-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhaNPFnEt1VAdLDkQ0pI+UTaQBHb2TnCNdui1T3iJY+/o/Z9s4cufbhTiUjP7qJJ Wh/h6R+OgB2PlvNOgz7ZMg== 0001214659-09-002007.txt : 20090814 0001214659-09-002007.hdr.sgml : 20090814 20090814163031 ACCESSION NUMBER: 0001214659-09-002007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Park West Asset Management LLC CENTRAL INDEX KEY: 0001386928 IRS NUMBER: 300132084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12265 FILM NUMBER: 091016304 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (415) 354-0677 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 m8139113fhr.txt PERIOD ENDED JUNE 30, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Park West Asset Management LLC Address: 900 Larkspur Landing Circle, Suite 165 Larkspur, California 94939 Form 13F File Number: 028-12265 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James J. Watson Title: Chief Financial Officer Phone: (415) 354-0677 Signature, Place, and Date of Signing: /s/ James J. Watson Larkspur, California August 13, 2009 - ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 44 FORM 13F INFORMATION TABLE VALUE TOTAL: $285,162,000 LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Park West Asset Management LLC FORM 13F-HR INFORMATION TABLE AS OF DATE: 06/30/09
Title of Value Shares/ Sh/ Put/ Invstmnt Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt Prn Call Dscretn Mngrs Sole Shared None - -------------- ----- ----- -------- ------- --- ---- ------- ----- ---- ------ ---- ALLIANCE HEALTHCARE SRVCS IN COM 018606202 9,115 1,243,532 SH SOLE 1,243,532 APPLE INC COM 037833100 1,153 8,093 SH SOLE 8,093 ATLAS AMERICA, INC COM 049167109 1,322 73,957 SH SOLE 73,957 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 6,459 389,579 SH SOLE 389,579 CAI INTERNATIONAL INC COM 12477X106 8,529 1,672,282 SH SOLE 1,672,282 CBIZ INC NOTE 3.175% 6/0 124805AB8 5,121 5,770,000 PRN SOLE 5,770,000 CADENCE DESIGN SYSTEM INC NOTE 1.375% 12/1 127387AD0 6,823 8,100,000 PRN SOLE 8,100,000 CEPHALON INC NOTE 6/1 156708AL3 6,525 6,000,000 PRN SOLE 6,000,000 COGENT COMM GROUP INC PUT 19239V302 353 1,500 SH PUT SOLE 1,500 COGENT COMM GROUP INC NOTE 1% 6/1 19239VAB0 17,009 27,600,000 PRN SOLE 27,600,000 DST SYS INC DBCV 8/1 233326AD9 7,639 8,500,000 PRN SOLE 8,500,000 DOLLAR FINL CORP NOTE 2.875% 6/3 256664AB9 9,895 14,525,000 PRN SOLE 14,525,000 EARTHLINK INC COM 270321102 4,756 641,769 SH SOLE 641,769 ENCORE CAP GROUP INC NOTE 3.375% 9/1 292554AB8 6,998 7,425,000 PRN SOLE 7,425,000 EPICOR SOFTWARE CORP NOTE 2.375% 5/1 29426LAA6 6,981 10,448,000 PRN SOLE 10,448,000 EXTERRAN HLDGS INC 4.25% 6/1 30225XAA1 2,786 3,000,000 PRN SOLE 3,000,000 EZCORP INC CL A NON VTG 302301106 7,999 742,010 SH SOLE 742,010 FLUOR CORP NEW NOTE 1.500% 2/1 343412AA0 5,248 2,850,000 PRN SOLE 2,850,000 GLOBAL BRANDS ACQUISITION CO COM 378982102 5,353 549,550 SH SOLE 549,550 GLOBAL CONSUMER AQST CORP COM 378983100 1,387 143,620 SH SOLE 143,620 HEARTLAND PMT SYS INC COM 42235N108 1,480 154,600 SH SOLE 154,600 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 34,944 155,217 PRN SOLE 155,217 INVERNESS MED INNOVATIONS IN NOTE 3.000% 5/1 46126PAD8 5,944 6,290,000 PRN SOLE 6,290,000 KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 8,865 12,000,000 PRN SOLE 12,000,000 LENDER PROCESSING SVCS INC COM 52602E102 3,194 115,000 SH SOLE 115,000 MI DEVELOPMENTS INC COM 55304X104 1,692 222,950 SH SOLE 222,950 MENTOR GRAPHICS CORP SDCV 6.250% 3/0 587200AF3 10,030 12,770,000 PRN SOLE 12,770,000 NRDC ACQUISITION CORP COM 62941R102 2,733 282,000 SH SOLE 282,000 PDL BIOPHARMA INC COM 69329Y104 3,950 500,000 SH SOLE 500,000 PROSPECT ACQUISITION CORP COM 74347T103 967 100,000 SH SOLE 100,000 PROTEIN DESIGN LABS INC NOTE 2.000% 2/1 74369LAF0 5,160 6,000,000 PRN SOLE 6,000,000 SP ACQUISITION HOLDINGS INC COM 78470A104 4,372 451,700 SH SOLE 451,700 SAVVIS INC NOTE 3% 5/1 805423AA8 10,879 14,500,000 PRN SOLE 14,500,000 SCHOOL SPECIALTY INC NOTE 3.750% 8/0 807863AE5 7,568 8,030,000 PRN SOLE 8,030,000 SCHOOL SPECIALTY INC NOTE 3.750% 11/3 807863AL9 3,213 3,906,000 PRN SOLE 3,906,000 SOLERA HOLDINGS INC COM 83421A104 1,658 65,282 SH SOLE 65,282 SPORTS PPTYS ACQUISITION COR COM 84920F107 4,982 514,700 SH SOLE 514,700 SUNPOWER CORP DBCV 0.750% 8/0 867652AB5 4,914 5,400,000 PRN SOLE 5,400,000 TRIPLECROWN ACQUISITION CORP COM 89677G109 3,420 356,200 SH SOLE 356,200 UNITED REFINING ENERGY CORP COM 911360105 977 100,000 SH SOLE 100,000 VERIFONE HLDGS INC NOTE 1.3750% 6/1 92342YAB5 10,931 15,000,000 PRN SOLE 15,000,000 WORLD ACCEP CORPORATION NOTE 3.000% 10/0 981417AB4 9,419 13,750,000 PRN SOLE 13,750,000 WORLD ACCEP CORP DEL COM 981419104 1,443 72,500 SH SOLE 72,500 MAIDEN HOLDINGS LTD COM G5753U112 20,976 2,694,894 SH SOLE 3,197,494
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