-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAXH831K7GLAbG1OPOK2Pdn0072glLUmvMWeiobqirZkcAs72lcW3eVncgW1g6rU Hnh9jem73/H0Tf2fTVnpHQ== 0001214659-09-001274.txt : 20090515 0001214659-09-001274.hdr.sgml : 20090515 20090515163018 ACCESSION NUMBER: 0001214659-09-001274 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Park West Asset Management LLC CENTRAL INDEX KEY: 0001386928 IRS NUMBER: 300132084 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12265 FILM NUMBER: 09833610 BUSINESS ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 BUSINESS PHONE: (415) 354-0677 MAIL ADDRESS: STREET 1: 900 LARKSPUR LANDING CIRCLE, SUITE 165 CITY: LARKSPUR STATE: CA ZIP: 94939 13F-HR 1 d559313fhr.txt FOR PERIOD ENDED MARCH 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2009 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Park West Asset Management LLC Address: 900 Larkspur Landing Circle, Suite 165 Larkspur, California 94939 Form 13F File Number:028-12265 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: James J. Watson Chief Financial Officer (415) 354-0677 /s/ James J. Watson ------------------------ Larkspur, California May 13, 2009 Report Type: 13F Holdings Report Form 13 F Summary Page Report Summary Number of Other Included Managers: 0 Form 13 F Information Table Entry Total: 37 Form 13 F Information Table Value Total: $197,790,000 List of Other Included Managers: NONE Park West Asset Management LLC Form 13F Holdings Report March 31, 2009
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - -------------------------------- ---------- --------- -------- ----------------------- -------- -------- ------------------ Title of Value Shares/ Sh/ Put/ Invstmnt Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt Prn Call Dscretn Mngrs Sole Shared None - -------------------------------- ---------- --------- -------- -------- ------ ----- -------- -------- ------- ------ ---- ALLIANCE HEALTHCARE SRVCS IN COM 018606202 6,818 1,002,587 SH SOLE 1,002,587 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 3,675 381,600 SH SOLE 381,600 APPLE INC COM 037833100 1,286 12,232 SH SOLE 12,232 ATLAS AMERICA, INC COM 049167109 690 78,849 SH SOLE 78,849 BPW ACQUISITION CORP COM 055637102 936 100,000 SH SOLE 100,000 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1,861 100,000 SH SOLE 100,000 CAI INTERNATIONAL INC COM 12477X106 5,006 1,769,034 SH SOLE 1,769,034 CBIZ INC NOTE 3.175% 6/0 124805AB8 5,277 6,100,000 PRN SOLE 6,100,000 CADENCE DESIGN SYSTEM INC NOTE 1.375% 12/1 127387AD0 4,857 6,500,000 PRN SOLE 6,500,000 CEPHALON INC NOTE 6/1 156708AL3 9,950 8,000,000 PRN SOLE 8,000,000 COGENT COMMUNICATIONS GROUP NOTE 1.000% 6/1 19239VAB0 12,702 21,900,000 PRN SOLE 21,900,000 DST SYS INC DBCV 8/1 233326AD9 6,134 7,000,000 PRN SOLE 7,000,000 EARTHLINK INC COM 270321102 7,628 1,161,000 SH SOLE 1,161,000 ENCORE CAP GROUP INC NOTE 3.375% 9/1 292554AB8 1,535 2,000,000 PRN SOLE 2,000,000 EZCORP INC CL A NON VTG 302301106 3,745 323,710 SH SOLE 323,710 FLUOR CORP NEW NOTE 1.500% 2/1 343412AA0 3,836 3,000,000 PRN SOLE 3,000,000 GLOBAL BRANDS ACQUISITION CO COM 378982102 5,708 599,550 SH SOLE 599,550 GLOBAL CONSUMER AQST CORP COM 378983100 1,834 193,620 SH SOLE 193,620 HEARTLAND PMT SYS INC COM 42235N108 1,078 163,100 SH SOLE 163,100 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 5,180 8,000,000 PRN SOLE 8,000,000 INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 22,038 131,822 SH SOLE 131,822 INVERNESS MED INNOVATIONS IN NOTE 3.000% 5/1 46126PAD8 4,225 5,000,000 PRN SOLE 5,000,000 MI DEVELOPMENTS INC COM 55304X104 1,460 237,716 SH SOLE 237,716 MICROSOFT CORP COM 594918104 459 25,000 SH SOLE 25,000 NRDC ACQUISITION CORP COM 62941R102 4,126 432,000 SH SOLE 432,000 PROSPECT ACQUISITION CORP COM 74347T103 3,500 370,000 SH SOLE 370,000 PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 9,972 10,137,000 PRN SOLE 10,137,000 PROTEIN DESIGN LABS INC NOTE 2.000% 2/1 74369LAF0 6,451 7,500,000 PRN SOLE 7,500,000 SP ACQUISITION HOLDINGS INC COM 78470A104 5,247 551,700 SH SOLE 551,700 SCHOOL SPECIALTY INC NOTE 3.750% 8/0 807863AE5 7,183 8,500,000 PRN SOLE 8,500,000 SPORTS PPTYS ACQUISITION COR COM 84920F107 5,336 564,700 SH SOLE 564,700 SUNPOWER CORP DBCV 0.750% 8/0 867652AB5 12,436 15,400,000 PRN SOLE 15,400,000 TRIPLECROWN ACQUISITION CORP COM 89677G109 3,525 376,200 SH SOLE 376,200 UNITED REFINING ENERGY CORP COM 911360105 2,874 300,000 SH SOLE 300,000 WEBMD CORP NOTE 1.750% 6/1 94769MAE5 2,798 3,000,000 PRN SOLE 3,000,000 ZAPATA CORP COM 989070602 401 68,063 SH SOLE 68,063 MAIDEN HOLDINGS LTD COM G5753U112 16,023 3,591,250 SH SOLE 3,591,250
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