0001085146-17-001097.txt : 20170504 0001085146-17-001097.hdr.sgml : 20170504 20170504110714 ACCESSION NUMBER: 0001085146-17-001097 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 EFFECTIVENESS DATE: 20170504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 17812462 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001385864 XXXXXXXX 03-31-2017 03-31-2017 Forward Management, LLC
101 CALIFORNIA STREET, 16TH FLOOR SAN FRANCISCO CA 94111
13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001291274 028-11664 PICTET ASSET MANAGEMENT LTD N
Robert S. Naka Chief Operating Officer 415 869-6300 /s/ Robert S. Naka San Francisco CA 05-03-2017 0 183 1185858 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y10117819306SHSOLE 930600ACADIA RLTY TRCOM SH BEN INT004239109270890100SHSOLE 9010000ALEXANDER & BALDWIN INC NEWCOM014491104174539200SHSOLE 3920000ALEXANDRIA REAL ESTATE EQ INCOM015271109197817900SHSOLE 1790000ALEXANDRIA REAL ESTATE EQ INPFD CONV SER D0152715053583102798SHSOLE 10279800AMBEV SASPONSORED ADR02319V1032298398936SHSOLE 39893600AMERICAN ASSETS TR INCCOM0240131046870164200SHSOLE 16420000AMERICAN CAMPUS CMNTYS INCCOM02483510057112000SHSOLE 1200000AMERICAN HOMES 4 RENTCL A02665T30621241925141SHSOLE 92514100AMGEN INCCOM0311621008245020SHSOLE 502000APPLE INCCOM037833100153010646SHSOLE 1064600ASHFORD HOSPITALITY PRIME INCOM0441021013990376000SHSOLE 37600000ASHFORD HOSPITALITY PRIME INPFD CV SER B044102507550762800000SHSOLE 280000000AUTOMATIC DATA PROCESSING INCOM0530151038047852SHSOLE 785200AVALONBAY CMNTYS INCCOM053484101330418000SHSOLE 1800000BECTON DICKINSON & COCOM07588710910995993SHSOLE 599300BELMOND LTDCL AG1154H1072466203800SHSOLE 20380000BLACK KNIGHT FINL SVCS INCCL A09214X1002245847SHSOLE 584700BLACKROCK INCCOM09247X10114583799SHSOLE 379900BLACKSTONE GROUP L PCOM UNIT LTD09253U1081906400SHSOLE 640000BRANDYWINE RLTY TRSH BEN INT NEW10536820316310095SHSOLE 1009500BRIXMOR PPTY GROUP INCCOM11120U105150770200SHSOLE 7020000BROADRIDGE FINL SOLUTIONS INCOM11133T1034166122SHSOLE 612200BROOKDALE SR LIVING INCCOM1124631042561190700SHSOLE 19070000BT GROUP PLCADR05577E10184742172SHSOLE 4217200CARDINAL HEALTH INCCOM14149Y108147818115SHSOLE 1811500CASEYS GEN STORES INCCOM1475281035314730SHSOLE 473000CATALENT INCCOM1488061021665844SHSOLE 584400CECO ENVIRONMENTAL CORPCOM125141101363416SHSOLE 341600CHATHAM LODGING TRCOM16208T102403052040738SHSOLE 204073800CHEVRON CORP NEWCOM1667641009248603SHSOLE 860300CHINA YUCHAI INTL LTDCOMG210821055281306325SHSOLE 30632500CHIPOTLE MEXICAN GRILL INCCOM1696561054461000SHSOLE 100000CIM COML TR CORPCOM12552510533420745SHSOLE 2074500CLIPPER RLTY INCCOM18885T3069492740500SHSOLE 74050000CME GROUP INCCOM12572Q105123510404SHSOLE 1040400COLONY NORTHSTAR INCCL A COM19625W104380122944398SHSOLE 294439800COMCAST CORP NEWCL A20030N101239063582SHSOLE 6358200CONSOLIDATED TOMOKA LD CONOTE 4.500% 3/1210226AB22098520675000SHSOLE 2067500000COOPER COS INCCOM NEW2166484024062033SHSOLE 203300CORE LABORATORIES N VCOMN227171073873354SHSOLE 335400CORENERGY INFRASTRUCTURE TRDEP SHS REPSTG21870U30410100400000SHSOLE 40000000CORENERGY INFRASTRUCTURE TRNOTE 7.000% 6/121870UAA42125619000000SHSOLE 1900000000CORESITE RLTY CORPCOM21870Q105257628600SHSOLE 2860000DDR CORPCOM23317H102193861547100SHSOLE 154710000DIGITAL RLTY TR INCCOM253868103333031300SHSOLE 3130000DST SYS INC DELCOM2333261073442806SHSOLE 280600EASTMAN CHEM COCOM277432100105013004SHSOLE 1300400EATON CORP PLCSHSG29183103102413809SHSOLE 1380900ENSTAR GROUP LIMITEDSHSG3075P1012201149SHSOLE 114900EPR PPTYSCONV PFD 9% SR E26884U30723052644101SHSOLE 64410100EPR PPTYSPFD C CNV 5.75%26884U2087133248700SHSOLE 24870000EQUITY RESIDENTIALSH BEN INT29476L107323051900SHSOLE 5190000ESSEX PPTY TR INCCOM297178105328714200SHSOLE 1420000EVERCORE PARTNERS INCCLASS A29977A1054305524SHSOLE 552400EXTRA SPACE STORAGE INCCOM30225T102126517000SHSOLE 1700000EXXON MOBIL CORPCOM30231G10215181SHSOLE 18100FARMLAND PARTNERS INCCOM31154R1093827342500SHSOLE 34250000FEDERAL REALTY INVT TRSH BEN INT NEW313747206206915500SHSOLE 1550000FELCOR LODGING TR INCCOM31430F1012413321200SHSOLE 32120000FELCOR LODGING TR INCPFD CV A $1.9531430F200249901025000SHSOLE 102500000FIRST AMERN FINL CORPCOM31847R1023158012SHSOLE 801200FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS344419106116113110SHSOLE 1311000FOREST CITY RLTY TR INCCOM CL A345605109170678300SHSOLE 7830000FRANKLIN STREET PPTYS CORPCOM35471R106227061870400SHSOLE 187040000GENERAL DYNAMICS CORPCOM36955010813527224SHSOLE 722400GENESIS HEALTHCARE INCCL A COM37185X1061405532000SHSOLE 53200000GENTHERM INCCOM37253A1032015104SHSOLE 510400GGP INCCOM36174X101124753800SHSOLE 5380000GLAXOSMITHKLINE PLCSPONSORED ADR37733W105243957839SHSOLE 5783900GLOBAL X FDSMSCI PAKISTAN37950E68957035940SHSOLE 3594000GPO AEROPORTUARIO DEL PAC SASPON ADR B4005061012822900SHSOLE 290000GREEN BANCORP INCCOM39260X10026715000SHSOLE 1500000GRUPO AEROPORTUARIO DEL SURESPON ADR SER B40051E2025723300SHSOLE 330000HCP INCCOM40414L10976624500SHSOLE 2450000HFF INCCL A40418F10858020952SHSOLE 2095200HOEGH LNG PARTNERS LPCOM UNIT LTDY3262R1001758900SHSOLE 890000HOME DEPOT INCCOM4370761028685905SHSOLE 590500HOWARD HUGHES CORPCOM44267D107123110500SHSOLE 1050000HSBC HLDGS PLCSPON ADR NEW40428040610255SHSOLE 25500INFOSYS LTDSPONSORED ADR4567881083718235369SHSOLE 23536900INSTEEL INDUSTRIES INCCOM45774W1081694669SHSOLE 466900INTERPUBLIC GROUP COS INCCOM46069010094738502SHSOLE 3850200INTERXION HOLDING N.VSHSN47279109348288000SHSOLE 8800000INVESCO LTDSHSG491BT10891729919SHSOLE 2991900ISHARESMSCI TURKEY ETF4642867159250SHSOLE 25000ISHARES INCMSCI TAIWAN ETF46434G77283629845SHSOLE 2984500ISHARES TREUROPE ETF46428786112275SHSOLE 27500ISHARES TRGOV/CRED BD ETF46428859682725SHSOLE 72500ISHARES TRINTERM CR BD ETF464288638133412241SHSOLE 1224100ISHARES TRMBS ETF4642885888818271SHSOLE 827100ISHARES TRMSCI ACWI EX US4642882404372101110SHSOLE 10111000ISHARES TRMSCI EMG MKT ETF46428723401SHSOLE 100ISTAR INCCOM45031U10146039000SHSOLE 3900000JERNIGAN CAP INCCOM47640510512096525000SHSOLE 52500000JOHN BEAN TECHNOLOGIES CORPCOM4778391046277128SHSOLE 712800JOHNSON & JOHNSONCOM47816010412339899SHSOLE 989900JPMORGAN CHASE & COCOM46625H100108912396SHSOLE 1239600KIMCO RLTY CORPCOM49446R10990841100SHSOLE 4110000KITE RLTY GROUP TRCOM NEW49803T300252051172348SHSOLE 117234800KLA-TENCOR CORPCOM482480100170117891SHSOLE 1789100KOREA ELECTRIC PWRSPONSORED ADR50063110665131400SHSOLE 3140000LEXINGTON REALTY TRUSTPFD CONV SER C52904330915902316455SHSOLE 31645500LIBERTY PPTY TRSH BEN INT531172104176545800SHSOLE 4580000LITTELFUSE INCCOM5370081042681674SHSOLE 167400LLOYDS BANKING GROUP PLCSPONSORED ADR5394391091467431759SHSOLE 43175900MACERICH COCOM554382101141622000SHSOLE 2200000MAXIMUS INCCOM5779331042784471SHSOLE 447100MCDONALDS CORPCOM58013510165500SHSOLE 50000MEDEQUITIES RLTY TR INCCOM58409L306241852157400SHSOLE 215740000METLIFE INCCOM59156R1085089620SHSOLE 962000MICROSOFT CORPCOM594918104168425567SHSOLE 2556700MILLER HERMAN INCCOM6005441001464623SHSOLE 462300MOBILE TELESYSTEMS PJSCSPONSORED ADR60740910952447500SHSOLE 4750000MONMOUTH REAL ESTATE INVT COCL A609720107164391152000SHSOLE 115200000MONRO MUFFLER BRAKE INCCOM6102361011272431SHSOLE 243100MONSANTO CO NEWCOM61166W1013603185SHSOLE 318500NATIONAL STORAGE AFFILIATESCOM SHS BEN IN63787010611975501036SHSOLE 50103600NEENAH PAPER INCCOM6400791094405897SHSOLE 589700NEW JERSEY RESCOM64602510617426SHSOLE 42600NEW YORK REIT INCCOM64976L109138301427300SHSOLE 142730000NOVARTIS A GSPONSORED ADR66987V109180824340SHSOLE 2434000OWENS CORNING NEWCOM6907421013906347SHSOLE 634700PARAMOUNT GROUP INCCOM69924R1083168195400SHSOLE 19540000PATHEON N VSHSN6865W1052308714SHSOLE 871400PEAK RESORTS INCCOM70469L1004498796083SHSOLE 79608300PEPSICO INCCOM7134481086926181SHSOLE 618100PFIZER INCCOM717081103145542498SHSOLE 4249800PHILLIPS 66COM718546104112414201SHSOLE 1420100PIMCO ETF TRENHAN SHRT MA AC72201R83331305SHSOLE 30500POOL CORPORATIONCOM73278L1056275258SHSOLE 525800POWERSHARES QQQ TRUSTUNIT SER 173935A10448105363388SHSOLE 35892704461PRA HEALTH SCIENCES INCCOM69354M1083104762SHSOLE 476200PREFERRED APT CMNTYS INCCOM74039L1031526115500SHSOLE 11550000PROCTER AND GAMBLE COCOM7427181098219134SHSOLE 913400PROLOGIS INCCOM74340W10360911723SHSOLE 1172300PRUDENTIAL PLCADR74435K204168539787SHSOLE 3978700PUBLIC STORAGECOM74460D1092691229SHSOLE 122900QTS RLTY TR INCCOM CL A74736A10363413000SHSOLE 1300000RAMCO-GERSHENSON PPTYS TRPERP PFD-D CV75145260813317245700SHSOLE 24570000RESOURCE CAP CORPCOM NEW76120W708136391396006SHSOLE 139600600RETAIL OPPORTUNITY INVTS CORCOM76131N1012140101800SHSOLE 10180000RITCHIE BROS AUCTIONEERSCOM7677441051825528SHSOLE 552800ROBERT HALF INTL INCCOM770323103162833334SHSOLE 3333400SABRA HEALTH CARE REIT INCCOM78573L106323101156825SHSOLE 115682500SCHLUMBERGER LTDCOM806857108608878605SHSOLE 7860500SELECT SECTOR SPDR TRSBI INT-FINL81369Y6054165175515SHSOLE 17551500SELECT SECTOR SPDR TRSBI MATERIALS81369Y100417679672SHSOLE 7967200SERITAGE GROWTH PPTYSCL A81752R100209348500SHSOLE 4850000SHAW COMMUNICATIONS INCCL B CONV82028K2003669175454SHSOLE 17545400SL GREEN RLTY CORPCOM78440X101292627446SHSOLE 2744600SPDR S&P 500 ETF TRTR UNIT78462F103200468850379SHSOLE 840327010052SPDR SERIES TRUSTBLMBRG BR 1 3 MT78464A6801065932331948SHSOLE 233194800STAG INDL INCCOM85254J102351861406306SHSOLE 140630600STERLING BANCORP DELCOM85917A10037915980SHSOLE 1598000STONEGATE BK FT LAUDERDALE FCOM86181110751510947SHSOLE 1094700TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391004169126920SHSOLE 12692000TAUBMAN CTRS INCCOM87666410316812254650SHSOLE 25465000TEXAS INSTRS INCCOM882508104122915255SHSOLE 1525500TIME WARNER INCCOM NEW887317303149215268SHSOLE 1526800UBS GROUP AGSHSH420971072425152063SHSOLE 15206300ULTRAPAR PARTICIPACOES S ASP ADR REP COM90400P10162427450SHSOLE 2745000UMH PPTYS INCCV RED PFD-A90300220216292630000SHSOLE 63000000UNILEVER PLCSPON ADR NEW904767704256251914SHSOLE 5191400UNITED TECHNOLOGIES CORPCOM913017109139812452SHSOLE 1245200URSTADT BIDDLE PPTYS INCCL A9172862053950192100SHSOLE 19210000URSTADT BIDDLE PPTYS INCPFD-G CV 6.75%91728680911588450000SHSOLE 45000000US BANCORP DELCOM NEW902973304160231117SHSOLE 3111700VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438581513845SHSOLE 384500VANGUARD WORLD FDSINDUSTRIAL ETF92204A603419033868SHSOLE 3386800VANGUARD WORLD FDSINF TECH ETF92204A702419130902SHSOLE 3090200VANTIV INCCL A92210H1054226586SHSOLE 658600VARIAN MED SYS INCCOM92220P1052913198SHSOLE 319800VIRTU FINL INCCL A92825410152430794SHSOLE 3079400VORNADO RLTY TRSH BEN INT929042109308930800SHSOLE 3080000WAL-MART STORES INCCOM93114210383311558SHSOLE 1155800WASHINGTON PRIME GROUP NEWCOM93964W108248672861487SHSOLE 286148700WELLTOWER INCCOM95040Q104127518000SHSOLE 1800000WEX INCCOM96208T1042782688SHSOLE 268800WEYERHAEUSER COCOM9621661043615106400SHSOLE 10640000WHEELER REAL ESTATE INVT TRCV PFD SER B9630253099399390000SHSOLE 39000000WHEELER REAL ESTATE INVT TRPFD CNV SER D9630256065202200000SHSOLE 20000000WPP PLC NEWADR92937A102331530301SHSOLE 3030100