Chief Operating Officer and General Counsel

0001140361-15-006547.txt : 20150213 0001140361-15-006547.hdr.sgml : 20150213 20150213154806 ACCESSION NUMBER: 0001140361-15-006547 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ionic Capital Management LLC CENTRAL INDEX KEY: 0001386462 IRS NUMBER: 680629832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12913 FILM NUMBER: 15613830 BUSINESS ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-294-8505 MAIL ADDRESS: STREET 1: 366 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001386462 XXXXXXXX 12-31-2014 12-31-2014 Ionic Capital Management LLC

366 MADISON AVENUE 9TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-12913 N John C. Richardson Chief Operating Officer and General Counsel 212-294-8500 /s/ John C. Richardson New York NY 02-13-2015 1 327 3563207 false 1 0001426600 028-12955 Ionic Capital Partners LP INFORMATION TABLE 2 form13fInfoTable.xml ABENGOA YIELD PLC ORD SHS G00349103 8163 298780 SH DFND 1 298780 0 0 ACTAVIS PLC SHS G0083B108 33901 131700 SH DFND 1 131700 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 622 69913 SH DFND 69913 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 819 20000 SH Put DFND 20000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3193 78000 SH DFND 78000 0 0 AIR PRODS & CHEMS INC COM 009158106 55539 385075 SH DFND 1 385075 0 0 ALLERGAN INC COM 018490102 63091 296771 SH DFND 1 296771 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 95 13200 SH DFND 1 13200 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 136 18820 SH DFND 18820 0 0 ALTRIA GROUP INC COM 02209S103 2710 55000 SH DFND 55000 0 0 AMAZON COM INC COM 023135106 21445 69100 SH DFND 1 69100 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 134 2500 SH Call DFND 1 2500 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2682 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81369Y605 2226 90000 SH Put DFND 1 90000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 447989 18115200 SH Put DFND 18115200 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4722 100000 SH Put DFND 100000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1090 26367 SH DFND 1 26367 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 750 18149 SH DFND 18149 0 0 SINA CORP ORD G81477104 374 10000 SH Put DFND 1 10000 0 0 SINA CORP ORD G81477104 209 5600 SH DFND 1 5600 0 0 SINA CORP ORD G81477104 561 15000 SH Put DFND 15000 0 0 SINA CORP ORD G81477104 241 6450 SH DFND 6450 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5344 26000 SH Call DFND 1 26000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 172366 838600 SH Put DFND 1 838600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9249 45000 SH Call DFND 45000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 193454 941200 SH Put DFND 941200 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 15013 440000 SH Call DFND 440000 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 1543 50000 SH Call DFND 50000 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 7643 247663 SH DFND 247663 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 9033 292700 SH Put DFND 292700 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 48 1003 SH DFND 1 1003 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 3604 75300 SH Call DFND 75300 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 100 10268 SH DFND 1 10268 0 0 SUNCOKE ENERGY INC COM 86722A103 28314 1464005 SH DFND 1 1464005 0 0 T MOBILE US INC CONV PFD SER A 872590203 471 9000 SH DFND 1 9000 0 0 T MOBILE US INC CONV PFD SER A 872590203 2063 39425 SH DFND 39425 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 379 250000 PRN DFND 1 250000 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 370 200000 PRN DFND 1 200000 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 18520 10000000 PRN DFND 10000000 0 0 TIME WARNER CABLE INC COM 88732J207 11937 78500 SH DFND 1 78500 0 0 TIMKEN CO COM 887389104 16958 397325 SH DFND 1 397325 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 515 13964 SH DFND 1 13964 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 27600 748165 SH DFND 748165 0 0 TYSON FOODS INC UNIT 99/99/9999 902494301 385 7658 SH DFND 1 7658 0 0 UNILEVER PLC SPON ADR NEW 904767704 243 6000 SH DFND 1 6000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 27581 248100 SH Call DFND 248100 0 0 UNITED PARCEL SERVICE INC CL B 911312106 16676 150000 SH Put DFND 150000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4009 36058 SH DFND 36058 0 0 UNITED STATES STL CORP NEW COM 912909108 2674 100000 SH Call DFND 100000 0 0 UNITED STATES STL CORP NEW COM 912909108 4011 150000 SH Put DFND 150000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 21033 182898 SH DFND 1 182898 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1377 17000 SH DFND 17000 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 2349 22485 SH DFND 1 22485 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1654 15834 SH DFND 15834 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4678 100000 SH Call DFND 100000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 7223 154400 SH Put DFND 154400 0 0 VIACOM INC NEW CL A 92553P102 626 8286 SH DFND 1 8286 0 0 VIACOM INC NEW CL A 92553P102 31822 421480 SH DFND 421480 0 0 VIACOM INC NEW CL B 92553P201 226 3000 SH Put DFND 1 3000 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 195 10000 SH DFND 10000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1088 95000 SH Put DFND 95000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 275 24000 SH DFND 24000 0 0 WILLIAMS COS INC DEL COM 969457100 13482 300000 SH Call DFND 300000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 164 7430 SH DFND 1 7430 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 1698 77000 SH Put DFND 1 77000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 441 20000 SH DFND 20000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 16194 734400 SH Put DFND 734400 0 0 YAHOO INC COM 984332106 26720 529000 SH DFND 1 529000 0 0 YAHOO INC COM 984332106 7577 150000 SH Call DFND 150000 0 0 YAHOO INC COM 984332106 16668 330000 SH Put DFND 330000 0 0 YAHOO INC COM 984332106 4032 79832 SH DFND 79832 0 0 YAHOO INC NOTE 12/0 984332AF3 170 150000 PRN DFND 1 150000 0 0 YUM BRANDS INC COM 988498101 8742 120000 SH Call DFND 1 120000 0 0 YUM BRANDS INC COM 988498101 62531 858356 SH DFND 1 858356 0 0 YUM BRANDS INC COM 988498101 3643 50000 SH Put DFND 50000 0 0 YUM BRANDS INC COM 988498101 437 6000 SH DFND 6000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 130 32200 SH DFND 1 32200 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 3668 905633 SH DFND 905633 0 0 ZIONS BANCORPORATION COM 989701107 285 10000 SH Put DFND 1 10000 0 0 ZIONS BANCORPORATION COM 989701107 6073 213000 SH Call DFND 213000 0 0 ZIONS BANCORPORATION COM 989701107 2994 105000 SH Put DFND 105000 0 0