-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UofNTqmowqEmrGsOYBIAiAA59SEYhQAaLQoLSoZVhjKaB572N6M6D9QW2F6qtYDm 8RhcOk4+6bZK/dr2WHdW2A== 0001386924-08-000019.txt : 20081110 0001386924-08-000019.hdr.sgml : 20081110 20081110124340 ACCESSION NUMBER: 0001386924-08-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081110 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bernard L. Madoff Investment Securities LLC CENTRAL INDEX KEY: 0001386924 IRS NUMBER: 131997126 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12090 FILM NUMBER: 081174361 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 230 2411 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 edgar13f09302008.txt FORM 13F INFORMATION TABLE
COLUMN1 COLUMN2 COLUMN3 COLUMN4 COLUMN5 COLUMN6 COLUMN7 COLUMN8 ______________ ________ _________ _________ _____________________ __________ ________ ________________ TITLE OF VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ______________ _____ _____ ________ __________ ___ ____ __________ ________ ________________ A.H. BELO CORP CLASS A COMMON COMMON 001282102 53 10214 SH SOLE SOLE ABITIBIBOWATER INC COMMON 003687100 178 46000 SH CALL SOLE SOLE ACE LTD NEW COMMON H0023R105 1148 21200 SH SOLE SOLE ADVENT SOFTWARE COMMON 007974108 505 14345 SH SOLE SOLE AEROPOSTALE INC COMMON 007865108 427 13291 SH SOLE SOLE AEROVIRONMENT INC COMMON 008073108 389 12160 SH SOLE SOLE AES CORP COMMON 00130H105 125 10700 SH SOLE SOLE AETNA INC COMMON 00817Y108 1313 36369 SH SOLE SOLE AK STEEL HOLDING CO COMMON 001547108 1236 47703 SH SOLE SOLE ALEXION PHARMACEUTICALS INC COMMON 015351109 345 8788 SH SOLE SOLE ALIGN TECHNOLOGY INC COMMON 016255101 251 23189 SH SOLE SOLE ALKERMES INC COMMON 01642T108 186 13988 SH SOLE SOLE ALLEGHANY CORP COMMON 017175100 1049 2875 SH SOLE SOLE ALLIANCE IMAGING INC COMMON 018606202 297 28879 SH SOLE SOLE ALLIED WORLD ASSURANCE COMMON G0219G203 3033 85395 SH SOLE SOLE ALTERNATIVE ASSET MANAGEMENT COMMON 02149U101 1807 200822 SH SOLE SOLE AMBAC FINANCIAL GROUP INC COMMON 023139108 210 90064 SH SOLE SOLE AMEDISYS INC COMMON 023436108 284 5836 SH SOLE SOLE AMERICAN COMMUNITY NEWSPAPER COMMON 02520T111 50000 SH SOLE SOLE AMERICAN EAGLE OUTFITTERS HLDG COMMON 02553E106 727 47650 SH SOLE SOLE AMERICAN INTL GROUP INC COMMON 026874107 72 21614 SH SOLE SOLE AMERICAN INTL GROUP INC COMMON 026874107 266 80000 SH CALL SOLE SOLE AMERICAN PHYSICIANS SVC GP COMMON 028882108 642 30327 SH SOLE SOLE AMERIGROUP CORP COMMON 03073T102 245 9700 SH SOLE SOLE AMERON INTERNATIONAL CORP COMMON 030710107 385 5375 SH SOLE SOLE AMN HEALTHCARE SERVICES INC COMMON 001744101 609 34659 SH SOLE SOLE AMPHENOL CORP COMMON 032095101 775 19296 SH SOLE SOLE AMREP CORP COMMON 032159105 346 8151 SH SOLE SOLE ANALOG DEVICES COMMON 032654105 1415 53700 SH SOLE SOLE ANHEUSER BUSCH COS INC COMMON 035229103 4412 68000 SH SOLE SOLE ANOORAQ RESOURCES CORP COMMON 03633E108 16 16200 SH SOLE SOLE AON CORP COMMON 037389103 2896 64403 SH SOLE SOLE APPLIED BIOSYSTEMS INC COMMON 038149100 1169 34118 SH SOLE SOLE APRIA HEALTHCARE GROUP INC COMMON 037933108 916 50195 SH SOLE SOLE ASIAINFO HOLDGS INC COMMON 04518A104 473 51554 SH SOLE SOLE ASSISTED LIVING CONCEPTS COMMON 04544X102 69 10800 SH SOLE SOLE ASYST TECHNOLOGIES INC COMMON 04648X107 24 10000 SH SOLE SOLE AT&T INC COMMON 00206R102 3211 115000 SH SOLE SOLE ATA INC ADR COMMON 00211V106 114 12500 SH SOLE SOLE ATLAS ACQUISITION HOLDINGS COMMON 049162100 2922 325000 SH SOLE SOLE AVNET INC COMMON 053807103 1118 45400 SH SOLE SOLE AVX CORP NEW COMMON 002444107 102 10034 SH SOLE SOLE AXCELIS TECHNOLOGIES INC COMMON 054540109 26 15000 SH SOLE SOLE AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 479 15090 SH SOLE SOLE BANK OF AMERICA COMMON 060505104 350 10000 SH SOLE SOLE BANK OF AMERICA COMMON 060505104 525 15000 SH PUT SOLE SOLE BARR LABORATORIES INC COMMON 068306109 3629 55577 SH SOLE SOLE BELO CORPORATIONS COMMON 080555105 112 18783 SH SOLE SOLE BERKSHINE HATHWAY INC COMMON 084670207 637 145 SH SOLE SOLE BIOMARINE INC COMMON 09061G101 419 15823 SH SOLE SOLE BJ WHOLESALE CLUB INC COMMON 05548J106 566 14564 SH SOLE SOLE BLACKROCK FLOATING RATE INCOME COMMON 09255X100 317 28800 SH SOLE SOLE BLACKROCK FLOATING RATE INCOME COMMON 09255Y108 471 42000 SH SOLE SOLE BLACKROCK HIGH INCOME SHARES COMMON 09250E107 795 526475 SH SOLE SOLE BLOCKBUSTER CLASS B COMMON 093679207 165 126200 SH SOLE SOLE BLOCKBUSTER INV COMMON 093679108 431 210000 SH CALL SOLE SOLE BPW ACQUISITION CORP COMMON 055637102 2047 227950 SH SOLE SOLE BROADPOINT SECURITIES GROUP COMMON 11133V108 160 55000 SH SOLE SOLE BRUKER CORP COMMON 116794108 408 30591 SH SOLE SOLE BURGER KING HOLDINGS INC COMMON 121208201 410 16691 SH SOLE SOLE CALAMP CORP COMMON 128126109 16 12262 SH SOLE SOLE CALLON PETROLEUM CO COMMON 13123X102 439 24358 SH SOLE SOLE CAMERON INTERNATIONAL CORP COMMON 13342B105 465 12057 SH SOLE SOLE CARIBOU COFFEE CO INC COMMON 142042209 22 10000 SH SOLE SOLE CASTLEPOINT HOLDINGS LTD COMMON G19522112 1652 148465 SH SOLE SOLE CBEYOND INC COMMON 149847105 482 33519 SH SOLE SOLE CELESTICA INC COMMON 15101Q108 102 15781 SH SOLE SOLE CENTENE CORP COMMON 15135B101 404 19674 SH SOLE SOLE CENTURYTEL INC COMMON 156700106 283 7735 SH SOLE SOLE CENVEO INC COMMON 15670S105 104 13510 SH SOLE SOLE CHART INDUSTRIES INC COMMON 16115Q308 476 16658 SH SOLE SOLE CHEMTURA CORP COMMON 163893100 94 20618 SH SOLE SOLE CHICAGO BRIDGE & IRON NY SHR COMMON 167250109 462 24022 SH SOLE SOLE CHINA HOLDING ACQUISITION COMMON 16942N106 214 23700 SH SOLE SOLE CHINA MEDICAL TECH SPON ADR COMMON 169483104 413 12681 SH SOLE SOLE CHINA SECURITY & SURVEILLANCE COMMON 16942J105 147 10612 SH SOLE SOLE CHURCHILL VENTURES LTD COMMON 17157P109 323 41350 SH SOLE SOLE CHURCHILL VENTURES LTD COMMON 17157P117 3 25000 SH SOLE SOLE CIRCUIT CITY STORES INC COMMON 172737108 23 30000 SH CALL SOLE SOLE CITRIX SYSTEMS INC COMMON 177376100 214 8456 SH SOLE SOLE COINSTAR INC COMMON 19259P300 773 24166 SH SOLE SOLE COLUMBUS ACQUISITION CORP COM COMMON 198851107 160 21000 SH SOLE SOLE COMM SCOPE INC COMMON 203372107 563 16246 SH SOLE SOLE COMMUNITY HEALTH SYSTEMS COMMON 203668108 1957 66786 SH SOLE SOLE COMMVAULT SYSTEMS INC COMMON 204166102 135 11162 SH SOLE SOLE COMPUTER SCIENCES CORP COMMON 205363104 1608 40000 SH CALL SOLE SOLE CONSECO INC COMMON 208464883 43 12078 SH SOLE SOLE CONSOLIDATED COMMUNICATION INC COMMON 209034107 377 25000 SH SOLE SOLE CONSTELLATION ENERGY GROUP COMMON 210371100 316 12998 SH SOLE SOLE CORN PRODUCTS INTERNATIONAL COMMON 219023108 968 30000 SH SOLE SOLE CORRECTIONS CORP OF AMERICA COMMON 22025Y407 374 15053 SH SOLE SOLE COVENTRY HEALTH CARE INC COMMON 222862104 326 10008 SH SOLE SOLE CPI CORP COMMON 125902106 353 32859 SH SOLE SOLE CREDIT SUISSE HIGH YIELD BD FD COMMON 22544F103 83 37300 SH SOLE SOLE CREE RESEARCH INC COMMON 225447101 159 7000 SH PUT SOLE SOLE CRM HOLDINGS LTD COMMON G2554P103 245 90735 SH SOLE SOLE CSAM INCOME FUND INC COMMON 224916106 444 158500 SH SOLE SOLE CTRIP COM INTERNATIONAL ADR COMMON 22943F100 461 11950 SH SOLE SOLE CVS CAREMARK CORP COMMON 126650100 256 7600 SH SOLE SOLE DANA HOLDING CORP COMMON 235825205 173 35811 SH SOLE SOLE DATASCOPE CORP COMMON 238113104 929 18000 SH SOLE SOLE DELL INC COMMON 24702R101 991 60124 SH SOLE SOLE DG FASTCHANNEL INC COMMON 23326R109 623 28400 SH SOLE SOLE DIEBOLD INC COMMON 253651103 497 15000 SH SOLE SOLE DIGITAL RIVER INC COMMON 25388B104 483 14900 SH SOLE SOLE DIVX INC COMMUNICATIONS COMMON 255413106 91 14001 SH SOLE SOLE DRS TECHNOLOGIES INC COMMON 23330X100 2763 36000 SH SOLE SOLE DTS INC COMMON 23335C101 275 9887 SH SOLE SOLE E HOUSE CHINA HOLDINGS LTD COMMON 26852W103 223 31100 SH CALL SOLE SOLE EASTMAN CHEMICAL CO COMMON 277432100 1693 30752 SH SOLE SOLE EATON CORP COMMON 278058102 501 8910 SH SOLE SOLE EATON VANCE SENIOR INCOME TR COMMON 27826S103 1218 248665 SH SOLE SOLE EATON VANCE SR FLTG RATE FND COMMON 27828Q105 653 59900 SH SOLE SOLE ELECTRO OPTICAL SCIENCES INC COMMON 285192100 110 21000 SH SOLE SOLE ELECTRONIC ARTS INC COMMON 285512109 556 15032 SH SOLE SOLE ELONG CORPORATION COMMON 290138205 522 74936 SH SOLE SOLE EMBARQ CORP COMMON 29078E105 221 5439 SH SOLE SOLE EMCOR GROUP INC COMMON 29084Q100 1579 60000 SH SOLE SOLE EMERGENCY MEDICAL SERVICES A COMMON 29100P102 407 13609 SH SOLE SOLE ENERGY INFRASTRUCTURE ACQUI COMMON 29269P109 1015 100100 SH SOLE SOLE ENERSYS COMMON 29275Y102 444 22506 SH SOLE SOLE ENSTAR GROUP LTD COMMON G3075P101 1075 11037 SH SOLE SOLE EVERGREEN INC ADVANTAGE FUND COMMON 30023Y105 309 41500 SH SOLE SOLE EXIDE TECHNOLOGIES COMMON 302051206 412 55773 SH SOLE SOLE EXPEDITORS INTL WASH INC COMMON 302130109 602 17277 SH SOLE SOLE EXXON MOBIL CORP COMMON 30231G102 233 3000 SH SOLE SOLE FIBERNET TELECOM GROUP INC COMMON 315653402 481 53400 SH SOLE SOLE FIDELITY NATIONAL INFORMATION COMMON 31620M106 403 21838 SH SOLE SOLE FIRST TRUST FOUR CRNS SR F 2 COMMON 33733U108 1238 118500 SH SOLE SOLE FLEXTRONICS INTL LTD COMMON Y2573F102 81 11398 SH SOLE SOLE FORDING CANADIAN COAL TRUST COMMON 345425102 1710 20600 SH SOLE SOLE FORTRESS INTERNATIONAL GROUP COMMON 34958D102 45 32356 SH SOLE SOLE FORTRESS INTERNATIONAL GROUP COMMON 34958D110 4 194000 SH SOLE SOLE FOSTER WHEELER LTD COMMON G36535139 2409 66712 SH SOLE SOLE FOUNDRY NETWORKS INC COMMON 35063R100 1821 100000 SH SOLE SOLE FREEPORT MCMORAN COPPER & GOLD COMMON 35671D782 323 3800 SH SOLE SOLE FRONTIER COMMUNICATIONS CORP COMMON 35906A108 241 20945 SH SOLE SOLE GABELLI GLOBAL DEAL FUND COMMON 36245G103 356 25400 SH SOLE SOLE GAMESTOP CORP COMMON 36467W109 672 19655 SH SOLE SOLE GENENTECH INC COMMON 368710406 521 5875 SH SOLE SOLE GENERAL ELECTRIC CO COMMON 369604103 468 18348 SH SOLE SOLE GENERAL ELECTRIC CO COMMON 369604103 383 15000 SH CALL SOLE SOLE GENPACT LTD COMMON G3922B107 122 11700 SH SOLE SOLE GENWORTH FINANCIAL INC CL A COMMON 37247D106 665 77247 SH SOLE SOLE GEO GROUP INC THE COMMON 36159R103 228 11280 SH SOLE SOLE GHL ACQUISITION CORP COMMON 36172H108 460 50000 SH SOLE SOLE GHL ACQUISITION CORP COMMON 36172H116 32 50000 SH SOLE SOLE GIGAMEDIA LIMITED COMMON Y2711Y104 268 36400 SH SOLE SOLE GLOBAL CROSSING LTD COMMON G3921A175 152 10000 SH SOLE SOLE GLOBE COMM SYSTEMS INC COMMON 37956X103 142 16209 SH SOLE SOLE GOLD STAR RESOURCES LTD COMMON 38119T104 32 20999 SH SOLE SOLE GOLDMAN SACHS GROUP INC COMMON 38141G104 1856 14500 SH CALL SOLE SOLE GOOGLE COMMON 38259P508 681 1700 SH SOLE SOLE GREENFIELD ONLINE COMMON 395150105 1565 89915 SH SOLE SOLE GREY WOLF NC COMMON 397888108 3819 490846 SH SOLE SOLE H & R BLOCK INC COMMON 093671105 207 9102 SH SOLE SOLE HANOVER INSURANCE CO COMMON 410867105 1580 34700 SH SOLE SOLE HARRIS CORPORATION COMMON 413875105 646 13985 SH SOLE SOLE HARTFORD FINL SERVICE GROUP COMMON 416515104 246 6000 SH SOLE SOLE HCC INSURANCE HOLDINGS INC COMMON 404132102 2020 74800 SH SOLE SOLE HEALTHEXTRAS COMMON 422211102 564 21577 SH SOLE SOLE HECLA MINING CO COMMON 422704106 53 11287 SH SOLE SOLE HERCULES INC COMMON 427056106 2186 110438 SH SOLE SOLE HEWLETT PACKARD CO COMMON 428236103 526 11370 SH SOLE SOLE HICKS ACQUISTION CO 1 INC COMMON 429086309 4489 501600 SH SOLE SOLE HICKS ACQUISTIONS COMMON 429086127 51 170300 SH SOLE SOLE HIGHLAND CREDIT STRATEGIES FD COMMON 43005Q107 980 102500 SH SOLE SOLE HLTH CORP COMMON 40422Y101 405 35395 SH SOLE SOLE HOLLYWOOD MEDIA CORP COMMON 436233100 388 172471 SH SOLE SOLE HOME DEPOT INC COMMON 437076102 65 2500 SH PUT SOLE SOLE HORACE MANN EDU CORP COMMON 440327104 642 49895 SH SOLE SOLE HQ SUSTAINABLE MARITIME INDU COMMON 40426A208 104 20600 SH SOLE SOLE HRPT PROPERTIES COMMON 40426W101 135 19580 SH SOLE SOLE HUGHES COMMUNICATIONS INC COMMON 444398101 451 12287 SH SOLE SOLE HUNTINGTON BANCSHARES COMMON 446150104 43 5400 SH PUT SOLE SOLE HUNTSMAN CORP COMMON 447011107 126 10000 SH SOLE SOLE HUTCHINSON TECHNOLOGY COMMON 448407106 141 12141 SH SOLE SOLE IKON OFFICE SOLUTIONS INC COMMON 451713101 523 30738 SH SOLE SOLE IMCLONE SYSTEMS COMMON 45245W109 1079 17281 SH SOLE SOLE INCYTE GENOMICS INC COMMON 45337C102 80 10505 SH SOLE SOLE INDIA GLOBALIZATION CAPITOL IN COMMON 45408X118 6 10000 SH SOLE SOLE ING PRIME RATE TRUST COMMON 44977W106 2077 478665 SH SOLE SOLE INSITE VISION INC COMMON 457660108 24 50000 SH SOLE SOLE INTERFACE INC CL A COMMON 458665106 376 33085 SH SOLE SOLE INTERNATIONAL BUSINESS MACHS COMMON 459200101 1777 15194 SH SOLE SOLE INTERNATIONAL RECTIFIER CORP COMMON 460254105 197 10333 SH SOLE SOLE INTUITIVE SURGICAL INC COMMON 46120E602 321 1330 SH SOLE SOLE ISHARES RUSSELL 2000 IDX COMMON 464287655 12172 179000 SH PUT SOLE SOLE ITURAN LOCATION AND CONTROL COMMON M6158M104 265 24600 SH SOLE SOLE IXIA COMMON 45071R109 102 13855 SH SOLE SOLE I2 TECHNOLOGIES INC COMMON 465754208 728 54000 SH SOLE SOLE J.P. MORGAN CHASE & CO COMMON 46625H100 1868 40000 SH CALL SOLE SOLE JA SOLAR HOLDINGS CO LTD COMMON 466090107 146 13799 SH SOLE SOLE JDSU UNIPHASE CORP COMMON 46612J507 376 44393 SH SOLE SOLE JINPAN INTERNATIONAL LTD COMMON G5138L100 282 11960 SH SOLE SOLE JOS A BANK CLOTHIERS INC COMMON 480838101 756 22500 SH CALL SOLE SOLE K-TRON INTERNATIONAL INC COMMON 482730108 233 1806 SH SOLE SOLE KAPSTONE PAPER & PACKAGIN CORP COMMON 48562P111 71 40454 SH SOLE SOLE KAPSTONE PAPER & PACKAGING COR COMMON 48562P103 90 14096 SH SOLE SOLE KEMET CORP COMMON 488360108 175 168000 SH SOLE SOLE KEYCORP NEW COMMON 493267108 236 19800 SH PUT SOLE SOLE KNOLOGY INC COMMON 499183804 1446 179200 SH SOLE SOLE KNOT INC COMMON 499184109 647 77446 SH SOLE SOLE KOPPERS HOLDINGS INC COMMON 50060P106 311 8300 SH SOLE SOLE L B FOSTER COMPANY COMMON 350060109 271 8925 SH SOLE SOLE LAYNE CHRISTENSEN CO COMMON 521050104 476 13430 SH SOLE SOLE LAZARD LTD CL A COMMON G54050102 496 11601 SH SOLE SOLE LEAPFROG ENTERPRISES INC COMMON 52186N106 190 18000 SH PUT SOLE SOLE LEE ENTERPRISES COMMON 523768109 224 63900 SH PUT SOLE SOLE LEHMAN BROS HOLDING INC COMMON 524908JE9 20000 SH CALL SOLE SOLE LIBERTY ACQUISITION HLDGS CORP COMMON 53015Y107 4316 496100 SH SOLE SOLE LIFE TIME FITNESS INC COMMON 53217R207 938 30000 SH PUT SOLE SOLE LMI AEROSPACE INC COMMON 502079106 346 17218 SH SOLE SOLE LO-JACK CORPORATION COMMON 539451104 74 11000 SH SOLE SOLE LYDALL INC COMMON 550819106 432 44878 SH SOLE SOLE MARTHA STEWART LIVING CL A COMMON 573083102 204 24000 SH PUT SOLE SOLE MCDONALDS CORP COMMON 580135101 309 5000 SH PUT SOLE SOLE MCGRAW-HILL COMPANIES INC COMMON 580645109 284 9000 SH SOLE SOLE MEDAREX INC COMMON 583916101 385 59500 SH SOLE SOLE MELLANOX TECHNOLOGIES LTD COMMON M51363113 175 16899 SH SOLE SOLE MEMC ELECTRONIC MATERIALS COMMON 552715104 563 19920 SH SOLE SOLE MGIC INVESTMENT CORP COMMON 552848103 487 69326 SH SOLE SOLE MGIC INVESTMENT CORP COMMON 552848103 225 32000 SH CALL SOLE SOLE MICROCHIP TECHNOLOGY INC COMMON 595017104 286 9706 SH SOLE SOLE MID AMERICA APARTMENT COMM COMMON 59522J103 226 4602 SH SOLE SOLE MOLEX INC-CL A COMMON 608554200 1612 77483 SH SOLE SOLE MOLINA HEALTHCARE INC COMMON 60855R100 31 1000 SH PUT SOLE SOLE MORGANS HOTEL GROUP CO COMMON 61748W108 406 37230 SH SOLE SOLE MPS GROUP INC COMMON 553409103 104 10304 SH SOLE SOLE MSC SOFTWARE CORP COMMON 553531104 279 26074 SH SOLE SOLE NALCO HOLDING CO COMMON 62985Q101 419 22616 SH SOLE SOLE NAM TAI ELECTRONICS INC COMMON 629865205 371 45430 SH SOLE SOLE NATIONAL SEMICONDUCTOR CORP COMMON 637640103 723 42000 SH SOLE SOLE NATURAL GAS SERVICES GRP COMMON 63886Q109 365 20910 SH SOLE SOLE NAVISITE INC COMMON 63935M208 80 40000 SH SOLE SOLE NCR CORP COMMON 62886E108 451 20449 SH SOLE SOLE NDS GROUP PLC COMMON 628891103 559 10000 SH SOLE SOLE NETFLIX INC COMMON 64110L106 309 10000 SH PUT SOLE SOLE NEW AMER HIGH INCOME FUND COMMON 641876107 2366 2057000 SH SOLE SOLE NIGHTHAWK RADIOLOGY HOLDINGS COMMON 65411N105 128 17696 SH SOLE SOLE NII HOLDINGS INC COMMON 62913F201 893 23558 SH SOLE SOLE NORTH AMER PALLADIUM LTD COMMON 656912102 21 10000 SH SOLE SOLE NORTHWEST AIRLINES COMMON 667280408 2557 283200 SH SOLE SOLE NTR ACQUISITION CO COMMON 629415100 3687 382087 SH SOLE SOLE NUTRI SYSTEMS INC COMMON 67069D108 179 10100 SH CALL SOLE SOLE NUVEEN FLOATING RATE INCOME COMMON 67072T108 792 103200 SH SOLE SOLE NUVEEN FLOATING RT INC OPP COMMON 6706EN100 1502 198900 SH SOLE SOLE NUVEEN SENIOR INCOME FUND COMMON 67067Y104 592 124600 SH SOLE SOLE OCEANAUT INC COMMON 675227102 512 78225 SH SOLE SOLE ON SEMICONDUCTOR CORP COMMON 682189105 417 61653 SH SOLE SOLE ORBCOMM INC COMMON 68555P100 220 44600 SH SOLE SOLE ORMAT TECHNOLOGIES INC COMMON 686688102 336 9238 SH SOLE SOLE ORTHOFIX INTERNATIONAL NV COMMON N6748L102 247 13263 SH SOLE SOLE OVERTURE ACQUISITION CORP-COMM COMMON G6830P100 694 76600 SH SOLE SOLE OWENS ILLINOIS INC COMMON 690768403 557 18950 SH SOLE SOLE PARAGON SHIPPING INC CLASS A COMMON 69913R309 86 10100 SH SOLE SOLE PARTNERRE LTD COMMON G6852T105 470 6900 SH SOLE SOLE PATNI COMPUTER SYSTEMS ADR COMMON 703248203 275 35505 SH SOLE SOLE PEOPLESUPPORT INC COMMON 712714302 351 30000 SH SOLE SOLE PFIZER INC COMMON 717081103 637 34525 SH SOLE SOLE PHARMANET DEVELOPMENT GROUP IN COMMON 717148100 322 44609 SH SOLE SOLE PHOTON SOURCES INC COMMON 719364101 307 20000 SH SOLE SOLE PIONEER DRILLING COMPANY COMMON 723655106 436 32777 SH SOLE SOLE PIONEER FLOATING RATE TRUST COMMON 72369J102 319 31821 SH SOLE SOLE PLANTRONIES INC COMMON 727493108 276 12267 SH SOLE SOLE PLEXUS CORP COMMON 729132100 447 21590 SH SOLE SOLE POLYCOM INC COMMON 73172K104 428 18484 SH SOLE SOLE POTASH CORP OF SASKATCHEWAN COMMON 73755L107 792 6000 SH CALL SOLE SOLE POTASH CORP OF SASKATCHEWAN COMMON 73755L107 792 6000 SH PUT SOLE SOLE POWERSHARES DB COMMODITY INDEX COMMON 73935S105 678 20000 SH PUT SOLE SOLE POWERSHARES QQQ TRUST COMMON 73935A104 3584 92116 SH SOLE SOLE PRECISION CASTPARTS CORP COMMON 740189105 273 3471 SH SOLE SOLE PRG SCHULTZ INTERNATIONAL COMMON 69357C503 113 12561 SH SOLE SOLE PRICESMART INC COMMON 741511109 418 24957 SH SOLE SOLE PROS HOLDINGS INC COMMON 74346Y103 470 50000 SH SOLE SOLE PROSHARE ULTRASHORT S&P 500 COMMON 74347R883 1701 24198 SH SOLE SOLE PROSHARES ULTRASHORT BASIC MAT COMMON 74347R651 367 6893 SH SOLE SOLE PROSHARES ULTRASHORT FINANCIAL COMMON 74347R628 771 7638 SH SOLE SOLE PROSHARES ULTRASHORT MIDCAP400 COMMON 74347R859 930 14109 SH SOLE SOLE PROSHARES ULTRASHORT QQQ COMMON 74347R875 204 3725 SH SOLE SOLE PROSHARES ULTRASHORT RUSSELL20 COMMON 74347R834 1413 19653 SH SOLE SOLE PROSPECT ACQUISTION CORP COMMON 74347T103 2195 241250 SH SOLE SOLE PRSTIGE BRANDS HOLDINGS INC COMMON 74112D101 105 11800 SH SOLE SOLE PUGET ENERGY INC COMMON 745310102 679 25417 SH SOLE SOLE QUALCOMM INC COMMON 747525103 264 6139 SH SOLE SOLE QUICKSILVER INC COMMON 74838C106 100 17381 SH SOLE SOLE RADIO ONE INC COMMON 75040P405 260 347099 SH SOLE SOLE RADISYS CORPORATION COMMON 750459109 232 26974 SH SOLE SOLE RAYMOND JAMES FIN COMMON 754730109 278 8420 SH SOLE SOLE RCN CORPORATION COMMON 749361200 368 30000 SH SOLE SOLE REGIONS FINANCIAL CORP COMMON 7591EP100 96 10000 SH PUT SOLE SOLE REINSURANCE GROUP OF AMERICA COMMON 759351505 3199 67465 SH SOLE SOLE REX STOES CORP COMMON 761624105 382 33100 SH SOLE SOLE RF MICRO DEVICES INC COMMON 749941100 142 48634 SH SOLE SOLE RIO TINTO PLC SPON ADR COMMON 767204100 801 3210 SH SOLE SOLE ROBBINS & MYERS INC COMMON 770196103 412 13335 SH SOLE SOLE ROHM & HAAS CO COMMON 775371107 3110 44425 SH SOLE SOLE ROSETTA RESOURCES INC COMMON 777779307 366 19948 SH SOLE SOLE ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 714 34400 SH SOLE SOLE SADIA SA ADR COMMON 786326108 438 46740 SH SOLE SOLE SALESFORCE COM INC COMMON 79466L302 417 8614 SH SOLE SOLE SAPPHIRE INDUSTRIALS CORP COMMON 80306T109 4180 465000 SH SOLE SOLE SATYAM COMPUTER SERVICES ADR COMMON 804098101 311 19233 SH SOLE SOLE SBA COMMUNICATIONS CORP COMMON 78388J106 917 35447 SH SOLE SOLE SCHLUMBERGER LTD COMMON 806857108 2538 32500 SH PUT SOLE SOLE SCIENTIFIC GAMES CORP A COMMON 80874P109 230 10000 SH CALL SOLE SOLE SEABRIGHT INSURANCE HOLDINGS COMMON 811656107 524 40286 SH SOLE SOLE SEAGATE TECHNOLOGY COMMON G7945J104 124 10217 SH SOLE SOLE SEANERGY MARITIME COM COMMON Y73760111 35 40000 SH SOLE SOLE SELECT SECTOR SPDR FINANCIAL COMMON 81369Y605 271 13603 SH SOLE SOLE SELECT SECTOR SPDR FINANCIAL COMMON 81369Y605 1492 75000 SH CALL SOLE SOLE SELECTICA COMMON 816288104 47 46800 SH SOLE SOLE SEMICONDUCTOR HOLDRS TRUST COMMON 816636203 420 17000 SH SOLE SOLE SHUTTERFLY INC COMMON 82568P304 231 24000 SH SOLE SOLE SI INTERNATIONAL INC COMMON 78427V102 601 20000 SH SOLE SOLE SKECHERS USA INC CL A COMMON 830566105 1570 93279 SH SOLE SOLE SPDR GOLD TRUST COMMON 78463V107 255 3000 SH SOLE SOLE SPDR KBW REGIONAL BANKING ETF COMMON 78464A698 675 19000 SH PUT SOLE SOLE SPECIALTY UNDERWRITERS ALLI COMMON 84751T309 255 51671 SH SOLE SOLE SPORTS PROPERTIES ACQUISTION COMMON 84920F107 3369 378500 SH SOLE SOLE STAR BULK CARRIERS CORP COMMON Y8162K105 400 57081 SH SOLE SOLE STEEL DYNAMICS INC COMMON 858119100 1197 70070 SH SOLE SOLE STEWART ENTERPRISES INC COMMON 860370105 166 21144 SH SOLE SOLE SYNNEX CORP COMMON 87162W100 877 39263 SH SOLE SOLE SYNOVIS LIFE TECHNOLOIES INC COMMON 87162G105 398 21170 SH SOLE SOLE TAKE TWO INTERACTIVE SOFTWARE COMMON 874054109 349 21282 SH SOLE SOLE TALBOTS INC COMMON 874161102 262 20000 SH PUT SOLE SOLE TANZANIAN ROYALTY EXPLORATION COMMON 87600U104 28 10000 SH SOLE SOLE TECH DATA CORP COMMON 878237106 588 19682 SH SOLE SOLE TEKELEC COMMON 879101103 413 29520 SH SOLE SOLE TERADATA CORP COMMON 88076W103 195 10000 SH CALL SOLE SOLE TERNIUM SA SPONSORED ADR COMMON 880890108 315 17856 SH SOLE SOLE TERRA INDUSTRIES INC COMMON 880915103 361 12288 SH SOLE SOLE TETRA TECHNOLOGIES INC COMMON 88162F105 177 12756 SH SOLE SOLE THE HERSHEY CO COMMON 427866108 989 25000 SH CALL SOLE SOLE THE NEWS CORP LTD COMMON 65248E203 1405 115632 SH SOLE SOLE THE PANTRY INC COMMON 698657103 1695 80000 SH CALL SOLE SOLE THE STREET COM COMMON 88368Q103 400 66802 SH SOLE SOLE TIBCO SOFTWARE INC COMMON 88632Q103 401 54771 SH SOLE SOLE TIME WARNER INC COMMON 887317105 199 15216 SH SOLE SOLE TIMKEN CO COMMON 887389104 224 7906 SH SOLE SOLE TJX COMPANIES COMMON 872540109 855 28000 SH SOLE SOLE TRIAN ACQUISITION I CORP COMMON 89582E108 4720 533300 SH SOLE SOLE TYSON FOODS COMMON 902494103 196 16384 SH SOLE SOLE ULTRAPAR PARTICPAC SPON ADR COMMON 90400P101 389 15537 SH SOLE SOLE ULTRATECH INC COMMON 904034105 220 18160 SH SOLE SOLE UNION STREET ACQUISITION CORP COMMON 908536105 1604 204300 SH SOLE SOLE UNION STREET ACQUISITION CORP COMMON 908536113 1 101000 SH SOLE SOLE UNIONBANCAL CORPORATION COMMON 908906100 984 13428 SH SOLE SOLE UNITED MICROELECTRONICS ADR COMMON 910873405 89 45648 SH SOLE SOLE UNITED REFINING ENERGY CORP COMMON 911360105 4470 495000 SH SOLE SOLE UNIVERSAL STAINLESS & ALLOY COMMON 913837100 233 9114 SH SOLE SOLE URBAN OUTFITTERS INC COMMON 917047102 579 18173 SH SOLE SOLE URBAN OUTFITTERS INC COMMON 917047102 797 25000 SH PUT SOLE SOLE US GOLD CORP COMMON 912023207 51 39000 SH SOLE SOLE US PHYSICAL THERAPY INC COMMON 90337L108 220 12647 SH SOLE SOLE UST INC COMMON 902911106 3726 55992 SH SOLE SOLE V F CORP COMMON 918204108 824 10654 SH SOLE SOLE VALUECLICK COMMON 92046N102 553 54061 SH SOLE SOLE VALUEVISION INTERNATIOANL INC COMMON 92047K107 331 178907 SH SOLE SOLE VAN KAMPEN SENIOR INCOME TRS COMMON 920961109 1333 326602 SH SOLE SOLE VERIFONE HOLDINGS INC COMMON 92342Y109 496 30000 SH PUT SOLE SOLE VERISIGN INC COMMON 92343E102 407 15612 SH SOLE SOLE VICTORY ACQUISITION CORP COMMON 92644D100 561 59000 SH SOLE SOLE VISHAY INTERTECHNOLOY INC COMMON 928298108 366 55317 SH SOLE SOLE VISIONCHINA MEDIA INC-ADR COMMON 92833U103 588 40000 SH SOLE SOLE VISTAPRINT LTD COMMON G93762204 985 30000 SH PUT SOLE SOLE VNUS MEDICAL TECHNOLOGIES COMMON 928566108 405 19374 SH SOLE SOLE VOLT INFO SCIENCES INC COMMON 928703107 170 18900 SH SOLE SOLE VSE CORP COMMON 918284100 405 12000 SH SOLE SOLE WAL-MART STORES INC COMMON 931142103 1816 30316 SH SOLE SOLE WASTE SERVICE INC NEW COMMON 941075202 99 13350 SH SOLE SOLE WAVE.COM SA COMMON 943531103 178 32000 SH SOLE SOLE WELLPOINT INC COMMON 94973V107 1543 32996 SH SOLE SOLE WESTERN GOLDFIENDS INC COMMON 95828P203 53 35000 SH SOLE SOLE WILLBROS GROUP INC COMMON 969199108 350 13216 SH SOLE SOLE WIPRO LTD ADR COMMON 97651M109 110 11336 SH SOLE SOLE WRIGLEY WM JR CO COMMON 982526105 3709 46710 SH SOLE SOLE XILINX INC COMMON 983919101 1217 51879 SH SOLE SOLE XYRATEX LTD COMMON G98268108 134 12000 SH SOLE SOLE YAMANA GOLD INC COMMON 98462Y100 167 20000 SH SOLE SOLE YUCHENG TECHNOLOGIES LTD COMMON G98777108 223 21965 SH SOLE SOLE ZOLL MEDICAL CORP COMMON 989922109 416 12722 SH SOLE SOLE 3COM CORP COMMON 885535104 207 88700 SH SOLE SOLE 3SBIO INC ADR COMMON 88575Y105 144 22297 SH SOLE SOLE 4KIDS ENTERTAINMENT INC COMMON 350865101 270 38274 SH SOLE SOLE
-----END PRIVACY-ENHANCED MESSAGE-----