0001140361-15-006547.txt : 20150213
0001140361-15-006547.hdr.sgml : 20150213
20150213154806
ACCESSION NUMBER: 0001140361-15-006547
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ionic Capital Management LLC
CENTRAL INDEX KEY: 0001386462
IRS NUMBER: 680629832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12913
FILM NUMBER: 15613830
BUSINESS ADDRESS:
STREET 1: 366 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-294-8505
MAIL ADDRESS:
STREET 1: 366 MADISON AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001386462
XXXXXXXX
12-31-2014
12-31-2014
Ionic Capital Management LLC
366 MADISON AVENUE
9TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-12913
N
John C. Richardson
Chief Operating Officer and General Counsel
212-294-8500
/s/ John C. Richardson
New York
NY
02-13-2015
1
327
3563207
false
1
0001426600
028-12955
Ionic Capital Partners LP
INFORMATION TABLE
2
form13fInfoTable.xml
ABENGOA YIELD PLC
ORD SHS
G00349103
8163
298780
SH
DFND
1
298780
0
0
ACTAVIS PLC
SHS
G0083B108
33901
131700
SH
DFND
1
131700
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
622
69913
SH
DFND
69913
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
819
20000
SH
Put
DFND
20000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
3193
78000
SH
DFND
78000
0
0
AIR PRODS & CHEMS INC
COM
009158106
55539
385075
SH
DFND
1
385075
0
0
ALLERGAN INC
COM
018490102
63091
296771
SH
DFND
1
296771
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
95
13200
SH
DFND
1
13200
0
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
136
18820
SH
DFND
18820
0
0
ALTRIA GROUP INC
COM
02209S103
2710
55000
SH
DFND
55000
0
0
AMAZON COM INC
COM
023135106
21445
69100
SH
DFND
1
69100
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
134
2500
SH
Call
DFND
1
2500
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
2682
50000
SH
Call
DFND
50000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
32993
615200
SH
Put
DFND
615200
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
12802
228562
SH
DFND
1
228562
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
16803
300000
SH
Call
DFND
300000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
2509
44800
SH
DFND
44800
0
0
ANADARKO PETE CORP
COM
032511107
1238
15000
SH
Call
DFND
15000
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
417
47887
SH
DFND
47887
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
2001
230000
SH
Call
DFND
230000
0
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
035128206
435
50000
SH
Put
DFND
50000
0
0
APPLE INC
COM
037833100
11038
100000
SH
Call
DFND
100000
0
0
APPLE INC
COM
037833100
12970
117500
SH
Put
DFND
117500
0
0
APPLE INC
COM
037833100
17811
161357
SH
DFND
161357
0
0
APPLIED MATLS INC
COM
038222105
2492
100000
SH
Call
DFND
100000
0
0
APPLIED MATLS INC
COM
038222105
573
23000
SH
DFND
23000
0
0
ARAMARK
COM
03852U106
62672
2011937
SH
DFND
1
2011937
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
179
10138
SH
DFND
1
10138
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
80539
4573463
SH
DFND
4573463
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
72
6500
SH
Call
DFND
1
6500
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
3402
308400
SH
Call
DFND
308400
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
1818
164800
SH
Put
DFND
164800
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
325
6250
SH
DFND
6250
0
0
AT&T INC
COM
00206R102
5039
150000
SH
Call
DFND
150000
0
0
AT&T INC
COM
00206R102
13436
400000
SH
Put
DFND
400000
0
0
AT&T INC
COM
00206R102
8676
258280
SH
DFND
258280
0
0
AVIS BUDGET GROUP
COM
053774105
5572
84000
SH
Call
DFND
84000
0
0
B/E AEROSPACE INC
COM
073302101
23705
408558
SH
DFND
1
408558
0
0
BAKER HUGHES INC
COM
057224107
2804
50000
SH
Call
DFND
50000
0
0
BAKER HUGHES INC
COM
057224107
2804
50000
SH
Put
DFND
50000
0
0
BAKER HUGHES INC
COM
057224107
21
376
SH
DFND
376
0
0
BANK AMER CORP
COM
060505104
179
10000
SH
Call
DFND
1
10000
0
0
BANK AMER CORP
COM
060505104
89
5000
SH
Put
DFND
1
5000
0
0
BANK AMER CORP
COM
060505104
177
9900
SH
DFND
1
9900
0
0
BANK AMER CORP
COM
060505104
20663
1155000
SH
Call
DFND
1155000
0
0
BANK AMER CORP
COM
060505104
13543
757000
SH
Put
DFND
757000
0
0
BANK AMER CORP
COM
060505104
2025
113216
SH
DFND
113216
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
193
6136
SH
DFND
1
6136
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
335
10631
SH
DFND
10631
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
69584
2205512
SH
DFND
1
2205512
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
1916
40500
SH
Call
DFND
40500
0
0
BIOSCRIP INC
COM
09069N108
17081
2443668
SH
DFND
1
2443668
0
0
BLACKHAWK NETWORK HLDGS INC
CL B
09238E203
234
6200
SH
DFND
1
6200
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
97
10000
SH
DFND
1
10000
0
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
1283
132129
SH
DFND
132129
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
118
11923
SH
DFND
1
11923
0
0
CARNIVAL PLC
ADR
14365C103
742
16489
SH
DFND
1
16489
0
0
CARNIVAL PLC
ADR
14365C103
27379
608568
SH
DFND
608568
0
0
CATHAY GEN BANCORP
*W EXP 12/05/201
149150112
2969
454641
SH
DFND
454641
0
0
CEL SCI CORP
*W EXP 10/11/201
150837177
4
30000
SH
DFND
1
30000
0
0
CENTRAL GARDEN & PET CO
COM
153527106
136
15496
SH
DFND
1
15496
0
0
CENTRAL GARDEN & PET CO
COM
153527106
383
43634
SH
DFND
43634
0
0
CF INDS HLDGS INC
COM
125269100
34994
128400
SH
DFND
1
128400
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.750%11/1
165167BW6
10131
10000000
PRN
DFND
10000000
0
0
CHEVRON CORP NEW
COM
166764100
11218
100000
SH
Call
DFND
100000
0
0
CIENA CORP
COM NEW
171779309
4853
250000
SH
Put
DFND
250000
0
0
CIENA CORP
COM NEW
171779309
4474
230500
SH
DFND
230500
0
0
CIS ACQUISITION LTD
*W EXP 12/18/201
G21490118
3
10000
SH
DFND
1
10000
0
0
CISCO SYS INC
COM
17275R102
13212
475000
SH
Call
DFND
475000
0
0
CISCO SYS INC
COM
17275R102
2782
100000
SH
Put
DFND
100000
0
0
CITIGROUP INC
COM NEW
172967424
81
1500
SH
Call
DFND
1
1500
0
0
CITIGROUP INC
COM NEW
172967424
81
1500
SH
Put
DFND
1
1500
0
0
CITIGROUP INC
COM NEW
172967424
152
2815
SH
DFND
1
2815
0
0
CITIGROUP INC
COM NEW
172967424
6412
118500
SH
Put
DFND
118500
0
0
CITIGROUP INC
COM NEW
172967424
4582
84685
SH
DFND
84685
0
0
CITRIX SYS INC
COM
177376100
2552
40000
SH
Call
DFND
40000
0
0
CITRIX SYS INC
COM
177376100
2546
39900
SH
DFND
39900
0
0
COACH INC
COM
189754104
9390
250000
SH
Call
DFND
250000
0
0
COACH INC
COM
189754104
2066
55000
SH
Put
DFND
55000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
101
150000
PRN
DFND
1
150000
0
0
COCA COLA CO
COM
191216100
8444
200000
SH
Put
DFND
200000
0
0
COCA COLA CO
COM
191216100
4982
118000
SH
DFND
118000
0
0
COMCAST CORP NEW
CL A
20030N101
17403
300000
SH
Call
DFND
300000
0
0
COMCAST CORP NEW
CL A
20030N101
2901
50000
SH
Put
DFND
50000
0
0
CROWN CASTLE INTL CORP NEW
CNV PFD STK SR A
22822V200
453
4412
SH
DFND
1
4412
0
0
CROWN CASTLE INTL CORP NEW
CNV PFD STK SR A
22822V200
3158
30782
SH
DFND
30782
0
0
CUBIST PHARMACEUTICALS INC
NOTE 1.875% 9/0
229678AH0
205
150000
PRN
DFND
1
150000
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
1311
11000
SH
Put
DFND
1
11000
0
0
DARDEN RESTAURANTS INC
COM
237194105
3958
67500
SH
Put
DFND
67500
0
0
DEVON ENERGY CORP NEW
COM
25179M103
918
15000
SH
Call
DFND
15000
0
0
DIGITALGLOBE INC
COM NEW
25389M877
41380
1336120
SH
DFND
1
1336120
0
0
DISNEY WALT CO
COM DISNEY
254687106
471
5000
SH
Put
DFND
1
5000
0
0
DISNEY WALT CO
COM DISNEY
254687106
193
2044
SH
DFND
1
2044
0
0
DISNEY WALT CO
COM DISNEY
254687106
942
10000
SH
Call
DFND
10000
0
0
DISNEY WALT CO
COM DISNEY
254687106
1648
17500
SH
Put
DFND
17500
0
0
DT ASIA INVTS LTD
SHS
G2615J104
99
10165
SH
DFND
1
10165
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
602
400000
PRN
DFND
1
400000
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
16240
10785000
PRN
DFND
10785000
0
0
ENPRO INDS INC
COM
29355X107
56743
904126
SH
DFND
1
904126
0
0
EXPEDITORS INTL WASH INC
COM
302130109
5799
130000
SH
Call
DFND
130000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
2956
66266
SH
DFND
66266
0
0
EXXON MOBIL CORP
COM
30231G102
29584
320000
SH
Call
DFND
320000
0
0
EXXON MOBIL CORP
COM
30231G102
10447
113000
SH
Put
DFND
113000
0
0
EXXON MOBIL CORP
COM
30231G102
4456
48200
SH
DFND
48200
0
0
FIELDPOINT PETROLEUM CORP
*W EXP 03/23/201
316570126
12
47260
SH
DFND
1
47260
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
3875
250000
SH
Call
DFND
250000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
16734
1079600
SH
Put
DFND
1079600
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1615
104191
SH
DFND
104191
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1168
50000
SH
Call
DFND
50000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
16118
690000
SH
Put
DFND
690000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4702
201273
SH
DFND
201273
0
0
GENCORP INC
COM
368682100
50411
2754705
SH
DFND
1
2754705
0
0
GENERAL ELECTRIC CO
COM
369604103
21353
845000
SH
Put
DFND
845000
0
0
GENERAL ELECTRIC CO
COM
369604103
6065
239999
SH
DFND
239999
0
0
GENERAL MTRS CO
COM
37045V100
1047
30000
SH
Call
DFND
1
30000
0
0
GENERAL MTRS CO
COM
37045V100
6179
177000
SH
Put
DFND
177000
0
0
GENERAL MTRS CO
COM
37045V100
1494
42800
SH
DFND
42800
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
206
20000
SH
DFND
1
20000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
210
15400
SH
Put
DFND
1
15400
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
1997
146700
SH
Put
DFND
146700
0
0
GLOBALSTAR INC
COM
378973408
3223
1171860
SH
DFND
1
1171860
0
0
GOOGLE INC
CL A
38259P508
318
600
SH
DFND
1
600
0
0
GOOGLE INC
CL A
38259P508
5935
11184
SH
DFND
11184
0
0
GREENBRIER COS INC
NOTE 3.500% 4/0
393657AH4
151
100000
PRN
DFND
1
100000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
10435
250000
SH
Put
DFND
250000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
10435
250000
SH
DFND
250000
0
0
HAWAIIAN HOLDINGS INC
NOTE 5.000% 3/1
419879AD3
333
100000
PRN
DFND
1
100000
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
157
16000
SH
DFND
1
16000
0
0
HF2 FINL MGMT INC
CL A
40421A104
259
24852
SH
DFND
1
24852
0
0
HUBBELL INC
CL A
443510102
9291
83601
SH
DFND
1
83601
0
0
HUBBELL INC
CL B
443510201
28740
269029
SH
DFND
1
269029
0
0
ICONIX BRAND GROUP INC
NOTE 1.500% 3/1
451055AF4
178
150000
PRN
DFND
1
150000
0
0
ICONIX BRAND GROUP INC
NOTE 1.500% 3/1
451055AF4
5942
5000000
PRN
DFND
5000000
0
0
ICONIX BRAND GROUP INC
NOTE 2.500% 6/0
451055AE7
236
200000
PRN
DFND
1
200000
0
0
ICONIX BRAND GROUP INC
NOTE 2.500% 6/0
451055AE7
8849
7500000
PRN
DFND
7500000
0
0
ILLUMINA INC
COM
452327109
1624
8800
SH
DFND
8800
0
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
210
176000
PRN
DFND
1
176000
0
0
INTEL CORP
COM
458140100
254
7000
SH
Put
DFND
1
7000
0
0
INTEL CORP
COM
458140100
13609
375000
SH
Call
DFND
375000
0
0
INTEL CORP
COM
458140100
23302
642100
SH
Put
DFND
642100
0
0
INTEL CORP
SDCV 2.950%12/1
458140AD2
527
400000
PRN
DFND
1
400000
0
0
INTEL CORP
SDCV 2.950%12/1
458140AD2
22510
17100000
PRN
DFND
17100000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
348
200000
PRN
DFND
1
200000
0
0
INTL PAPER CO
COM
460146103
11546
215500
SH
DFND
1
215500
0
0
INTL PAPER CO
COM
460146103
6574
122700
SH
Call
DFND
122700
0
0
ISHARES
IBOXX HI YD ETF
464288513
544
6075
SH
DFND
1
6075
0
0
ISHARES
IBOXX HI YD ETF
464288513
2778
31000
SH
DFND
31000
0
0
ISHARES
IBOXX HI YD ETF
464288513
4480
50000
SH
Put
DFND
50000
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
366
10000
SH
Call
DFND
1
10000
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
7314
200000
SH
Call
DFND
200000
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
640
17500
SH
DFND
17500
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
3657
100000
SH
Put
DFND
100000
0
0
ISHARES
MSCI CDA ETF
464286509
14791
512500
SH
Put
DFND
512500
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
38
2500
SH
Call
DFND
1
2500
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
7327
486550
SH
DFND
486550
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
225
5407
SH
DFND
1
5407
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
21
500
SH
Put
DFND
1
500
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
273
6555
SH
DFND
6555
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
24972
600000
SH
Put
DFND
600000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
360
5924
SH
DFND
1
5924
0
0
ISHARES TR
MSCI EAFE ETF
464287465
14875
244500
SH
Put
DFND
1
244500
0
0
ISHARES TR
MSCI EAFE ETF
464287465
4563
75000
SH
Put
DFND
75000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
11905
303000
SH
Put
DFND
1
303000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
39
982
SH
DFND
1
982
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
851
21653
SH
DFND
21653
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
6531
54596
SH
DFND
54596
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
332
4316
SH
DFND
1
4316
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
16805
218700
SH
Put
DFND
1
218700
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
3842
50000
SH
Call
DFND
50000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
37290
485300
SH
Put
DFND
485300
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
696
85000
SH
Call
DFND
85000
0
0
JARDEN CORP
COM
471109108
29360
613199
SH
DFND
1
613199
0
0
JOHNSON & JOHNSON
COM
478160104
13594
130000
SH
Call
DFND
130000
0
0
JOHNSON & JOHNSON
COM
478160104
24051
230000
SH
Put
DFND
230000
0
0
JOHNSON & JOHNSON
COM
478160104
8784
84000
SH
DFND
84000
0
0
JPMORGAN CHASE & CO
COM
46625H100
939
15000
SH
Call
DFND
15000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3755
60000
SH
Put
DFND
60000
0
0
JPMORGAN CHASE & CO
COM
46625H100
81
1300
SH
DFND
1300
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
10939
373204
SH
DFND
1
373204
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
223
52385
SH
DFND
1
52385
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
7746
1818420
SH
DFND
1818420
0
0
KINDER MORGAN INC DEL
COM
49456B101
423
10000
SH
Put
DFND
1
10000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
10677
460000
SH
Call
DFND
460000
0
0
KLX INC
COM
482539103
15233
369278
SH
DFND
1
369278
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
2193
35000
SH
Put
DFND
35000
0
0
LAM RESEARCH CORP
COM
512807108
397
5000
SH
Call
DFND
5000
0
0
LAS VEGAS SANDS CORP
COM
517834107
10469
180000
SH
Put
DFND
180000
0
0
LAS VEGAS SANDS CORP
COM
517834107
1281
22017
SH
DFND
22017
0
0
LENNAR CORP
CL B
526057302
217
6000
SH
DFND
1
6000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
1481
30000
SH
Call
DFND
30000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
9876
200000
SH
Put
DFND
200000
0
0
LINKEDIN CORP
COM CL A
53578A108
4594
20000
SH
Put
DFND
20000
0
0
LINKEDIN CORP
COM CL A
53578A108
951
4139
SH
DFND
4139
0
0
LORILLARD INC
COM
544147101
6294
100000
SH
DFND
1
100000
0
0
LOWES COS INC
COM
548661107
2367
34400
SH
Call
DFND
34400
0
0
LOWES COS INC
COM
548661107
994
14447
SH
DFND
14447
0
0
LULULEMON ATHLETICA INC
COM
550021109
1395
25000
SH
Call
DFND
25000
0
0
LUMOS NETWORKS CORP
COM
550283105
1343
79857
SH
DFND
1
79857
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
1463
100000
SH
Call
DFND
100000
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
37
2500
SH
DFND
2500
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
2926
200000
SH
Put
DFND
200000
0
0
MCDONALDS CORP
COM
580135101
4685
50000
SH
Call
DFND
50000
0
0
MCDONALDS CORP
COM
580135101
19209
205000
SH
Put
DFND
205000
0
0
MECHEL OAO
SPONSORED ADR
583840103
684
1000000
SH
Call
DFND
1000000
0
0
MEDIA GEN INC NEW
COM
58441K100
75184
4493977
SH
DFND
1
4493977
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
237
200000
PRN
DFND
1
200000
0
0
METHANEX CORP
COM
59151K108
21341
465666
SH
DFND
1
465666
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
5971
279300
SH
Put
DFND
279300
0
0
MGM RESORTS INTERNATIONAL
NOTE 4.250% 4/1
55303QAE0
236
200000
PRN
DFND
1
200000
0
0
MGM RESORTS INTERNATIONAL
NOTE 4.250% 4/1
55303QAE0
5658
4800000
PRN
DFND
4800000
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
178
100000
PRN
DFND
1
100000
0
0
MICRON TECHNOLOGY INC
COM
595112103
46563
1330000
SH
Put
DFND
1330000
0
0
MICRON TECHNOLOGY INC
COM
595112103
13461
384477
SH
DFND
384477
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
791
600000
PRN
DFND
1
600000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
20521
15561000
PRN
DFND
15561000
0
0
MICROSOFT CORP
COM
594918104
19974
430000
SH
Call
DFND
430000
0
0
MICROSOFT CORP
COM
594918104
77901
1677100
SH
Put
DFND
1677100
0
0
MICROSOFT CORP
COM
594918104
6701
144270
SH
DFND
144270
0
0
MOLINA HEALTHCARE INC
DBCV 1.625% 8/1
60855RAD2
167
150000
PRN
DFND
1
150000
0
0
MOLINA HEALTHCARE INC
DBCV 1.625% 8/1
60855RAD2
13111
11800000
PRN
DFND
11800000
0
0
MONSANTO CO NEW
COM
61166W101
22233
186100
SH
Call
DFND
186100
0
0
MORGAN STANLEY
COM NEW
617446448
5044
130000
SH
Put
DFND
130000
0
0
MORGAN STANLEY
COM NEW
617446448
86
2204
SH
DFND
2204
0
0
MYLAN INC
COM
628530107
54666
969773
SH
DFND
1
969773
0
0
NEWMONT MINING CORP
COM
651639106
1134
60000
SH
Put
DFND
60000
0
0
NEWMONT MINING CORP
COM
651639106
1100
58200
SH
DFND
58200
0
0
NEXTERA ENERGY INC
COM
65339F101
43
400
SH
Put
DFND
1
400
0
0
NEXTERA ENERGY INC
COM
65339F101
3146
29600
SH
Put
DFND
29600
0
0
NOKIA CORP
SPONSORED ADR
654902204
1938
246574
SH
DFND
246574
0
0
NOKIA CORP
SPONSORED ADR
654902204
7958
1012500
SH
Put
DFND
1012500
0
0
NTELOS HLDGS CORP
COM NEW
67020Q305
3599
858870
SH
DFND
1
858870
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
229
200000
PRN
DFND
1
200000
0
0
OCEAN RIG UDW INC
SHS
Y64354205
13772
1484024
SH
DFND
1
1484024
0
0
ORION ENGINEERED CARBONS S A
COM
L72967109
11142
655813
SH
DFND
1
655813
0
0
OSI SYSTEMS INC
COM
671044105
29177
412281
SH
DFND
1
412281
0
0
PACCAR INC
COM
693718108
6801
100000
SH
Call
DFND
100000
0
0
PACKAGING CORP AMER
COM
695156109
11795
151116
SH
DFND
1
151116
0
0
PEPSICO INC
COM
713448108
2364
25000
SH
Call
DFND
25000
0
0
POST HLDGS INC
COM
737446104
34
800
SH
Call
DFND
1
800
0
0
POST HLDGS INC
COM
737446104
1642
39200
SH
Call
DFND
39200
0
0
POTASH CORP SASK INC
COM
73755L107
3532
100000
SH
Call
DFND
100000
0
0
POTASH CORP SASK INC
COM
73755L107
1413
40000
SH
Put
DFND
40000
0
0
PROCTER & GAMBLE CO
COM
742718109
9109
100000
SH
Put
DFND
100000
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
371
8000
SH
Call
DFND
1
8000
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
84
1380
SH
DFND
1
1380
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
2324
38000
SH
DFND
38000
0
0
PULTE GROUP INC
COM
745867101
2861
133300
SH
Put
DFND
133300
0
0
PULTE GROUP INC
COM
745867101
309
14400
SH
DFND
14400
0
0
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
279
250000
PRN
DFND
1
250000
0
0
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
5300
4750000
PRN
DFND
4750000
0
0
RACKSPACE HOSTING INC
COM
750086100
65014
1388898
SH
DFND
1
1388898
0
0
RICE ENERGY INC
COM
762760106
231
11000
SH
DFND
11000
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
269
3870
SH
DFND
1
3870
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
20739
180429
SH
DFND
1
180429
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
480
250000
PRN
DFND
1
250000
0
0
SCHLUMBERGER LTD
COM
806857108
2562
30000
SH
Put
DFND
30000
0
0
SCHLUMBERGER LTD
COM
806857108
3878
45400
SH
DFND
45400
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
7916
100000
SH
Put
DFND
100000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
101
4087
SH
DFND
1
4087
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2226
90000
SH
Put
DFND
1
90000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
447989
18115200
SH
Put
DFND
18115200
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
4722
100000
SH
Put
DFND
100000
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1090
26367
SH
DFND
1
26367
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
750
18149
SH
DFND
18149
0
0
SINA CORP
ORD
G81477104
374
10000
SH
Put
DFND
1
10000
0
0
SINA CORP
ORD
G81477104
209
5600
SH
DFND
1
5600
0
0
SINA CORP
ORD
G81477104
561
15000
SH
Put
DFND
15000
0
0
SINA CORP
ORD
G81477104
241
6450
SH
DFND
6450
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5344
26000
SH
Call
DFND
1
26000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
172366
838600
SH
Put
DFND
1
838600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9249
45000
SH
Call
DFND
45000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
193454
941200
SH
Put
DFND
941200
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
15013
440000
SH
Call
DFND
440000
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
1543
50000
SH
Call
DFND
50000
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
7643
247663
SH
DFND
247663
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
9033
292700
SH
Put
DFND
292700
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
48
1003
SH
DFND
1
1003
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
3604
75300
SH
Call
DFND
75300
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
100
10268
SH
DFND
1
10268
0
0
SUNCOKE ENERGY INC
COM
86722A103
28314
1464005
SH
DFND
1
1464005
0
0
T MOBILE US INC
CONV PFD SER A
872590203
471
9000
SH
DFND
1
9000
0
0
T MOBILE US INC
CONV PFD SER A
872590203
2063
39425
SH
DFND
39425
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.750%12/0
874054AC3
379
250000
PRN
DFND
1
250000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
370
200000
PRN
DFND
1
200000
0
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
18520
10000000
PRN
DFND
10000000
0
0
TIME WARNER CABLE INC
COM
88732J207
11937
78500
SH
DFND
1
78500
0
0
TIMKEN CO
COM
887389104
16958
397325
SH
DFND
1
397325
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
515
13964
SH
DFND
1
13964
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
27600
748165
SH
DFND
748165
0
0
TYSON FOODS INC
UNIT 99/99/9999
902494301
385
7658
SH
DFND
1
7658
0
0
UNILEVER PLC
SPON ADR NEW
904767704
243
6000
SH
DFND
1
6000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
27581
248100
SH
Call
DFND
248100
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
16676
150000
SH
Put
DFND
150000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
4009
36058
SH
DFND
36058
0
0
UNITED STATES STL CORP NEW
COM
912909108
2674
100000
SH
Call
DFND
100000
0
0
UNITED STATES STL CORP NEW
COM
912909108
4011
150000
SH
Put
DFND
150000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
21033
182898
SH
DFND
1
182898
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
1377
17000
SH
DFND
17000
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
2349
22485
SH
DFND
1
22485
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1654
15834
SH
DFND
15834
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4678
100000
SH
Call
DFND
100000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
7223
154400
SH
Put
DFND
154400
0
0
VIACOM INC NEW
CL A
92553P102
626
8286
SH
DFND
1
8286
0
0
VIACOM INC NEW
CL A
92553P102
31822
421480
SH
DFND
421480
0
0
VIACOM INC NEW
CL B
92553P201
226
3000
SH
Put
DFND
1
3000
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
195
10000
SH
DFND
10000
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
1088
95000
SH
Put
DFND
95000
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
275
24000
SH
DFND
24000
0
0
WILLIAMS COS INC DEL
COM
969457100
13482
300000
SH
Call
DFND
300000
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
164
7430
SH
DFND
1
7430
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
1698
77000
SH
Put
DFND
1
77000
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
441
20000
SH
DFND
20000
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
16194
734400
SH
Put
DFND
734400
0
0
YAHOO INC
COM
984332106
26720
529000
SH
DFND
1
529000
0
0
YAHOO INC
COM
984332106
7577
150000
SH
Call
DFND
150000
0
0
YAHOO INC
COM
984332106
16668
330000
SH
Put
DFND
330000
0
0
YAHOO INC
COM
984332106
4032
79832
SH
DFND
79832
0
0
YAHOO INC
NOTE 12/0
984332AF3
170
150000
PRN
DFND
1
150000
0
0
YUM BRANDS INC
COM
988498101
8742
120000
SH
Call
DFND
1
120000
0
0
YUM BRANDS INC
COM
988498101
62531
858356
SH
DFND
1
858356
0
0
YUM BRANDS INC
COM
988498101
3643
50000
SH
Put
DFND
50000
0
0
YUM BRANDS INC
COM
988498101
437
6000
SH
DFND
6000
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
130
32200
SH
DFND
1
32200
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
3668
905633
SH
DFND
905633
0
0
ZIONS BANCORPORATION
COM
989701107
285
10000
SH
Put
DFND
1
10000
0
0
ZIONS BANCORPORATION
COM
989701107
6073
213000
SH
Call
DFND
213000
0
0
ZIONS BANCORPORATION
COM
989701107
2994
105000
SH
Put
DFND
105000
0
0