0001214659-12-003626.txt : 20120814
0001214659-12-003626.hdr.sgml : 20120814
20120814163056
ACCESSION NUMBER: 0001214659-12-003626
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Park West Asset Management LLC
CENTRAL INDEX KEY: 0001386928
IRS NUMBER: 300132084
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12265
FILM NUMBER: 121033429
BUSINESS ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165
CITY: LARKSPUR
STATE: CA
ZIP: 94939
BUSINESS PHONE: (415) 354-0677
MAIL ADDRESS:
STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
f8912113fhr.txt
FOR THE QUARTER ENDED JUNE 30, 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Park West Asset Management LLC
Address: 900 Larkspur Landing Circle, Suite 165
Larkspur, California 94939
Form 13F File Number: 028-12265
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James J. Watson
Title: Chief Financial Officer
Phone: (415) 354-0677
Signature, Place, and Date of Signing:
/s/ James J. Watson Larkspur, California August 9, 2012
----------------------- ------------------------ ---------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 50
FORM 13F INFORMATION TABLE VALUE TOTAL: $639,347
(thousands)
LIST OF OTHER INCLUDED MANAGERS:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
PARK WEST ASSET MANAGEMENT LLC
FORM 13F HOLDINGS REPORT
June 30, 2012
TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AXT INC COM 00246W103 4,391 1,111,752 SH SOLE 1,111,752
ACACIA RESH CORP ACACIA TCH COM 003881307 5,041 135,367 SH SOLE 135,367
ACCELRYS INC COM 00430U103 27,331 3,378,293 SH SOLE 3,378,293
ACTUATE CORP COM 00508B102 6,753 974,476 SH SOLE 974,476
AFFORDABLE RESIDENTIAL COMNTY NOTE 7.500% 8/1 00828UAB9 22,302 20,160,000 PRN SOLE 20,160,000
AMERICAN CAPITAL LTD COM 02503Y103 4,304 427,830 SH SOLE 427,830
AMERIGON INC COM 03070L300 16,563 1,441,478 SH SOLE 1,441,478
APPLE INC COM 037833100 5,137 8,797 SH SOLE 8,797
BLACK DIAMOND INC COM 09202G101 5,531 585,333 SH SOLE 585,333
CAI INTERNATIONAL INC COM 12477X106 18,451 928,114 SH SOLE 928,114
CBIZ INC COM 124805102 6,099 1,026,800 SH SOLE 1,026,800
CAFEPRESS INC COM 12769A103 6,190 416,008 SH SOLE 416,008
CENTRAL GARDEN & PET CO COM 153527106 7,993 770,037 SH SOLE 770,037
CENTRAL GARDEN & PET CO CL A NON VTG 153527205 8,705 799,375 SH SOLE 799,375
CISCO SYS INC COM 17275R102 8,242 480,000 SH SOLE 480,000
CLEARWATER PAPER CORP COM 18538R103 19,690 577,077 SH SOLE 577,077
COGENT COMM GROUP INC NOTE 1% 6/1 19239VAB0 16,034 16,878,000 PRN SOLE 16,878,000
COINSTAR INC COM 19259P300 50,514 735,715 SH SOLE 735,715
CONCEPTUS INC COM 206016107 14,136 713,236 SH SOLE 713,236
CRAY INC COM 225223304 12,592 1,042,356 SH SOLE 1,042,356
ENPHASE ENERGY INC COM 29355A107 2,865 460,665 SH SOLE 460,665
EZCORP INC CL A NON VTG 302301106 25,222 1,075,100 SH SOLE 1,075,100
GAMESTOP CORP NEW CL A 36467W109 22,675 1,235,000 SH SOLE 1,235,000
GAMESTOP CORP NEW CALL 36467W109 4,424 240,976 SH CALL SOLE 240,976
GENCORP INC COM 368682100 6,584 1,011,325 SH SOLE 1,011,325
GENTEX CORP COM 371901109 14,511 695,300 SH SOLE 695,300
GLOBAL CASH ACCESS HLDGS, INC COM 378967103 7,562 1,048,885 SH SOLE 1,048,885
GRAND CANYON ED INC COM 38526M106 5,758 274,992 SH SOLE 274,992
ICG GROUP INC COM 44928D108 5,501 594,707 SH SOLE 594,707
IMATION CORP COM 45245A107 635 107,330 SH SOLE 107,330
INTERMOLECULAR INC COM 45882D109 18,089 2,334,010 SH SOLE 2,334,010
INTERNATIONAL SPEEDWAY CORP CL A 460335201 5,394 206,025 SH SOLE 206,025
JOS A BANK CLOTHIERS INC COM 480838101 37,789 890,000 SH SOLE 890,000
LSB INDS INC COM 502160104 3,450 111,600 SH SOLE 111,600
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 4,478 264,326 SH SOLE 264,326
LITHIA MTRS INC CL A 536797103 915 39,700 SH SOLE 39,700
MFC INDL LTD COM 55278T105 13,163 1,953,030 SH SOLE 1,953,030
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 35,204 1,057,489 SH SOLE 1,057,489
MEDCATH CORP COM 58404W109 7,512 1,005,599 SH SOLE 1,005,599
MIPS TECHNOLOGIES INC COM 604567107 3,456 518,095 SH SOLE 518,095
MOVE INC COM COM 62458M108 24,433 2,687,917 SH SOLE 2,687,917
NORDION INC COM 65563C105 25,353 2,708,664 SH SOLE 2,708,664
POWERWAVE TECHNOLOGIES INC NOTE 3.875% 10/0 739363AF6 124 965,000 PRN SOLE 965,000
RENTECH INC COM 760112102 31,588 15,333,747 SH SOLE 15,333,747
SPANSION INC COM CL A NEW 84649R200 5,001 455,510 SH SOLE 455,510
SUNCOKE ENERGY INC COM 86722A103 22,420 1,530,378 SH SOLE 1,530,378
TRINITY BIOTECH PLC SPON ADR NEW 896438306 12,528 1,044,038 SH SOLE 1,044,038
ZYNGA INC CL A 98986T108 1,088 200,000 SH SOLE 200,000
CAESARSTONE SDOT-YAM LTD ORD SHS M20598104 1,743 143,436 SH SOLE 143,436
VISTAPRINT NV COM N93540107 23,883 739,399 SH SOLE 739,399