-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fi5EZuJVoFVfFRKBVD/hBLOTCigKJmCfgvjPjcYQsQJ/xk0iul7qtJriVwC9iIB2 ceMdingldgB7Vt5bJRyvQw== 0000919574-10-006246.txt : 20101112 0000919574-10-006246.hdr.sgml : 20101111 20101112094314 ACCESSION NUMBER: 0000919574-10-006246 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENINSULA CAPITAL MANAGEMENT, LP CENTRAL INDEX KEY: 0001386397 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12488 FILM NUMBER: 101183431 BUSINESS ADDRESS: STREET 1: 235 PINE STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-568-3380 MAIL ADDRESS: STREET 1: 235 PINE STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d1143381_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Peninsula Capital Management, LP Address: 235 Pine Street, Suite 1600 San Francisco, California 94104 13F File Number: 028-12488 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Bedford Title: Executive Officer Phone: (415) 568-3380 Signature, Place and Date of Signing: /s/ Scott A. Bedford San Francisco, California November 12, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $78,600 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12522 Peninsula Master Fund, Ltd. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ---- AGNICO EAGLE MINES LTD COM 008474108 3,552 50,000 SH SHARED-DEFINED 1 50,000 ALCATEL-LUCENT SPONSORED ADR 013904305 610 180,603 SH SHARED-DEFINED 1 180,603 AMTECH SYS INC COM PAR $0.01N 032332504 539 30,000 SH SHARED-DEFINED 1 30,000 ATMEL CORP COM 049513104 677 85,000 SH SHARED-DEFINED 1 85,000 BARRICK GOLD CORP COM 067901108 2,315 50,000 SH SHARED-DEFINED 1 50,000 BIG 5 SPORTING GOODS CORP COM 08915P101 470 35,000 SH SHARED-DEFINED 1 35,000 CLEAN ENERGY FUELS CORP COM 184499101 711 50,000 SH SHARED-DEFINED 1 50,000 COMPLETE PRODUCTION SERVICES COM 20453E109 1,023 50,000 SH SHARED-DEFINED 1 50,000 ELOYALTY CORP COM NEW 290151307 5,230 747,207 SH SHARED-DEFINED 1 747,207 ELOYALTY CORP COM NEW 290151307 1,404 200,601 SH SOLE NONE 200,601 ENSCO PLC SPONSORED ADR 29358Q109 1,118 25,000 SH SHARED-DEFINED 1 25,000 EVOLUTION PETROLEUM CORP COM 30049A107 12,740 2,119,790 SH SHARED-DEFINED 1 2,119,790 GLOBE SPECIALTY METALS INC COM 37954N206 562 40,000 SH SHARED-DEFINED 1 40,000 GT SOLAR INTL INC COM 3623E0209 419 50,000 SH SHARED-DEFINED 1 50,000 INFINERA CORPORATION COM 45667G103 1,751 150,000 SH SHARED-DEFINED 1 150,000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 5,996 1,025,000 SH SHARED-DEFINED 1 1,025,000 INTEGRATED SILICON SOLUTION COM 45812P107 2,282 265,000 SH SHARED-DEFINED 1 265,000 INTUITIVE SURGICAL INC COM NEW 46120E602 876 20,000 SH SHARED-DEFINED 1 20,000 IXIA COM 45071R109 496 40,000 SH SHARED-DEFINED 1 40,000 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 327 35,000 SH SHARED-DEFINED 1 35,000 LIMELIGHT NETWORKS INC COM 53261M104 7,068 1,200,000 SH SHARED-DEFINED 1 1,200,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 876 50,000 SH SHARED-DEFINED 1 50,000 MICRON TECHNOLOGY INC COM 595112103 180 25,000 SH SHARED-DEFINED 1 25,000 NEWMONT MINING CORP COM 651639106 4,711 75,000 SH SHARED-DEFINED 1 75,000 NEWPARK RES INC COM PAR $.01NEW 651718504 420 50,000 SH SHARED-DEFINED 1 50,000 NORTHERN OIL & GAS INC NEV COM 665531109 1,694 100,000 SH SHARED-DEFINED 1 100,000 NOVATEL WIRELESS INC COM NEW 66987M604 788 100,000 SH SHARED-DEFINED 1 100,000 OCLARO INC COM NEW 67555N206 801 50,000 SH SHARED-DEFINED 1 50,000 OPLINK COMMUNICATIONS INC COM NEW 68375Q403 792 40,000 SH SHARED-DEFINED 1 40,000 PANERA BREAD CO CL A 69840W108 354 4,000 SH SHARED-DEFINED 1 4,000 PLX TECHNOLOGY INC COM 693417107 1,991 550,000 SH SOLE NONE 550,000 POWERWAVE TECHNOLOGIES INC NOTE 1.875%11/1 739363AD1 2,002 1,100,000 SH SHARED-DEFINED 1 1,100,000 ROVI CORP COM 779376102 2,773 55,000 SH SHARED-DEFINED 1 55,000 SOUTHWESTERN ENERGY CO COM 845467109 5,016 150,000 SH SHARED-DEFINED 1 150,000 STEC INC COM 784774101 934 75,000 SH SHARED-DEFINED 1 75,000 SUNPOWER CORP COM CL A 867652109 792 55,000 SH SHARED-DEFINED 1 55,000 ULTRA PETROLEUM CORP COM 903914109 781 18,600 SH SHARED-DEFINED 1 18,600 ULTRATECH INC COM 904034105 2,394 140,000 SH SHARED-DEFINED 1 140,000 YAMANA GOLD INC COM 98462Y100 1,140 100,000 SH SHARED-DEFINED 1 100,000
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