-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvRfReFZgM2aRoZXxDxx0jxyNkqm23wR4BlRakV+ZpQ9IhEeESTjWX1cUIFslrb6 3hxm8yP9hBcfpXCvUH2fMw== 0001085146-09-001887.txt : 20090423 0001085146-09-001887.hdr.sgml : 20090423 20090422213531 ACCESSION NUMBER: 0001085146-09-001887 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090423 DATE AS OF CHANGE: 20090422 EFFECTIVENESS DATE: 20090423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Global Advisors, Inc. CENTRAL INDEX KEY: 0001386792 IRS NUMBER: 752505998 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12083 FILM NUMBER: 09764860 BUSINESS ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 8779598400 MAIL ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 13F-HR 1 fstg1q09.txt 1ST GLOBAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1st Global Advisors, Inc. Address: 8150 N. Central Expwy, Suite 500 Dallas, TX 75206 13F File Number: 028-12083 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Pagano Title: VP, Chief Compliance Officer Phone: 877-959-8400 Signature, Place, and Date of Signing: /s/ Michael Pagano Dallas, TX April 21, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 181 Form13F Information Table Value Total: $141,514 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 547 176893 SH SOLE 176893 0 0 3M CO COM 88579Y101 225 4532 SH SOLE 4532 0 0 ABBOTT LABS COM 002824100 360 7545 SH SOLE 7545 0 0 AEGON N V NY REGISTRY SH 007924103 42 11048 SH SOLE 11048 0 0 AMAZON COM INC COM 023135106 398 5419 SH SOLE 5419 0 0 AMB PROPERTY CORP COM 00163T109 160 11118 SH SOLE 11118 0 0 AMDOCS LTD ORD G02602103 203 10980 SH SOLE 10980 0 0 ANADARKO PETE CORP COM 032511107 382 9814 SH SOLE 9814 0 0 APOLLO GROUP INC CL A 037604105 282 3603 SH SOLE 3603 0 0 AT&T INC COM 00206R102 620 24594 SH SOLE 24594 0 0 ATWOOD OCEANICS INC COM 050095108 405 24442 SH SOLE 24442 0 0 AVALONBAY CMNTYS INC COM 053484101 269 5724 SH SOLE 5724 0 0 BAIDU INC SPON ADR REP A 056752108 229 1294 SH SOLE 1294 0 0 BANCFIRST CORP COM 05945F103 268 7354 SH SOLE 7354 0 0 BANCO SANTANDER SA ADR 05964H105 123 17898 SH SOLE 17898 0 0 BANK OF AMERICA CORPORATION COM 060505104 95 14002 SH SOLE 14002 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 242 8558 SH SOLE 8558 0 0 BAXTER INTL INC COM 071813109 355 6922 SH SOLE 6922 0 0 BB&T CORP COM 054937107 202 11926 SH SOLE 11926 0 0 BENCHMARK ELECTRS INC COM 08160H101 384 34307 SH SOLE 34307 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 487 10912 SH SOLE 10912 0 0 BIOMED REALTY TRUST INC COM 09063H107 73 10851 SH SOLE 10851 0 0 BOSTON PROPERTIES INC COM 101121101 277 7898 SH SOLE 7898 0 0 BOSTON SCIENTIFIC CORP COM 101137107 83 10483 SH SOLE 10483 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 219 4770 SH SOLE 4770 0 0 CAMECO CORP COM 13321L108 264 15391 SH SOLE 15391 0 0 CHARLES RIV LABS INTL INC COM 159864107 248 9124 SH SOLE 9124 0 0 CHEVRON CORP NEW COM 166764100 976 14508 SH SOLE 14508 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 374 8602 SH SOLE 8602 0 0 CISCO SYS INC COM 17275R102 517 30833 SH SOLE 30833 0 0 CNOOC LTD SPONSORED ADR 126132109 213 2120 SH SOLE 2120 0 0 COCA COLA HELLENIC BTTLG CO SPONSORED ADR 1912EP104 210 14834 SH SOLE 14834 0 0 COLGATE PALMOLIVE CO COM 194162103 279 4722 SH SOLE 4722 0 0 COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 165 11137 SH SOLE 11137 0 0 CONOCOPHILLIPS COM 20825C104 415 10609 SH SOLE 10609 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 230 9270 SH SOLE 9270 0 0 CVS CAREMARK CORPORATION COM 126650100 288 10462 SH SOLE 10462 0 0 DAKTRONICS INC COM 234264109 141 21482 SH SOLE 21482 0 0 DANAHER CORP DEL COM 235851102 256 4714 SH SOLE 4714 0 0 DEVON ENERGY CORP NEW COM 25179M103 201 4487 SH SOLE 4487 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 613 13689 SH SOLE 13689 0 0 DIRECTV GROUP INC COM 25459L106 218 9582 SH SOLE 9582 0 0 DOW CHEM CO COM 260543103 193 22870 SH SOLE 22870 0 0 DR REDDYS LABS LTD ADR 256135203 209 22082 SH SOLE 22082 0 0 DUKE ENERGY CORP NEW COM 26441C105 180 12598 SH SOLE 12598 0 0 ECLIPSYS CORP COM 278856109 404 39864 SH SOLE 39864 0 0 EMCOR GROUP INC COM 29084Q100 541 31519 SH SOLE 31519 0 0 EMERSON ELEC CO COM 291011104 222 7754 SH SOLE 7754 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 382 20804 SH SOLE 20804 0 0 ESSEX PPTY TR INC COM 297178105 207 3611 SH SOLE 3611 0 0 EXPRESS SCRIPTS INC COM 302182100 377 8163 SH SOLE 8163 0 0 EXXON MOBIL CORP COM 30231G102 817 11995 SH SOLE 11995 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 230 5007 SH SOLE 5007 0 0 FIRST SOLAR INC COM 336433107 262 1974 SH SOLE 1974 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 295 11708 SH SOLE 11708 0 0 FORWARD AIR CORP COM 349853101 307 18905 SH SOLE 18905 0 0 FPL GROUP INC COM 302571104 202 3973 SH SOLE 3973 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 216 9520 SH SOLE 9520 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 366 9451 SH SOLE 9451 0 0 GANNETT INC COM 364730101 29 13086 SH SOLE 13086 0 0 GENERAL ELECTRIC CO COM 369604103 453 44804 SH SOLE 44804 0 0 GILEAD SCIENCES INC COM 375558103 515 11112 SH SOLE 11112 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 271 8726 SH SOLE 8726 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 166 14606 SH SOLE 14606 0 0 HARMONIC INC COM 413160102 421 64773 SH SOLE 64773 0 0 HCP INC COM 40414L109 282 15789 SH SOLE 15789 0 0 HEWLETT PACKARD CO COM 428236103 238 7416 SH SOLE 7416 0 0 I-MANY INC COM 44973Q103 4 14221 SH SOLE 14221 0 0 INTEL CORP COM 458140100 396 26335 SH SOLE 26335 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 666 6878 SH SOLE 6878 0 0 INTL PAPER CO COM 460146103 120 17065 SH SOLE 17065 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 452 17963 SH SOLE 17963 0 0 ISHARES TR RUSSELL1000GRW 464287614 359 10245 SH SOLE 10245 0 0 ISHARES TR BARCLYS US AGG B 464287226 14097 138928 SH SOLE 6325 0 132603 ISHARES TR S&P SMLCP GROW 464287887 542 14283 SH SOLE 14283 0 0 ISHARES TR S&P SMLCP VALU 464287879 630 16182 SH SOLE 16182 0 0 ISHARES TR S&P500 GRW 464287309 401 9568 SH SOLE 9568 0 0 ISHARES TR S&P 500 INDEX 464287200 26884 337651 SH SOLE 69057 0 268594 ISHARES TR S&P 500 VALUE 464287408 1076 28938 SH SOLE 28938 0 0 ISHARES TR RUSSELL 2000 464287655 13754 327086 SH SOLE 80795 0 246292 ISHARES TR RUSSELL 1000 464287622 2273 52545 SH SOLE 52545 0 0 ISHARES TR S&P SMLCAP 600 464287804 226 6213 SH SOLE 6213 0 0 ISHARES TR RUSSELL1000VAL 464287598 690 16926 SH SOLE 16926 0 0 ISHARES TR MSCI EMERG MKT 464287234 6031 243087 SH SOLE 17761 0 225326 ISHARES TR MSCI EAFE IDX 464287465 14385 382690 SH SOLE 127466 0 255224 ISHARES TR COHEN&ST RLTY 464287564 5730 206412 SH SOLE 106265 0 100147 ISHARES TR RUSL 2000 VALU 464287630 658 16667 SH SOLE 16667 0 0 ITRON INC COM 465741106 462 9761 SH SOLE 9761 0 0 JOHNSON & JOHNSON COM 478160104 810 15390 SH SOLE 15390 0 0 JPMORGAN CHASE & CO COM 46625H100 318 11957 SH SOLE 11957 0 0 KOHLS CORP COM 500255104 479 11315 SH SOLE 11315 0 0 LAKELAND FINL CORP COM 511656100 334 17426 SH SOLE 17426 0 0 LAYNE CHRISTENSEN CO COM 521050104 354 22023 SH SOLE 22023 0 0 MARATHON OIL CORP COM 565849106 290 11033 SH SOLE 11033 0 0 MARINER ENERGY INC COM 56845T305 155 19978 SH SOLE 19978 0 0 MASTERCARD INC CL A 57636Q104 451 2691 SH SOLE 2691 0 0 MCDONALDS CORP COM 580135101 451 8256 SH SOLE 8256 0 0 MEDTRONIC INC COM 585055106 230 7818 SH SOLE 7818 0 0 MERCK & CO INC COM 589331107 201 7499 SH SOLE 7499 0 0 MERIT MED SYS INC COM 589889104 324 26498 SH SOLE 26498 0 0 METLIFE INC COM 59156R108 219 9604 SH SOLE 9604 0 0 MICROSOFT CORP COM 594918104 439 23902 SH SOLE 23902 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 115 23374 SH SOLE 23374 0 0 MONSANTO CO NEW COM 61166W101 294 3543 SH SOLE 3543 0 0 NATIONWIDE HEALTH PPTYS INC COM 638620104 262 11821 SH SOLE 11821 0 0 NAVIGATORS GROUP INC COM 638904102 558 11829 SH SOLE 11829 0 0 NCI BUILDING SYS INC COM 628852105 52 23606 SH SOLE 23606 0 0 NEWELL RUBBERMAID INC COM 651229106 111 17363 SH SOLE 17363 0 0 NIDEC CORP SPONSORED ADR 654090109 169 15062 SH SOLE 15062 0 0 NIKE INC CL B 654106103 217 4620 SH SOLE 4620 0 0 NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 238 12524 SH SOLE 12524 0 0 NISOURCE INC COM 65473P105 175 17824 SH SOLE 17824 0 0 NOKIA CORP SPONSORED ADR 654902204 281 24057 SH SOLE 24057 0 0 NORFOLK SOUTHERN CORP COM 655844108 211 6242 SH SOLE 6242 0 0 NORTHERN TR CORP COM 665859104 459 7665 SH SOLE 7665 0 0 NOVARTIS A G SPONSORED ADR 66987V109 587 15520 SH SOLE 15520 0 0 NOVO-NORDISK A S ADR 670100205 380 7923 SH SOLE 7923 0 0 O REILLY AUTOMOTIVE INC COM 686091109 645 18426 SH SOLE 18426 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 203 3641 SH SOLE 3641 0 0 ORACLE CORP COM 68389X105 510 28238 SH SOLE 28238 0 0 PAREXEL INTL CORP COM 699462107 356 36540 SH SOLE 36540 0 0 PEPSICO INC COM 713448108 518 10067 SH SOLE 10067 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 329 10785 SH SOLE 10785 0 0 PFIZER INC COM 717081103 359 26354 SH SOLE 26354 0 0 PHILIP MORRIS INTL INC COM 718172109 337 9472 SH SOLE 9472 0 0 PRAXAIR INC COM 74005P104 788 11709 SH SOLE 11709 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 189 36544 SH SOLE 36544 0 0 PROCTER & GAMBLE CO COM 742718109 246 5234 SH SOLE 5234 0 0 PROLOGIS SH BEN INT 743410102 73 11296 SH SOLE 11296 0 0 PUBLIC STORAGE COM 74460D109 317 5744 SH SOLE 5744 0 0 QUALCOMM INC COM 747525103 570 14654 SH SOLE 14654 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 406 71477 SH SOLE 71477 0 0 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 472 13385 SH SOLE 13385 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 236 5551 SH SOLE 5551 0 0 SEMTECH CORP COM 816850101 454 34023 SH SOLE 34023 0 0 SIEMENS A G SPONSORED ADR 826197501 235 4122 SH SOLE 4122 0 0 SIMON PPTY GROUP INC NEW COM 828806109 465 13422 SH SOLE 13422 0 0 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 275 8807 SH SOLE 8807 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 335 12612 SH SOLE 12612 0 0 SONUS NETWORKS INC COM 835916107 38 24140 SH SOLE 24140 0 0 SOUTHERN COPPER CORP COM 84265V105 241 13854 SH SOLE 13854 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 268 28573 SH SOLE 28573 0 0 SOUTHWESTERN ENERGY CO COM 845467109 293 9859 SH SOLE 9859 0 0 ST JUDE MED INC COM 790849103 228 6277 SH SOLE 6277 0 0 STEAK N SHAKE CO COM 857873103 181 23938 SH SOLE 23938 0 0 STERIS CORP COM 859152100 287 12342 SH SOLE 12342 0 0 STERLITE INDS INDIA LTD ADS 859737207 114 16156 SH SOLE 16156 0 0 SUN HYDRAULICS CORP COM 866942105 396 27080 SH SOLE 27080 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 228 17720 SH SOLE 17720 0 0 SYMANTEC CORP COM 871503108 330 22119 SH SOLE 22119 0 0 SYSCO CORP COM 871829107 373 16359 SH SOLE 16359 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 400 44721 SH SOLE 44721 0 0 TALISMAN ENERGY INC COM 87425E103 223 21210 SH SOLE 21210 0 0 TAUBMAN CTRS INC COM 876664103 198 11613 SH SOLE 11613 0 0 TELEFONICA S A SPONSORED ADR 879382208 701 11756 SH SOLE 11756 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 609 13522 SH SOLE 13522 0 0 TORO CO COM 891092108 256 10583 SH SOLE 10583 0 0 TOTAL S A SPONSORED ADR 89151E109 786 16012 SH SOLE 16012 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 348 5493 SH SOLE 5493 0 0 TTM TECHNOLOGIES INC COM 87305R109 306 52786 SH SOLE 52786 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 289 23507 SH SOLE 23507 0 0 UBS AG SHS NEW H89231338 160 17016 SH SOLE 17016 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 456 19371 SH SOLE 19371 0 0 UNILEVER N V N Y SHS NEW 904784709 509 25978 SH SOLE 25978 0 0 UNILEVER PLC SPON ADR NEW 904767704 277 14638 SH SOLE 14638 0 0 UNION PAC CORP COM 907818108 344 8378 SH SOLE 8378 0 0 UNITED NAT FOODS INC COM 911163103 369 19465 SH SOLE 19465 0 0 UNITED TECHNOLOGIES CORP COM 913017109 328 7635 SH SOLE 7635 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 310 10253 SH SOLE 10253 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 185 48752 SH SOLE 48752 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 751 43086 SH SOLE 43086 0 0 VORNADO RLTY TR SH BEN INT 929042109 320 9625 SH SOLE 9625 0 0 WAL MART STORES INC COM 931142103 636 12208 SH SOLE 12208 0 0 WELLPOINT INC COM 94973V107 241 6357 SH SOLE 6357 0 0 WELLS FARGO & CO NEW COM 949746101 200 14024 SH SOLE 14024 0 0 WHITNEY HLDG CORP COM 966612103 186 16249 SH SOLE 16249 0 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 353 16050 SH SOLE 16050 0 0 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 208 7318 SH SOLE 7318 0 0 WISDOMTREE TRUST EQTY INC ETF 97717W208 275 11975 SH SOLE 11975 0 0 WMS INDS INC COM 929297109 398 19042 SH SOLE 19042 0 0 ZOLTEK COS INC COM 98975W104 274 40177 SH SOLE 40177 0 0
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