit 7446 Diversified Equit COM 30308W246 180 20661 SH SOLE 20661 0 0 FT Unit 7624 Diversified Equit COM 30309X128 795 91663 SH SOLE 91663 0 0 FT Unit 7624 Diversified Equit COM 30309X136 211 24347 SH SOLE 24347 0 0 Health Care Select Sector SPDR COM 81369Y209 216 2500 SH SOLE 2500 0 0 Industrial Select Sector SPDR COM 81369Y704 483 7493 SH SOLE 7438 0 55 Inspire Corporate Bond Impact COM 66538H633 410 16797 SH SOLE 0 0 16797 Invesco BulletShares 2020 Corp COM 46138J502 493 23417 SH SOLE 23417 0 0 Invesco BulletShares 2022 Corp COM 46138J882 464 22503 SH SOLE 22503 0 0 Invesco BulletShrs 2021 Corp B COM 46138J700 512 24671 SH SOLE 24671 0 0 iShares 10-20 Year Treasury Bo COM 464288653 400 2994 SH SOLE 2994 0 0 iShares Barclays 1-3 Year Trea COM 464287457 7907 94563 SH SOLE 79824 0 14739 iShares Barclays 20 plus Year Trea COM 464287432 2976 24489 SH SOLE 23185 0 1304 iShares Barclays 3-7 Yr T-bond COM 464288661 125525 1033978 SH SOLE 726519 0 307460 iShares Barclays 7-10 Year Tre COM 464287440 1735 16652 SH SOLE 16652 0 0 iShares Barclays Aggregate Bon COM 464287226 5128 48157 SH SOLE 40676 0 7481 iShares Barclays TIPS Bond Fun COM 464287176 3180 29037 SH SOLE 28255 0 782 iShares Core MSCI EAFE COM 46432F842 826 15013 SH SOLE 13262 0 1751 iShares Core MSCI Emerging Mar COM 46434G103 2280 48353 SH SOLE 45839 0 2514 iShares Core S&P Total US Stoc COM 464287150 207 3640 SH SOLE 3640 0 0 iShares Dow Jones US Aerospace COM 464288760 211 1221 SH SOLE 1221 0 0 iShares Edge MSCI Min Vol Glob COM 464286525 1764 21707 SH SOLE 16007 0 5700 iShares Floating Rate Note COM 46429B655 9998 198540 SH SOLE 167454 0 31086 iShares MSCI ACWI ETF COM 464288257 9316 145195 SH SOLE 89195 0 56000 iShares MSCI Brazil Index COM 464286400 6484 169726 SH SOLE 143450 0 26276 iShares MSCI EAFE Index Fund E COM 464287465 3427 58300 SH SOLE 39672 0 18628 iShares MSCI Hong Kong Index COM 464286871 9095 402953 SH SOLE 340117 0 62836 iShares MSCI India COM 46429B598 6533 195957 SH SOLE 165337 0 30620 iShares Russell 1000 ETF COM 464287622 52986 382045 SH SOLE 382045 0 0 iShares Russell 1000 Growth In COM 464287614 1286 9822 SH SOLE 9822 0 0 iShares Russell 1000 Value Ind COM 464287598 1308 11779 SH SOLE 11779 0 0 iShares Russell 3000 Index Fun COM 464287689 774 5268 SH SOLE 0 0 5268 iShares S&P 500 Growth COM 464287309 839 5567 SH SOLE 4561 0 1006 iShares S&P 500 Index ETF COM 464287200 544 2161 SH SOLE 604 0 1557 iShares S&P 500 Value Index COM 464287408 813 8042 SH SOLE 6641 0 1401 iShares S&P MidCap 400 Growth COM 464287606 445 2325 SH SOLE 2325 0 0 iShares S&P MidCap 400 Value I COM 464287705 395 2853 SH SOLE 2853 0 0 iShares S&P SmallCap 600 Value COM 464287879 227 1722 SH SOLE 1722 0 0 iShares US Healthcare COM 464287762 9374 51847 SH SOLE 43664 0 8183 Schwab International Equity ET COM 808524805 14632 516123 SH SOLE 516123 0 0 Schwab US Large-Cap ETF COM 808524201 2243 37579 SH SOLE 37579 0 0 SPDR Barclays Long Term Treasu COM 78464A664 2006 57252 SH SOLE 57252 0 0 SPDR Euro Stoxx 50 COM 78463X202 405 12186 SH SOLE 746 0 11440 SPDR S&P International Small C COM 78463X871 4655 166717 SH SOLE 164717 0 2000 Technology Select Sector SPDR COM 81369Y803 398 6425 SH SOLE 6425 0 0 Vaneck Vectors Agribusiness ET COM 92189F700 217 3812 SH SOLE 2227 0 1585 Vanguard Dividend Appreciation COM 921908844 875 8938 SH SOLE 6505 0 2433 Vanguard Extended Market ETF COM 922908652 7943 79583 SH SOLE 78561 0 1022 Vanguard FTSE All World ex-US COM 922042718 21287 224834 SH SOLE 224834 0 0 Vanguard FTSE Developed Market COM 921943858 14538 391862 SH SOLE 171463 0 220399 Vanguard Intmdt-Term Trs ETF COM 92206C706 662 10427 SH SOLE 10427 0 0 Vanguard MSCI Europe ETF COM 922042874 456 9372 SH SOLE 9372 0 0 Vanguard REIT Index ETF COM 922908553 11489 154070 SH SOLE 99328 0 54741 Vanguard Russell 2000 Index ET COM 92206C664 11774 109657 SH SOLE 103412 0 6246 Vanguard S&P 500 ETF COM 922908363 159656 694731 SH SOLE 441017 0 253713 Vanguard Small Cap ETF COM 922908751 22633 171474 SH SOLE 126446 0 45028 Vanguard Total International B COM 92203J407 295 5443 SH SOLE 5405 0 38 Vanguard Value ETF COM 922908744 839 8561 SH SOLE 7351 0 1210 Vanguard Wld Mega Cap 300 COM 921910873 1069 12299 SH SOLE 12299 0 0