0001214659-16-014676.txt : 20161115
0001214659-16-014676.hdr.sgml : 20161115
20161115093855
ACCESSION NUMBER: 0001214659-16-014676
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
EFFECTIVENESS DATE: 20161115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Park West Asset Management LLC
CENTRAL INDEX KEY: 0001386928
IRS NUMBER: 300132084
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12265
FILM NUMBER: 161998023
BUSINESS ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: (415) 354-0677
MAIL ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001386928
XXXXXXXX
09-30-2016
09-30-2016
false
Park West Asset Management LLC
900 LARKSPUR LANDING CIRCLE, SUITE 165
LARKSPUR
CA
94939
13F HOLDINGS REPORT
028-12265
N
Grace Jimenez
CFO
415-524-2900
/s/ Grace Jimenez
LARKSPUR
CA
11-14-2016
0
63
1099551
INFORMATION TABLE
2
infotable.xml
AMTRUST FINL SVCS INC
COM
032359309
22374
833900
SH
SOLE
833900
0
0
BEACON ROOFING SUPPLY INC
COM
073685109
8414
200000
SH
SOLE
200000
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
29481
672325
SH
SOLE
672325
0
0
BIOAMBER INC
*W EXP 05/09/201
09072Q114
7
15179
SH
SOLE
15179
0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
67883
2250000
SH
SOLE
2250000
0
0
BLUCORA INC
COM
095229100
11200
1000000
SH
SOLE
1000000
0
0
BLUCORA INC
CALL
095229100
4345
387946
SH
Call
SOLE
387946
0
0
BOINGO WIRELESS INC
COM
09739C102
20856
2028801
SH
SOLE
2028801
0
0
CAI INTERNATIONAL INC
COM
12477X106
8179
989012
SH
SOLE
989012
0
0
CEL SCI CORP
*W EXP 10/11/201
150837177
221
1838441
SH
SOLE
1838441
0
0
CERECOR INC
COM
15671L109
385
91035
SH
SOLE
91035
0
0
CERECOR INC
*W EXP 10/20/201
15671L117
537
353000
SH
SOLE
353000
0
0
CERECOR INC
*W EXP 04/20/201
15671L125
265
353000
SH
SOLE
353000
0
0
CF CORP
UNIT 99/99/9999
G20307123
8517
835000
SH
SOLE
835000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
2544
5000000
PRN
SOLE
5000000
0
0
DAVITA INC
COM
23918K108
52294
791500
SH
SOLE
791500
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
44083
629753
SH
SOLE
629753
0
0
ELDORADO RESORTS INC
COM
28470R102
42690
3036242
SH
SOLE
3036242
0
0
ELLIE MAE INC
COM
28849P100
42003
398890
SH
SOLE
398890
0
0
FARMER BROS CO
COM
307675108
11529
324300
SH
SOLE
324300
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
912
205500
SH
SOLE
205500
0
0
GRAND CANYON ED INC
COM
38526M106
29407
728073
SH
SOLE
728073
0
0
GREEN DOT CORP
CL A
39304D102
22484
975000
SH
SOLE
975000
0
0
HESKA CORP
COM RESTRC NEW
42805E306
10546
193760
SH
SOLE
193760
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
3292
93349
SH
SOLE
93349
0
0
INTERNATIONAL SPEEDWAY CORP
COM
460335201
6257
187230
SH
SOLE
187230
0
0
INTRALINKS HLDGS INC
COM
46118H104
16386
1628821
SH
SOLE
1628821
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
14424
310000
SH
SOLE
310000
0
0
KINDRED BIOSCIENCES INC
COM
494577109
9734
1950789
SH
SOLE
1950789
0
0
LENDINGCLUB CORP
COM
52603A109
24201
3916100
SH
SOLE
3916100
0
0
LITHIA MTRS INC
CL A
536797103
68845
720744
SH
SOLE
720744
0
0
MACQUARIE INFRASTR CO LLC
COM
55608B105
1954
23469
SH
SOLE
23469
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
11943
900000
SH
SOLE
900000
0
0
MONARCH CASINO & RESORT INC
COM
609027107
11327
450000
SH
SOLE
450000
0
0
MULTI PACKAGING SOLUTIONS IN
COM
G6331W109
5839
405235
SH
SOLE
405235
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
63457
2853280
SH
SOLE
2853280
0
0
NEXEO SOLUTIONS INC
COM SHS
65342H102
3956
480119
SH
SOLE
480119
0
0
NEXEO SOLUTIONS INC
*W EXP 06/09/202
65342H110
1183
1907939
SH
SOLE
1907939
0
0
NEXSTAR BROADCASTING GROUP I
CL A
65336K103
45325
785400
SH
SOLE
785400
0
0
NEXSTAR BROADCASTING GROUP I
CALL
65336K103
13353
231387
SH
Call
SOLE
231387
0
0
OOMA INC
COM
683416101
6997
770563
SH
SOLE
770563
0
0
QUOTIENT LTD
SHS
G73268107
2112
270034
SH
SOLE
270034
0
0
PANDORA MEDIA INC
COM
698354107
44227
3086350
SH
SOLE
3086350
0
0
PANDORA MEDIA INC
CALL
698354107
5853
408469
SH
Call
SOLE
408469
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
16428
1255987
SH
SOLE
1255987
0
0
PATTERSON UTI ENERGY INC
PUT
703481101
1407
62886
SH
Put
SOLE
62886
0
0
PDL BIOPHARMA INC
NOTE 4.000% 2/0
69329YAF1
10609
10923000
PRN
SOLE
10923000
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
3442
543760
SH
SOLE
543760
0
0
REALNETWORKS INC
COM NEW
75605L708
5019
1125344
SH
SOLE
1125344
0
0
SCIENTIFIC GAMES CORP
CL A
80874P109
2817
250000
SH
SOLE
250000
0
0
SCIENTIFIC GAMES CORP
CALL
80874P109
1836
162930
SH
Call
SOLE
162930
0
0
SEI INVESTMENTS CO
COM
784117103
22951
503200
SH
SOLE
503200
0
0
SERVICE CORP INTL
COM
817565104
26066
982129
SH
SOLE
982129
0
0
SHORETEL INC
COM
825211105
29316
3664521
SH
SOLE
3664521
0
0
SHUTTERFLY INC
COM
82568P304
70998
1590448
SH
SOLE
1590448
0
0
SIENTRA INC
COM
82621J105
15110
1680752
SH
SOLE
1680752
0
0
STAMPS COM INC
COM NEW
852857200
45365
480000
SH
SOLE
480000
0
0
TAILORED BRANDS INC
COM
87403A107
24958
1589677
SH
SOLE
1589677
0
0
TASER INTL INC
PUT
87651B104
548
19171
SH
Put
SOLE
19171
0
0
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
1774
2043000
PRN
SOLE
2043000
0
0
TRINITY BIOTECH INVT LTD
NOTE 4.000% 4/0
89643QAB4
4468
4775000
PRN
SOLE
4775000
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
11281
853345
SH
SOLE
853345
0
0
VERA BRADLEY INC
COM
92335C106
3337
220293
SH
SOLE
220293
0
0