-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HjW3mBqFkM5z+PrW1FTPSh3eMco7p2NxFccoqS9TJTjd0ACABYsajxxOPx4RcOyf 6obND55rvk322/6+4iLGhg== 0001214659-10-002990.txt : 20101115 0001214659-10-002990.hdr.sgml : 20101115 20101115163110 ACCESSION NUMBER: 0001214659-10-002990 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Park West Asset Management LLC CENTRAL INDEX KEY: 0001386928 IRS NUMBER: 300132084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12265 FILM NUMBER: 101192910 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (415) 354-0677 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 f111110413fhr.txt FOR THE QUARTER ENDED SEPTEMBER 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Park West Asset Management LLC Address: 900 Larkspur Landing Circle, Suite 165 Larkspur, California 94939 Form 13F File Number: 028-12265 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Watson Title: Chief Financial Officer Phone: (415) 354-0677 Signature, Place, and Date of Signing: /s/ James J. Watson Larkspur, California November 11, 2010 - ----------------------- ------------------------ --------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 59 FORM 13F INFORMATION TABLE VALUE TOTAL: $399,233,000 LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PARK WEST ASSET MANAGEMENT LLC FORM 13F HOLDINGS REPORT September 30, 2010
TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ACCELRYS INC COM 00430U103 14,122 2,029,102 SH SOLE 2,029,102 AFFORDABLE RESIDENTIAL COMNTY NOTE 7.500% 8/1 00828UAB9 10,378 10,015,000 PRN SOLE 10,015,000 ALBANY INTL CORP COM 012348108 2,744 145,034 SH SOLE 145,034 ALLIANCE HEALTHCARE SRVCS IN COM 018606202 1,790 390,901 SH SOLE 390,901 ALLIANCE ONE INTL INC COM 018772103 2,489 599,700 SH SOLE 599,700 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 4,905 157,504 SH SOLE 157,504 AMERICAN DAIRY INC COM 025334103 996 95,300 SH SOLE 95,300 AMERICAN DENTAL PARTNERS COM 025353103 4,681 388,114 SH SOLE 388,114 AMERIGON INC COM 03070L300 5,790 562,096 SH SOLE 562,096 APPLE INC COM 037833100 2,071 7,297 SH SOLE 7,297 ASSET ACCEPTANCE CAPITAL CORP CMN COM 04543P100 3,413 635,646 SH SOLE 635,646 ASTA FDG INC COM 046220109 521 68,312 SH SOLE 68,312 ATLAS ENERGY INC COM 049298102 1,118 39,032 SH SOLE 39,032 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 7,472 326,726 SH SOLE 326,726 CAI INTERNATIONAL INC COM 12477X106 7,980 526,030 SH SOLE 526,030 CELERA CORP COM 15100E106 10,369 1,538,383 SH SOLE 1,538,383 CELLU TISSUE HLDGS INC COM 151169109 4,825 404,462 SH SOLE 404,462 CHINA NEW BORUN CORP COM 16890T105 1,980 170,700 SH SOLE 170,700 CHINACAST EDU CORP COM 16946T109 885 125,000 SH SOLE 125,000 CLARUS CORP COM 182707109 1,083 165,371 SH SOLE 165,371 CLEARWATER PAPER CORP COM 18538R103 3,043 40,000 SH SOLE 40,000 COGENT COMM GROUP INC NOTE 1% 6/1 19239VAB0 19,977 24,069,000 PRN SOLE 24,069,000 COINSTAR COM 19259P300 23,481 546,188 SH SOLE 546,188 COMPUCREDIT HLDGS CORP NOTE 5.875% 11/3 20478NAD2 424 1,000,000 PRN SOLE 1,000,000 CRAY INC COM NEW 225223304 3,895 590,221 SH SOLE 590,221 DOLLAR FINL CORP NOTE 3.000% 4/0 256664AC7 9,036 9,025,000 PRN SOLE 9,025,000 ENERGY CONVERSION DEVICES IN NOTE 3.00% 6/1 292659AA7 5,184 7,459,000 PRN SOLE 7,459,000 ENERGY CONVERSION DEVICES IN COM 292659109 811 161,635 SH SOLE 161,635 EZCORP INC CL A NON VTG 302301106 15,183 757,621 SH SOLE 757,621 FURIEX PHARMACEUTICALS INC COM 36106P101 1,647 146,013 SH SOLE 146,013 GLOBALSTAR INC NOTE 5.7 % 4/0 378973AA9 2,013 2,500,000 PRN SOLE 2,500,000 GLOBE SPECIALTY METALS INC COM 37954N206 9,246 658,520 SH SOLE 658,520 HEARTLAND PMT SYS INC COM 42235N108 849 55,757 SH SOLE 55,757 HILLTOP HOLDINGS INC COM 432748101 192 20,000 SH SOLE 20,000 HURON CONSULTING GROUP INC COM 447462102 15,111 687,156 SH SOLE 687,156 ALERE INC PERP PFD CONV SE 01449J204 12,848 58,398 SH SOLE 58,398 JARDEN CORP COM 471109108 5,946 191,013 SH SOLE 191,013 LENDER PROCESSING SVCS INC COM 52602E102 7,684 231,231 SH SOLE 231,231 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 16,309 1,052,214 SH SOLE 1,052,214 MAIDEN HOLDINGS LTD COM G5753U112 14,538 1,910,303 SH SOLE 1,910,303 MASTERCARD INC CL A 57636Q104 8,736 39,000 SH SOLE 39,000 MDS INC COM 55269P302 33,929 3,359,339 SH SOLE 3,359,339 MI DEVELOPMENTS INC COM 55304X104 1,369 124,589 SH SOLE 124,589 PAIN THERAPEUTICS INC COM 69562K100 10,890 1,762,178 SH SOLE 1,762,178 PDL BIOPHARMA INC COM 69329Y104 6,937 1,318,737 SH SOLE 1,318,737 PHARMACEUTICAL PROD DEV INC COM 717124101 7,065 285,000 SH SOLE 285,000 PROVIDENCE SVC CORP NOTE 6.500% 5/1 743815AB8 3,806 4,000,000 PRN SOLE 4,000,000 QUANTUM CORP COM DSSG 747906204 1,515 714,800 SH SOLE 714,800 QUINSTREET INC COM 74874Q100 3,526 235,200 SH SOLE 235,200 REGIS CORP MINN NOTE 5.000% 7/1 758932AA5 14,596 10,350,000 PRN SOLE 10,350,000 SONIC AUTOMOTIVE INC NOTE 5.000% 10/0 83545GAQ5 8,682 8,200,000 PRN SOLE 8,200,000 SPECTRUM CTL INC COM 84763R101 1,169 43,011 SH SOLE 43,011 SUN HEALTHCARE GROUP INC COM NEW 866933401 2,965 350,000 SH SOLE 350,000 TERRA NOVA RTY CORP COM 88102D103 4,658 624,345 SH SOLE 624,345 TOMOTHERAPY INC COM 890088107 3,442 977,820 SH SOLE 977,820 TREX INC NOTE 6.000% 7/0 89531PAA3 7,032 6,459,000 PRN SOLE 6,459,000 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 4,623 150,000 SH SOLE 150,000 XERIUM TECHNOLOGIES INC COM NEW 98416J118 8,032 609,388 SH SOLE 609,388 XEROX CORP COM 984121103 9,232 892,000 SH SOLE 892,000
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