0001085146-19-000311.txt : 20190201 0001085146-19-000311.hdr.sgml : 20190201 20190201172104 ACCESSION NUMBER: 0001085146-19-000311 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 EFFECTIVENESS DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 19560820 BUSINESS ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: SUITE 1600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001385864 XXXXXXXX 12-31-2018 12-31-2018 false Forward Management, LLC

345 CALIFORNIA STREET SUITE 1600 SAN FRANCISCO CA 94104

13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001750423 028-18950 Henry James International Management Inc. N Paul A. Bachtold 713-993-4686 /s/ Paul A. Bachtold San Francisco CA 01-31-2019 0 46 324771 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACADIA RLTY TR COM SH BEN INT 004239109 793 33370 SH SOLE 33370 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 855 7415 SH SOLE 7415 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 2 50 SH SOLE 50 0 0 AMERICAN ASSETS TR INC COM 024013104 990 24650 SH SOLE 24650 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 4 199 SH SOLE 199 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 6633 465180 SH SOLE 465180 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 14992 873920 SH SOLE 873920 0 0 BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 11278 699650 SH SOLE 699650 0 0 CHATHAM LODGING TR COM 16208T102 13640 771490 SH SOLE 771490 0 0 CLIPPER RLTY INC COM 18885T306 12417 950000 SH SOLE 950000 0 0 COLONY CAP INC NEW CL A COM 19626G108 7628 1629983 SH SOLE 1629983 0 0 CONSOLIDATED TOMOKA LD CO NOTE 4.500% 3/1 210226AB2 13949 14000000 SH SOLE 14000000 0 0 CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/1 21870UAA4 3585 3400000 SH SOLE 3400000 0 0 DIGITAL RLTY TR INC COM 253868103 833 7820 SH SOLE 7820 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 9864 290110 SH SOLE 290110 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 6697 248700 SH SOLE 248700 0 0 EQUINIX INC COM PAR $0.001 29444U700 813 2305 SH SOLE 2305 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 802 12140 SH SOLE 12140 0 0 EXANTAS CAP CORP COM NEW 30068N105 8116 810000 SH SOLE 810000 0 0 FARMLAND PARTNERS INC COM 31154R109 426 93800 SH SOLE 93800 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 875 7420 SH SOLE 7420 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 0 320 SH SOLE 320 0 0 HOWARD HUGHES CORP COM 44267D107 773 7920 SH SOLE 7920 0 0 INTERXION HOLDING N.V SHS N47279109 759 14025 SH SOLE 14025 0 0 JERNIGAN CAP INC COM 476405105 15275 770650 SH SOLE 770650 0 0 LANDMARK INFRASTRUCTURE LP 7% CNV PFD UNT C 51508J405 1499 72844 SH SOLE 72844 0 0 LEXINGTON REALTY TRUST PFD CONV SER C 529043309 15598 316515 SH SOLE 316515 0 0 MACK CALI RLTY CORP COM 554489104 862 44000 SH SOLE 44000 0 0 MID AMER APT CMNTYS INC COM 59522J103 911 9520 SH SOLE 9520 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 498 18840 SH SOLE 18840 0 0 PARAMOUNT GROUP INC COM 69924R108 774 61680 SH SOLE 61680 0 0 PROLOGIS INC COM 74340W103 830 14140 SH SOLE 14140 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 39539 921222 SH SOLE 902340 0 18882 QTS RLTY TR INC 6.50% CON PFD B 74736A301 5987 63500 SH SOLE 63500 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 764 48110 SH SOLE 48110 0 0 RLJ LODGING TR CUM CONV PFD A 74965L200 15218 614110 SH SOLE 614110 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 8652 525000 SH SOLE 525000 0 0 SL GREEN RLTY CORP COM 78440X101 722 9120 SH SOLE 9120 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 74826 299403 SH SOLE 293279 0 6124 STAG INDL INC COM 85254J102 10201 410000 SH SOLE 410000 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 269 27590 SH SOLE 27590 0 0 URSTADT BIDDLE PPTYS INC PFD-G CV 6.75% 917286809 11072 450080 SH SOLE 450080 0 0 VENTAS INC COM 92276F100 424 7240 SH SOLE 7240 0 0 WEYERHAEUSER CO COM 962166104 710 32480 SH SOLE 32480 0 0 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 2933 376919 SH SOLE 376919 0 0 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 483 50000 SH SOLE 50000 0 0