-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mfuwww0mSYc8AmaPhJBf3JTRuUBKwsa2HpPNvJ6EGlYC0Y1DJDwQqC4fAA66OY4U /h+O0dpU22kXRdGyjXBpeA== 0001085146-08-001736.txt : 20081117 0001085146-08-001736.hdr.sgml : 20081117 20081117135111 ACCESSION NUMBER: 0001085146-08-001736 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081117 DATE AS OF CHANGE: 20081117 EFFECTIVENESS DATE: 20081117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Global Advisors, Inc. CENTRAL INDEX KEY: 0001386792 IRS NUMBER: 752505998 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12083 FILM NUMBER: 081194869 BUSINESS ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 8779598400 MAIL ADDRESS: STREET 1: 8150 N CENTRAL EXPRESSWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75206 13F-HR 1 fstg3q08.txt 1ST GLOBAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 1st Global Advisors, Inc. Address: 8150 N. Central Expwy, Suite 500 Dallas, TX 75206 13F File Number: 028-12083 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Pagano Title: VP, Chief Compliance Officer Phone: 877-959-8400 Signature, Place, and Date of Signing: /s/ Michael Pagano Dallas, TX October 27, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 208 Form13F Information Table Value Total: $190,002 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3COM CORP COM 885535104 324 139245 SH SOLE 139245 0 0 3M CO COM 88579Y101 582 8524 SH SOLE 8524 0 0 ABBOTT LABS COM 002824100 447 7767 SH SOLE 7767 0 0 AFLAC INC COM 001055102 461 7851 SH SOLE 7851 0 0 ALCON INC COM SHS H01301102 264 1633 SH SOLE 1633 0 0 AMAZON COM INC COM 023135106 349 4791 SH SOLE 4791 0 0 AMB PROPERTY CORP COM 00163T109 295 6503 SH SOLE 6503 0 0 AMGEN INC COM 031162100 206 3476 SH SOLE 3476 0 0 ANADARKO PETE CORP COM 032511107 210 4321 SH SOLE 4321 0 0 APPLE INC COM 037833100 406 3568 SH SOLE 3568 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 238 10845 SH SOLE 10845 0 0 ASML HOLDING N V NY REG SHS N07059186 311 17655 SH SOLE 17655 0 0 AT&T INC COM 00206R102 662 23694 SH SOLE 23694 0 0 ATWOOD OCEANICS INC COM 050095108 538 14776 SH SOLE 14776 0 0 AUTODESK INC COM 052769106 206 6128 SH SOLE 6128 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 326 7621 SH SOLE 7621 0 0 AVALONBAY CMNTYS INC COM 053484101 442 4496 SH SOLE 4496 0 0 AVON PRODS INC COM 054303102 235 5658 SH SOLE 5658 0 0 BAIDU COM INC SPON ADR REP A 056752108 230 928 SH SOLE 928 0 0 BANCFIRST CORP COM 05945F103 458 9471 SH SOLE 9471 0 0 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 248 15341 SH SOLE 15341 0 0 BANCO SANTANDER SA ADR 05964H105 553 36838 SH SOLE 36838 0 0 BANK OF AMERICA CORPORATION COM 060505104 457 13046 SH SOLE 13046 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 428 13137 SH SOLE 13137 0 0 BARCLAYS PLC ADR 06738E204 204 8263 SH SOLE 8263 0 0 BAXTER INTL INC COM 071813109 403 6147 SH SOLE 6147 0 0 BB&T CORP COM 054937107 325 8598 SH SOLE 8598 0 0 BENCHMARK ELECTRS INC COM 08160H101 424 30136 SH SOLE 30136 0 0 BOSTON PROPERTIES INC COM 101121101 413 4410 SH SOLE 4410 0 0 BRE PROPERTIES INC CL A 05564E106 275 5605 SH SOLE 5605 0 0 CAMECO CORP COM 13321L108 281 12589 SH SOLE 12589 0 0 CAMPBELL SOUP CO COM 134429109 365 9450 SH SOLE 9450 0 0 CANADIAN NAT RES LTD COM 136385101 631 9221 SH SOLE 9221 0 0 CARNIVAL CORP PAIRED CTF 143658300 211 5962 SH SOLE 5962 0 0 CHARLES RIV LABS INTL INC COM 159864107 460 8290 SH SOLE 8290 0 0 CHEVRON CORP NEW COM 166764100 923 11185 SH SOLE 11185 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 260 5190 SH SOLE 5190 0 0 CISCO SYS INC COM 17275R102 364 16153 SH SOLE 16153 0 0 COLGATE PALMOLIVE CO COM 194162103 522 6931 SH SOLE 6931 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 244 4469 SH SOLE 4469 0 0 COMPANHIA VALE DO RIO DOCE SPON ADR PFD 204412100 758 42842 SH SOLE 42842 0 0 CONOCOPHILLIPS COM 20825C104 643 8782 SH SOLE 8782 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 230 5691 SH SOLE 5691 0 0 CSX CORP COM 126408103 461 8455 SH SOLE 8455 0 0 CVS CAREMARK CORPORATION COM 126650100 301 8953 SH SOLE 8953 0 0 DAKTRONICS INC COM 234264109 326 19552 SH SOLE 19552 0 0 DCT INDUSTRIAL TRUST INC COM 233153105 80 10727 SH SOLE 10727 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 453 6580 SH SOLE 6580 0 0 DOW CHEM CO COM 260543103 304 9568 SH SOLE 9568 0 0 DR REDDYS LABS LTD ADR 256135203 215 19309 SH SOLE 19309 0 0 DUKE ENERGY CORP NEW COM 26441C105 232 13298 SH SOLE 13298 0 0 DUKE REALTY CORP COM NEW 264411505 215 8760 SH SOLE 8760 0 0 ECOLAB INC COM 278865100 368 7582 SH SOLE 7582 0 0 EMCOR GROUP INC COM 29084Q100 677 25715 SH SOLE 25715 0 0 EMERSON ELEC CO COM 291011104 309 7587 SH SOLE 7587 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 508 11435 SH SOLE 11435 0 0 ESSEX PPTY TR INC COM 297178105 307 2591 SH SOLE 2591 0 0 EXPRESS SCRIPTS INC COM 302182100 491 6658 SH SOLE 6658 0 0 EXXON MOBIL CORP COM 30231G102 1159 14928 SH SOLE 14928 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 242 2825 SH SOLE 2825 0 0 FIRST SOLAR INC COM 336433107 233 1234 SH SOLE 1234 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 58 11060 SH SOLE 11060 0 0 FORWARD AIR CORP COM 349853101 365 13410 SH SOLE 13410 0 0 FPL GROUP INC COM 302571104 229 4545 SH SOLE 4545 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 480 9247 SH SOLE 9247 0 0 GENERAL DYNAMICS CORP COM 369550108 448 6087 SH SOLE 6087 0 0 GENERAL ELECTRIC CO COM 369604103 936 36695 SH SOLE 36695 0 0 GENERAL GROWTH PPTYS INC COM 370021107 353 23384 SH SOLE 23384 0 0 GENERAL MLS INC COM 370334104 601 8741 SH SOLE 8741 0 0 GENWORTH FINL INC COM CL A 37247D106 106 12267 SH SOLE 12267 0 0 GENZYME CORP COM 372917104 438 5412 SH SOLE 5412 0 0 GILEAD SCIENCES INC COM 375558103 432 9468 SH SOLE 9468 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 522 12014 SH SOLE 12014 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 208 1626 SH SOLE 1626 0 0 HARMONIC INC COM 413160102 492 58262 SH SOLE 58262 0 0 HEINZ H J CO COM 423074103 414 8285 SH SOLE 8285 0 0 HEWLETT PACKARD CO COM 428236103 309 6687 SH SOLE 6687 0 0 HUNTINGTON BANCSHARES INC COM 446150104 119 14931 SH SOLE 14931 0 0 ILLINOIS TOOL WKS INC COM 452308109 411 9253 SH SOLE 9253 0 0 INTEL CORP COM 458140100 458 24478 SH SOLE 24478 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 527 4503 SH SOLE 4503 0 0 INTL PAPER CO COM 460146103 249 9500 SH SOLE 9500 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 287 1191 SH SOLE 1191 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 330 6135 SH SOLE 6135 0 0 ISHARES TR RUSSELL 1000 464287622 2181 34318 SH SOLE 34318 0 0 ISHARES TR S&P MIDCP VALU 464287705 290 4223 SH SOLE 4223 0 0 ISHARES TR LEHMAN AGG BND 464287226 24698 250517 SH SOLE 9486 0 0 ISHARES TR S&P SMLCP GROW 464287887 809 13177 SH SOLE 13177 0 0 ISHARES TR S&P SMLCP VALU 464287879 957 14706 SH SOLE 14706 0 0 ISHARES TR S&P500 GRW 464287309 218 3845 SH SOLE 3845 0 0 ISHARES TR S&P 500 INDEX 464287200 28544 244344 SH SOLE 60238 0 0 ISHARES TR RUSSELL 2000 464287655 19475 286400 SH SOLE 76885 0 0 ISHARES TR RUSL 2000 VALU 464287630 1015 15089 SH SOLE 15089 0 0 ISHARES TR RUSSELL1000GRW 464287614 532 10951 SH SOLE 10951 0 0 ISHARES TR RUSSELL1000VAL 464287598 855 13377 SH SOLE 13377 0 0 ISHARES TR MSCI EMERG MKT 464287234 6081 177951 SH SOLE 12339 0 0 ISHARES TR MSCI EAFE IDX 464287465 17643 313374 SH SOLE 106454 0 0 ISHARES TR COHEN&ST RLTY 464287564 8887 115901 SH SOLE 59568 0 0 ISHARES TR S&P SMLCAP 600 464287804 308 5174 SH SOLE 5174 0 0 ISHARES TR RUSL 2000 GROW 464287648 281 3971 SH SOLE 3971 0 0 ITRON INC COM 465741106 638 7205 SH SOLE 7205 0 0 JOHNSON & JOHNSON COM 478160104 705 10183 SH SOLE 10183 0 0 JOHNSON CTLS INC COM 478366107 225 7426 SH SOLE 7426 0 0 JPMORGAN & CHASE & CO COM 46625H100 365 7818 SH SOLE 7818 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 270 2747 SH SOLE 2747 0 0 LAKELAND FINL CORP COM 511656100 556 25336 SH SOLE 25336 0 0 LAYNE CHRISTENSEN CO COM 521050104 519 14645 SH SOLE 14645 0 0 LEUCADIA NATL CORP COM 527288104 340 7474 SH SOLE 7474 0 0 LLOYDS TSB GROUP PLC SPONSORED ADR 539439109 300 17935 SH SOLE 17935 0 0 LOCKHEED MARTIN CORP COM 539830109 765 6974 SH SOLE 6974 0 0 LOGITECH INTL S A SHS H50430232 249 10695 SH SOLE 10695 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 293 12724 SH SOLE 12724 0 0 MACERICH CO COM 554382101 239 3757 SH SOLE 3757 0 0 MARATHON OIL CORP COM 565849106 401 10047 SH SOLE 10047 0 0 MARINER ENERGY INC COM 56845T305 354 17288 SH SOLE 17288 0 0 MASTERCARD INC CL A 57636Q104 395 2226 SH SOLE 2226 0 0 MCDONALDS CORP COM 580135101 602 9751 SH SOLE 9751 0 0 MCGRAW HILL COS INC COM 580645109 239 7566 SH SOLE 7566 0 0 MEDTRONIC INC COM 585055106 465 9291 SH SOLE 9291 0 0 MENTOR CORP MINN COM 587188103 321 13474 SH SOLE 13474 0 0 MERCK & CO INC COM 589331107 249 7885 SH SOLE 7885 0 0 MERIT MED SYS INC COM 589889104 444 23679 SH SOLE 23679 0 0 METLIFE INC COM 59156R108 242 4329 SH SOLE 4329 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 237 8057 SH SOLE 8057 0 0 MICROSOFT CORP COM 594918104 557 20855 SH SOLE 20855 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 127 14547 SH SOLE 14547 0 0 MOTOROLA INC COM 620076109 126 17693 SH SOLE 17693 0 0 NAVIGATORS GROUP INC COM 638904102 712 12272 SH SOLE 12272 0 0 NCI BUILDING SYS INC COM 628852105 408 12859 SH SOLE 12859 0 0 NEWELL RUBBERMAID INC COM 651229106 250 14488 SH SOLE 14488 0 0 NIDEC CORP SPONSORED ADR 654090109 233 15272 SH SOLE 15272 0 0 NIKE INC CL B 654106103 763 11402 SH SOLE 11402 0 0 NISOURCE INC COM 65473P105 205 13895 SH SOLE 13895 0 0 NOKIA CORP SPONSORED ADR 654902204 654 35052 SH SOLE 35052 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 200 15278 SH SOLE 15278 0 0 NOVARTIS A G SPONSORED ADR 66987V109 830 15705 SH SOLE 15705 0 0 NOVO-NORDISK A S ADR 670100205 320 6258 SH SOLE 6258 0 0 O REILLY AUTOMOTIVE INC COM 686091109 550 20545 SH SOLE 20545 0 0 ORACLE CORP COM 68389X105 510 25131 SH SOLE 25131 0 0 ORIX CORP SPONSORED ADR 686330101 255 4098 SH SOLE 4098 0 0 PAREXEL INTL CORP COM 699462107 573 19990 SH SOLE 19990 0 0 PEPSICO INC COM 713448108 1103 15480 SH SOLE 15480 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 568 12926 SH SOLE 12926 0 0 PFIZER INC COM 717081103 375 20309 SH SOLE 20309 0 0 PHILIP MORRIS INTL INC COM 718172109 276 5747 SH SOLE 5747 0 0 POTASH CORP SASK INC COM 73755L107 438 3315 SH SOLE 3315 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 210 4620 SH SOLE 4620 0 0 PRAXAIR INC COM 74005P104 787 10965 SH SOLE 10965 0 0 PRESTIGE BRANDS HLDGS INC COM 74112D101 401 45102 SH SOLE 45102 0 0 PRICE T ROWE GROUP INC COM 74144T108 232 4326 SH SOLE 4326 0 0 PROLOGIS SH BEN INT 743410102 451 10929 SH SOLE 10929 0 0 PUBLIC STORAGE COM 74460D109 382 3859 SH SOLE 3859 0 0 QUALCOMM INC COM 747525103 558 12994 SH SOLE 12994 0 0 REGENCY CTRS CORP COM 758849103 267 4000 SH SOLE 4000 0 0 RESEARCH IN MOTION LTD COM 760975102 279 4087 SH SOLE 4087 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 554 64376 SH SOLE 64376 0 0 SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 447 8361 SH SOLE 8361 0 0 SCANA CORP NEW COM 80589M102 247 6346 SH SOLE 6346 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 337 5320 SH SOLE 5320 0 0 SEMTECH CORP COM 816850101 433 31028 SH SOLE 31028 0 0 SIEMENS A G SPONSORED ADR 826197501 244 2594 SH SOLE 2594 0 0 SIMON PPTY GROUP INC NEW COM 828806109 787 8112 SH SOLE 8112 0 0 SL GREEN RLTY CORP COM 78440X101 340 5243 SH SOLE 5243 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 216 8579 SH SOLE 8579 0 0 SONY CORP ADR NEW 835699307 391 12669 SH SOLE 12669 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 448 25336 SH SOLE 25336 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 120 19616 SH SOLE 19616 0 0 STATE STR CORP COM 857477103 566 9949 SH SOLE 9949 0 0 STEAK N SHAKE CO COM 857873103 193 22245 SH SOLE 22245 0 0 STERIS CORP COM 859152100 414 11027 SH SOLE 11027 0 0 SUN HYDRAULICS CORP COM 866942105 636 24415 SH SOLE 24415 0 0 SUNCOR ENERGY INC COM 867229106 515 12232 SH SOLE 12232 0 0 SUNPOWER CORP COM CL A 867652109 261 3682 SH SOLE 3682 0 0 SUNTRUST BKS INC COM 867914103 367 8165 SH SOLE 8165 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 436 13988 SH SOLE 13988 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 220 23494 SH SOLE 23494 0 0 TALISMAN ENERGY INC COM 87425E103 348 24457 SH SOLE 24457 0 0 TARGET CORP COM 87612E106 222 4528 SH SOLE 4528 0 0 TAUBMAN CTRS INC COM 876664103 312 6246 SH SOLE 6246 0 0 TELEFONICA S A SPONSORED ADR 879382208 694 9703 SH SOLE 9703 0 0 TENARIS S A SPONSORED ADR 88031M109 358 9610 SH SOLE 9610 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 505 11035 SH SOLE 11035 0 0 TIME WARNER INC COM 887317105 281 21433 SH SOLE 21433 0 0 TOMKINS PLC SPONSORED ADR 890030208 157 14212 SH SOLE 14212 0 0 TORO CO COM 891092108 342 8282 SH SOLE 8282 0 0 TOTAL S A SPONSORED ADR 89151E109 991 16338 SH SOLE 16338 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 514 5987 SH SOLE 5987 0 0 TRAVELERS COMPANIES INC COM 89417E109 214 4738 SH SOLE 4738 0 0 TTM TECHNOLOGIES INC COM 87305R109 474 47779 SH SOLE 47779 0 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 239 15970 SH SOLE 15970 0 0 ULTRAPAR PARTICIPACOES S A SP ADR REP PFD 90400P101 497 19881 SH SOLE 19881 0 0 UNILEVER N V N Y SHS NEW 904784709 369 13112 SH SOLE 13112 0 0 UNION PAC CORP COM 907818108 465 6529 SH SOLE 6529 0 0 UNITED CMNTY BKS BLAIRSVLE G CAP STK 90984P105 363 27358 SH SOLE 27358 0 0 UNITED NAT FOODS INC COM 911163103 447 17871 SH SOLE 17871 0 0 UNITED TECHNOLOGIES CORP COM 913017109 575 9577 SH SOLE 9577 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 241 5833 SH SOLE 5833 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 363 11309 SH SOLE 11309 0 0 VIRGINIA COMM BANCORP INC COM 92778Q109 277 44291 SH SOLE 44291 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 873 39522 SH SOLE 39522 0 0 VORNADO RLTY TR SH BEN INT 929042109 492 5412 SH SOLE 5412 0 0 WAL MART STORES INC COM 931142103 911 15215 SH SOLE 15215 0 0 WELLPOINT INC COM 94973V107 296 6329 SH SOLE 6329 0 0 WHITNEY HLDG CORP COM 966612103 343 14154 SH SOLE 14154 0 0 WILLIS GROUP HOLDINGS LTD SHS G96655108 275 8538 SH SOLE 8538 0 0 WISDOMTREE TRUST DEFA HG YLD EQ 97717W802 353 7318 SH SOLE 7318 0 0 WISDOMTREE TRUST HG-YIELDING EQ 97717W208 565 13429 SH SOLE 13429 0 0 WYETH COM 983024100 222 6022 SH SOLE 6022 0 0
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