-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A06bWBGotMtay5G1dUVjRNb69UmLItJFnnVNJvPQYVQQbVYxYjWG0mRg/UBo2pxI dep1KYlrjp5nEeKVjTSn8A== 0000919574-09-016401.txt : 20091116 0000919574-09-016401.hdr.sgml : 20091116 20091116121528 ACCESSION NUMBER: 0000919574-09-016401 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PENINSULA CAPITAL MANAGEMENT, LP CENTRAL INDEX KEY: 0001386397 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12488 FILM NUMBER: 091184908 BUSINESS ADDRESS: STREET 1: 235 PINE STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-568-3380 MAIL ADDRESS: STREET 1: 235 PINE STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 d1038265_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Peninsula Capital Management, LP Address: 235 Pine Street, Suite 1600 San Francisco, California 94104 13F File Number: 028-12488 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott A. Bedford Title: Executive Officer Phone: (415) 568-3380 Signature, Place and Date of Signing: /s/ Scott A. Bedford San Francisco, California November 16, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 26 Form 13F Information Table Value Total: $133,070 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-12522 Peninsula Master Fund, Ltd. FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ABAXIS INC COM 002567105 2,402 89,801 SH Shared-Defined 1 89,801 APPLE INC COM 037833100 12,048 65,000 SH Shared-Defined 1 65,000 ARUBA NETWORKS INC COM 043176106 541 61,201 SH Shared-Defined 1 61,201 ARUBA NETWORKS INC COM 043176106 442 50,000 SH Sole 50,000 ATHEROS COMMUNICATIONS INC COM 04743P108 4,539 171,079 SH Shared-Defined 1 171,079 ATHEROS COMMUNICATIONS INC COM 04743P108 265 10,000 SH Sole 10,000 BLUE COAT SYSTEMS INC COM NEW 09534T508 1,299 57,500 SH Sole 57,500 CELGENE CORP COM 151020104 8,385 150,000 SH Shared-Defined 1 150,000 COINSTAR INC COM 19259P300 495 15,000 SH Sole 15,000 CREE INC COM 225447101 11,944 325,000 SH Shared-Defined 1 325,000 ELOYALTY CORP COM NEW 290151307 5,609 700,300 SH Shared-Defined 1 700,300 ELOYALTY CORP COM NEW 290151307 6,230 777,750 SH Sole 777,750 EVOLUTION PETROLEUM CORP COM 30049A107 8,100 2,727,400 SH Shared-Defined 1 2,727,400 GREEN MTN COFFEE ROASTERS IN COM 393122106 4,061 55,000 SH Shared-Defined 1 55,000 JDA SOFTWARE GROUP INC COM 46612K108 5,212 237,567 SH Shared-Defined 1 237,567 LIMELIGHT NETWORKS INC COM 53261M104 2,433 599,149 SH Sole 599,149 MCAFEE INC COM 579064106 6,083 138,917 SH Shared-Defined 1 138,917 MCAFEE INC COM 579064106 2,190 50,000 SH Sole 50,000 MEDASSETS INC COM 584045108 9,908 438,984 SH Shared-Defined 1 438,984 MEDCO HEALTH SOLUTIONS INC COM 58405U102 9,403 170,000 SH Shared-Defined 1 170,000 MERCADOLIBRE INC COM 58733R102 3,846 100,000 SH Shared-Defined 1 100,000 QUALCOMM INC COM 747525103 1,349 30,000 SH Sole 30,000 SOURCEFIRE INC COM 83616T108 6,359 296,172 SH Shared-Defined 1 296,172 SOURCEFIRE INC COM 83616T108 429 20,000 SH Sole 20,000 SXC HEALTH SOLUTIONS CORP COM 78505P100 10,762 230,000 SH Shared-Defined 1 230,000 WMS INDS INC COM 929297109 8,737 196,070 SH Shared-Defined 1 196,070
SK 03847 0001 1038265 -----END PRIVACY-ENHANCED MESSAGE-----