Chief Compliance Officer

0001085146-17-001603.txt : 20170802 0001085146-17-001603.hdr.sgml : 20170802 20170801174354 ACCESSION NUMBER: 0001085146-17-001603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170802 DATE AS OF CHANGE: 20170801 EFFECTIVENESS DATE: 20170802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 17997747 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001385864 XXXXXXXX 06-30-2017 06-30-2017 Forward Management, LLC

101 CALIFORNIA STREET, 16TH FLOOR SAN FRANCISCO CA 94111

13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001291274 028-11664 PICTET ASSET MANAGEMENT LTD N Paul A. Bachtold Chief Compliance Officer 415 869-6300 /s/ Paul A. Bachtold San Francisco CA 08-01-2017 0 216 1176730 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10118929088SHSOLE 908800ACADIA RLTY TRCOM SH BEN INT004239109250590100SHSOLE 9010000ACCENTURE PLC IRELANDSHS CLASS AG1151C1017005665SHSOLE 566500ACUITY BRANDS INCCOM00508Y102187923SHSOLE 92300ALEXANDER & BALDWIN INC NEWCOM014491104162239200SHSOLE 3920000ALEXANDRIA REAL ESTATE EQ INCOM015271109215717900SHSOLE 1790000ALEXANDRIA REAL ESTATE EQ INPFD CONV SER D0152715053780102798SHSOLE 10279800AMBEV SASPONSORED ADR02319V1031930351414SHSOLE 35141400AMERICAN ASSETS TR INCCOM024013104252964200SHSOLE 6420000AMERICAN CAMPUS CMNTYS INCCOM02483510056812000SHSOLE 1200000AMERICAN HOMES 4 RENTCL A02665T3065514244276SHSOLE 24427600AMGEN INCCOM0311621008625006SHSOLE 500600APOGEE ENTERPRISES INCCOM0375981091372410SHSOLE 241000APPLE INCCOM03783310014149819SHSOLE 981900ASHFORD HOSPITALITY PRIME INCOM0441021013775366800SHSOLE 36680000ASHFORD HOSPITALITY PRIME INPFD CV SER B044102507558322800000SHSOLE 280000000AVALONBAY CMNTYS INCCOM053484101321016700SHSOLE 1670000BECTON DICKINSON & COCOM07588710911766025SHSOLE 602500BELMOND LTDCL AG1154H1072711203800SHSOLE 20380000BERKSHIRE HATHAWAY INC DELCL B NEW0846707023902300SHSOLE 230000BLACK KNIGHT FINL SVCS INCCL A09214X1002506116SHSOLE 611600BLACKROCK INCCOM09247X10115683711SHSOLE 371100BLACKSTONE GROUP L PCOM UNIT LTD09253U1082136400SHSOLE 640000BRANDYWINE RLTY TRSH BEN INT NEW10536820318610608SHSOLE 1060800BRIXMOR PPTY GROUP INCCOM11120U105125570200SHSOLE 7020000BROADRIDGE FINL SOLUTIONS INCOM11133T1034916495SHSOLE 649500BROOKDALE SR LIVING INCCOM1124631042720184900SHSOLE 18490000BT GROUP PLCADR05577E10168435214SHSOLE 3521400CANADA GOOSE HOLDINGS INCSHS SUB VTG1350861061346805SHSOLE 680500CAPITAL SR LIVING CORPCOM1404751042153141500SHSOLE 14150000CARDINAL HEALTH INCCOM14149Y108148118998SHSOLE 1899800CASEYS GEN STORES INCCOM1475281035415049SHSOLE 504900CATALENT INCCOM1488061022266436SHSOLE 643600CBL & ASSOC PPTYS INCCOM124830100251652985279SHSOLE 298527900CECO ENVIRONMENTAL CORPCOM125141101313416SHSOLE 341600CHATHAM LODGING TRCOM16208T102409022035938SHSOLE 203593800CHEVRON CORP NEWCOM1667641008708332SHSOLE 833200CHINA YUCHAI INTL LTDCOMG210821054777282287SHSOLE 28228700CHIPOTLE MEXICAN GRILL INCCOM169656105312750SHSOLE 75000CIM COML TR CORPCOM12552510533020745SHSOLE 2074500CLIPPER RLTY INCCOM18885T306127941036796SHSOLE 103679600CME GROUP INCCOM12572Q105127310166SHSOLE 1016600COLONY NORTHSTAR INCCL A COM19625W104433173074254SHSOLE 307425400COMCAST CORP NEWCL A20030N101243862644SHSOLE 6264400CONSOLIDATED TOMOKA LD CONOTE 4.500% 3/1210226AB22126820450000SHSOLE 2045000000COOPER COS INCCOM NEW2166484024822011SHSOLE 201100CORE LABORATORIES N VCOMN227171073613569SHSOLE 356900CORENERGY INFRASTRUCTURE TRDEP SHS REPSTG21870U30412515500000SHSOLE 50000000CORENERGY INFRASTRUCTURE TRNOTE 7.000% 6/121870UAA42129219000000SHSOLE 1900000000CORESITE RLTY CORPCOM21870Q105286827700SHSOLE 2770000CREDIT SUISSE NASSAU BRHINVRS VIX STERM22542D795871045SHSOLE 104500DDR CORPCOM23317H102215652377700SHSOLE 237770000DEUTSCHE BANK A GNOTE 7.500%12/3251525AN1308300000SHSOLE 30000000DIGITAL RLTY TR INCCOM253868103274424300SHSOLE 2430000DIREXION SHS ETF TR20YR TRES BULL25459W540673216SHSOLE 321600DST SYS INC DELCOM2333261073605847SHSOLE 584700EASTMAN CHEM COCOM277432100106312657SHSOLE 1265700EATON CORP PLCSHSG29183103105313534SHSOLE 1353400ENSTAR GROUP LIMITEDSHSG3075P1012501259SHSOLE 125900EPR PPTYSCONV PFD 9% SR E26884U30723172644101SHSOLE 64410100EPR PPTYSPFD C CNV 5.75%26884U2087134248700SHSOLE 24870000EQUINIX INCCOM PAR $0.00129444U7006441500SHSOLE 150000EQUITY RESIDENTIALSH BEN INT29476L107287043600SHSOLE 4360000ESSEX PPTY TR INCCOM29717810524449500SHSOLE 950000EVERCORE PARTNERS INCCLASS A29977A1053555028SHSOLE 502800EXTRA SPACE STORAGE INCCOM30225T102132617000SHSOLE 1700000EXXON MOBIL CORPCOM30231G10214181SHSOLE 18100FARMLAND PARTNERS INCCOM31154R10982792500SHSOLE 9250000FELCOR LODGING TR INCPFD CV A $1.9531430F200285981025000SHSOLE 102500000FIRST AMERN FINL CORPCOM31847R1023708279SHSOLE 827900FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS344419106110611245SHSOLE 1124500FOREST CITY RLTY TR INCCOM CL A345605109189278300SHSOLE 7830000FRANKLIN STREET PPTYS CORPCOM35471R106207241870400SHSOLE 187040000GENERAL DYNAMICS CORPCOM36955010814017074SHSOLE 707400GENESIS HEALTHCARE INCCL A COM37185X106926532000SHSOLE 53200000GENTHERM INCCOM37253A1032105409SHSOLE 540900GGP INCCOM36174X101164669900SHSOLE 6990000GLAXOSMITHKLINE PLCSPONSORED ADR37733W105211949134SHSOLE 4913400GLOBAL MED REIT INCCOM NEW37954A20444750000SHSOLE 5000000GLOBAL X FDSMSCI PAKISTAN37950E68957035940SHSOLE 3594000GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A103192261050000SHSOLE 105000000GPO AEROPORTUARIO DEL PAC SASPON ADR B4005061013262900SHSOLE 290000GREEN BANCORP INCCOM39260X1001467500SHSOLE 750000HCP INCCOM40414L10978324500SHSOLE 2450000HFF INCCL A40418F10872820937SHSOLE 2093700HOEGH LNG PARTNERS LPCOM UNIT LTDY3262R10038520100SHSOLE 2010000HOME DEPOT INCCOM4370761029125946SHSOLE 594600HOWARD HUGHES CORPCOM44267D107129010500SHSOLE 1050000HSBC HLDGS PLCSPON ADR NEW40428040612255SHSOLE 25500INFOSYS LTDSPONSORED ADR4567881083120207723SHSOLE 20772300INSTEEL INDUSTRIES INCCOM45774W1081975964SHSOLE 596400INTERPUBLIC GROUP COS INCCOM46069010097539607SHSOLE 3960700INTERXION HOLDING N.VSHSN47279109102522400SHSOLE 2240000INVESCO LTDSHSG491BT108102029002SHSOLE 2900200ISHARESEM MKTS DIV ETF464286319115SHSOLE 1500ISHARESINDIA 50 ETF464289529118SHSOLE 1800ISHARESMSCI BRIC INDX464286657116SHSOLE 1600ISHARESMSCI EURZONE ETF4642866085656140255SHSOLE 14025500ISHARESMSCI FRNTR100ETF464286145121SHSOLE 2100ISHARESMSCI TURKEY ETF46428671510250SHSOLE 25000ISHARES INCMSCI GBL ETF NEW46434G848123SHSOLE 2300ISHARES INCMSCI TAIWAN ETF46434G77283629845SHSOLE 2984500ISHARES TRCORE S&P MCP ETF46428750763364SHSOLE 36400ISHARES TRCORE S&P SCP ETF46428780419SHSOLE 900ISHARES TRCORE S&P TTL STK464287150111SHSOLE 1100ISHARES TRCORE S&P500 ETF46428720086354SHSOLE 35400ISHARES TREUROPE ETF46428786112275SHSOLE 27500ISHARES TRGOV/CRED BD ETF46428859683725SHSOLE 72500ISHARES TRIBOXX HI YD ETF4642885131912165SHSOLE 216500ISHARES TRIBOXX INV CP ETF4642872421371136SHSOLE 113600ISHARES TRINTERM CR BD ETF464288638131711996SHSOLE 1199600ISHARES TRJP MOR EM MK ETF4642882811411233SHSOLE 123300ISHARES TRLATN AMER 40 ETF464287390120SHSOLE 2000ISHARES TRMBS ETF4642885889288691SHSOLE 869100ISHARES TRMICRO-CAP ETF46428886917SHSOLE 700ISHARES TRMSCI ACWI EX US4642882404372101110SHSOLE 10111000ISHARES TRMSCI CHINA ETF46429B671111SHSOLE 1100ISHARES TRMSCI EAFE ETF4642874651482274SHSOLE 227400ISHARES TRMSCI EMG MKT ETF464287234711723SHSOLE 172300ISHARES TRRUSSELL 2000 ETF46428765557405SHSOLE 40500ISHARES TRS&P 500 VAL ETF46428740816SHSOLE 600ISHARES TRS&P MC 400VL ETF46428770514SHSOLE 400ISHARES TRSP SMCP600GR ETF46428788714SHSOLE 400ISHARES TRSP SMCP600VL ETF46428787914SHSOLE 400ISTAR INCCOM45031U10147039000SHSOLE 3900000JERNIGAN CAP INCCOM476405105316801440000SHSOLE 144000000JOHN BEAN TECHNOLOGIES CORPCOM4778391047797957SHSOLE 795700JOHNSON & JOHNSONCOM47816010413119909SHSOLE 990900JPMORGAN CHASE & COCOM46625H100115512636SHSOLE 1263600KIMCO RLTY CORPCOM49446R10975441100SHSOLE 4110000KITE RLTY GROUP TRCOM NEW49803T300220961167248SHSOLE 116724800KLA-TENCOR CORPCOM482480100159117392SHSOLE 1739200KOREA ELECTRIC PWRSPONSORED ADR500631106113963400SHSOLE 6340000LA QUINTA HLDGS INCCOM50420D1084474302900SHSOLE 30290000LEXINGTON REALTY TRUSTPFD CONV SER C52904330915981316455SHSOLE 31645500LIBERTY PPTY TRSH BEN INT531172104186445800SHSOLE 4580000LITTELFUSE INCCOM5370081042901758SHSOLE 175800MACERICH COCOM554382101127722000SHSOLE 2200000MAXIMUS INCCOM5779331042724336SHSOLE 433600MCDONALDS CORPCOM58013510177500SHSOLE 50000MEDEQUITIES RLTY TR INCCOM58409L306272272157400SHSOLE 215740000METLIFE INCCOM59156R1085319661SHSOLE 966100MICROSOFT CORPCOM594918104172925084SHSOLE 2508400MILLER HERMAN INCCOM6005441001514938SHSOLE 493800MOBILE TELESYSTEMS PJSCSPONSORED ADR60740910977993000SHSOLE 9300000MONRO MUFFLER BRAKE INCCOM6102361011112662SHSOLE 266200MONSANTO CO NEWCOM61166W1013793201SHSOLE 320100NATIONAL STORAGE AFFILIATESCOM SHS BEN IN6378701065087220136SHSOLE 22013600NEENAH PAPER INCCOM6400791095056296SHSOLE 629600NEW JERSEY RESCOM64602510617426SHSOLE 42600NEW YORK REIT INCCOM64976L1097008811200SHSOLE 81120000NOVARTIS A GSPONSORED ADR66987V109174020832SHSOLE 2083200OWENS CORNING NEWCOM6907421014496705SHSOLE 670500PARAMOUNT GROUP INCCOM69924R1083024189000SHSOLE 18900000PEPSICO INCCOM7134481086625734SHSOLE 573400PFIZER INCCOM717081103138141095SHSOLE 4109500PHILLIPS 66COM718546104115513972SHSOLE 1397200PIMCO ETF TRENHAN SHRT MA AC72201R83331305SHSOLE 30500POOL CORPORATIONCOM73278L1056375419SHSOLE 541900POWERSHARES QQQ TRUSTUNIT SER 173935A104562440860SHSOLE 4086000PRA HEALTH SCIENCES INCCOM69354M1083945242SHSOLE 524200PROCTER AND GAMBLE COCOM7427181097999168SHSOLE 916800PROLOGIS INCCOM74340W10367311479SHSOLE 1147900PRUDENTIAL PLCADR74435K204237351577SHSOLE 5157700PUBLIC STORAGECOM74460D1092581238SHSOLE 123800RAMCO-GERSHENSON PPTYS TRPERP PFD-D CV75145260813145245700SHSOLE 24570000RESOURCE CAP CORPCOM NEW76120W708146001435600SHSOLE 143560000RETAIL OPPORTUNITY INVTS CORCOM76131N1011954101800SHSOLE 10180000RITCHIE BROS AUCTIONEERSCOM7677441051766137SHSOLE 613700ROBERT HALF INTL INCCOM770323103155732462SHSOLE 3246200SABRA HEALTH CARE REIT INCCOM78573L106288641197725SHSOLE 119772500SAFETY INCOME & GROWTH INCCOM78649D1044213220000SHSOLE 22000000SCHLUMBERGER LTDCOM806857108507274051SHSOLE 7405100SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407399844606SHSOLE 4460600SELECT SECTOR SPDR TRSBI INT-FINL81369Y6054211170701SHSOLE 17070100SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002384415SHSOLE 441500SERITAGE GROWTH PPTYSCL A81752R100203548500SHSOLE 4850000SHAW COMMUNICATIONS INCCL B CONV82028K2003487160382SHSOLE 16038200SL GREEN RLTY CORPCOM78440X101289127327SHSOLE 2732700SPDR DOW JONES INDL AVRG ETFUT SER 178467X10950291235841SHSOLE 23317802663SPDR S&P 500 ETF TRTR UNIT78462F103150820623738SHSOLE 61674606992SPDR SERIES TRUSTBLMBRG BR 1 3 MT78464A6801245212722376SHSOLE 272237600STAG INDL INCCOM85254J10222290807606SHSOLE 80760600STERLING BANCORP DELCOM85917A10042918411SHSOLE 1841100STONEGATE BK FT LAUDERDALE FCOM86181110753411554SHSOLE 1155400TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391003806108866SHSOLE 10886600TANGER FACTORY OUTLET CTRS ICOM875465106206379400SHSOLE 7940000TAUBMAN CTRS INCCOM87666410315164254650SHSOLE 25465000TEXAS INSTRS INCCOM882508104121515786SHSOLE 1578600TIME WARNER INCCOM NEW887317303143814316SHSOLE 1431600UBS GROUP AGSHSH420971072201129575SHSOLE 12957500ULTRAPAR PARTICIPACOES S ASP ADR REP COM90400P10164627450SHSOLE 2745000UMH PPTYS INCCV RED PFD-A90300220216393630000SHSOLE 63000000UNILEVER PLCSPON ADR NEW904767704239144206SHSOLE 4420600UNITED TECHNOLOGIES CORPCOM913017109152512492SHSOLE 1249200URSTADT BIDDLE PPTYS INCCL A917286205182492100SHSOLE 9210000URSTADT BIDDLE PPTYS INCPFD-G CV 6.75%91728680911880450000SHSOLE 45000000US BANCORP DELCOM NEW902973304158430520SHSOLE 3052000VANGUARD BD INDEX FD INCSHORT TRM BOND921937827896SHSOLE 9600VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438581042506SHSOLE 250600VANGUARD WORLD FDSINDUSTRIAL ETF92204A603423933010SHSOLE 3301000VANGUARD WORLD FDSINF TECH ETF92204A702421229905SHSOLE 2990500VANTIV INCCL A92210H1054587241SHSOLE 724100VARIAN MED SYS INCCOM92220P1053623509SHSOLE 350900VIRTU FINL INCCL A92825410154931119SHSOLE 3111900VORNADO RLTY TRSH BEN INT929042109279829800SHSOLE 2980000WAL-MART STORES INCCOM93114210387411548SHSOLE 1154800WASHINGTON PRIME GROUP NEWCOM93964W108244992926987SHSOLE 292698700WELLTOWER INCCOM95040Q104134718000SHSOLE 1800000WEX INCCOM96208T1043112983SHSOLE 298300WEYERHAEUSER COCOM962166104331098800SHSOLE 9880000WHEELER REAL ESTATE INVT TRCV PFD SER B9630253098724390000SHSOLE 39000000WHEELER REAL ESTATE INVT TRPFD CNV SER D9630256064610200000SHSOLE 20000000WISDOMTREE CONTINUOUS COMMODSHS BEN INT97718W10824012888SHSOLE 1288800WISDOMTREE TREUROPE HEDGED EQ97717X701536786109SHSOLE 8610900WPP PLC NEWADR92937A102298128282SHSOLE 2828200