0001085146-16-004140.txt : 20160803 0001085146-16-004140.hdr.sgml : 20160803 20160803165633 ACCESSION NUMBER: 0001085146-16-004140 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160803 DATE AS OF CHANGE: 20160803 EFFECTIVENESS DATE: 20160803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 161804593 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001385864 XXXXXXXX 06-30-2016 06-30-2016 Forward Management, LLC
101 CALIFORNIA STREET, 16TH FLOOR SAN FRANCISCO CA 94111
13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001291274 028-11664 PICTET ASSET MANAGEMENT LTD N
Robert S. Naka Chief Operating Officer 415 869-6300 /s/ Robert S. Naka San Francisco CA 08-01-2016 0 224 1191506 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101207811870SHSOLE 1187000ALEXANDER & BALDWIN INC NEWCOM01449110465118000SHSOLE 1800000ALEXANDRIA REAL ESTATE EQ INCOM0152711096946700SHSOLE 670000ALEXANDRIA REAL ESTATE EQ INPFD CONV SER D0152715053508102798SHSOLE 10279800AMBEV SASPONSORED ADR02319V1034511763294SHSOLE 76329400AMERICAN ASSETS TR INCCOM0240131045423127800SHSOLE 12780000AMERICAN CAMPUS CMNTYS INCCOM02483510063412000SHSOLE 1200000AMERICAN EXPRESS COCOM02581610959965SHSOLE 96500AMERICAN HOMES 4 RENTCL A02665T306460512248600SHSOLE 224860000AMERICAN TOWER CORP NEWCOM03027X100170415000SHSOLE 1500000APPLE INCCOM037833100100910561SHSOLE 1056100ARTISAN PARTNERS ASSET MGMTCL A04316A1088300SHSOLE 30000ASHFORD HOSPITALITY PRIME INCOM0441021013273231500SHSOLE 23150000AUTOMATIC DATA PROCESSING INCOM05301510392110023SHSOLE 1002300AVALONBAY CMNTYS INCCOM053484101404822435SHSOLE 2243500BANKUNITED INCCOM06652K1032628528SHSOLE 852800BECTON DICKINSON & COCOM07588710910886418SHSOLE 641800BELMOND LTDCL AG1154H10759460000SHSOLE 6000000BLACK KNIGHT FINL SVCS INCCL A09214X10056314981SHSOLE 1498100BLACKROCK INCCOM09247X10113854045SHSOLE 404500BOSTON PROPERTIES INCCOM101121101369428000SHSOLE 2800000BRANDYWINE RLTY TRSH BEN INT NEW10536820369741500SHSOLE 4150000BRIXMOR PPTY GROUP INCCOM11120U105214381000SHSOLE 8100000BROADRIDGE FINL SOLUTIONS INCOM11133T10393114273SHSOLE 1427300BT GROUP PLCADR05577E101163858811SHSOLE 5881100CADIZ INCCOM NEW12753720728849000SHSOLE 4900000CARDINAL HEALTH INCCOM14149Y108177422743SHSOLE 2274300CASCADE BANCORPCOM NEW14715420733260000SHSOLE 6000000CASEYS GEN STORES INCCOM14752810312959848SHSOLE 984800CATALENT INCCOM14880610233614606SHSOLE 1460600CBOE HLDGS INCCOM12503M10819280SHSOLE 28000CDK GLOBAL INCCOM12508E10128499SHSOLE 49900CECO ENVIRONMENTAL CORPCOM125141101303416SHSOLE 341600CHATHAM LODGING TRCOM16208T102423351926100SHSOLE 192610000CHEVRON CORP NEWCOM166764100115911058SHSOLE 1105800CHINA YUCHAI INTL LTDCOMG210821055085446175SHSOLE 44617500CITY OFFICE REIT INCCOM1785871011345103600SHSOLE 10360000CME GROUP INCCOM12572Q105127113047SHSOLE 1304700COHEN & STEERS INCCOM19247A10075118569SHSOLE 1856900COLONY CAP INCCL A19624R106183631196300SHSOLE 119630000COLONY CAP INCCONV PFD-C19624R4039356400000SHSOLE 77170000COMCAST CORP NEWCL A20030N101253538868SHSOLE 3886800CONOCOPHILLIPSCOM20825C104245SHSOLE 4500CONSOLIDATED TOMOKA LD CONOTE 4.500% 3/1210226AB22081822000000SHSOLE 2200000000COOPER COS INCCOM NEW2166484028284824SHSOLE 482400CORE LABORATORIES N VCOMN227171077726231SHSOLE 623100CORENERGY INFRASTRUCTURE TRCOM NEW21870U50242914873SHSOLE 1487300CORENERGY INFRASTRUCTURE TRDEP SHS REPSTG21870U3049384400000SHSOLE 40000000CORENERGY INFRASTRUCTURE TRNOTE 7.000% 6/121870UAA41896419000000SHSOLE 1900000000CORESITE RLTY CORPCOM21870Q10593110500SHSOLE 1050000CORPORATE OFFICE PPTYS TRSH BEN INT22002T10897633000SHSOLE 3300000CREDICORP LTDCOMG2519Y108850SHSOLE 5000CROWN CASTLE INTL CORP NEWCOM22822V101174417200SHSOLE 1720000DDR CORPCOM23317H10235419500SHSOLE 1950000DIGITAL RLTY TR INCCOM253868103285626200SHSOLE 2620000DST SYS INC DELCOM2333261079217908SHSOLE 790800EASTMAN CHEM COCOM27743210073310787SHSOLE 1078700EATON CORP PLCSHSG291831033145256SHSOLE 525600EMERSON ELEC COCOM29101110465712597SHSOLE 1259700ENSTAR GROUP LIMITEDSHSG3075P1016634097SHSOLE 409700EPR PPTYSCONV PFD 9% SR E26884U30724102644101SHSOLE 64410100EPR PPTYSPFD C CNV 5.75%26884U2087580248700SHSOLE 24870000EQUITY ONECOM294752100132041000SHSOLE 4100000EQUITY RESIDENTIALSH BEN INT29476L107344450000SHSOLE 5000000EVERCORE PARTNERS INCCLASS A29977A10564214532SHSOLE 1453200EXPONENT INCCOM30214U10296516531SHSOLE 1653100EXTRA SPACE STORAGE INCCOM30225T102157317000SHSOLE 1700000EXXON MOBIL CORPCOM30231G10217181SHSOLE 18100FARMLAND PARTNERS INCCOM31154R1091698150000SHSOLE 15000000FBR & COCOM NEW30247C40018012084SHSOLE 1208400FCB FINL HLDGS INCCL A30255G10313375SHSOLE 37500FEDERAL REALTY INVT TRSH BEN INT NEW3137472067454500SHSOLE 450000FELCOR LODGING TR INCCOM31430F1011631261700SHSOLE 26170000FELCOR LODGING TR INCPFD CV A $1.9531430F200258201025000SHSOLE 102500000FIFTH THIRD BANCORPCOM316773100603415SHSOLE 341500FIRST POTOMAC RLTY TRCOM33610F10946050000SHSOLE 5000000FOMENTO ECONOMICO MEXICANO SSPON ADR UNITS344419106342937075SHSOLE 3707500FOREST CITY RLTY TR INCCOM CL A34560510969431100SHSOLE 3110000FRANKLIN STREET PPTYS CORPCOM35471R106353752883000SHSOLE 288300000GENERAL DYNAMICS CORPCOM36955010810137277SHSOLE 727700GENERAL GROWTH PPTYS INC NEWCOM370023103178359800SHSOLE 5980000GENESIS HEALTHCARE INCCL A COM37185X106972549565SHSOLE 54956500GENTHERM INCCOM37253A10348114019SHSOLE 1401900GLAXOSMITHKLINE PLCSPONSORED ADR37733W105211748864SHSOLE 4886400GLOBAL X FDSMSCI PAKISTAN37950E68957035940SHSOLE 3594000GREEN BANCORP INCCOM39260X10047754680SHSOLE 5468000HCP INCCOM40414L109180451000SHSOLE 5100000HENRY JACK & ASSOC INCCOM4262811015165914SHSOLE 591400HFF INCCL A40418F1082518700SHSOLE 870000HMS HLDGS CORPCOM40425J1013180SHSOLE 18000HOEGH LNG PARTNERS LPCOM UNIT LTDY3262R1001598900SHSOLE 890000HOST HOTELS & RESORTS INCCOM44107P1042950182000SHSOLE 18200000HOWARD HUGHES CORPCOM44267D1073202800SHSOLE 280000HSBC HLDGS PLCSPON ADR NEW40428040615480SHSOLE 48000HUDSON PAC PPTYS INCCOM4440971092338000SHSOLE 800000INGREDION INCCOM457187102755SHSOLE 5500INTERVAL LEISURE GROUP INCCOM46113M10836422905SHSOLE 2290500INVESCO LTDSHSG491BT10859823408SHSOLE 2340800ISHARESMSCI FRNTR100ETF464286145963900SHSOLE 390000ISHARESMSCI TAIWAN ETF46428673183659690SHSOLE 5969000ISHARESMSCI TURKEY ETF46428671510250SHSOLE 25000ISHARES TRCORE S&P SCP ETF4642878041261080SHSOLE 108000ISHARES TREUROPE ETF46428786110275SHSOLE 27500ISHARES TRGOV/CRED BD ETF46428859685725SHSOLE 72500ISHARES TRINTERM CR BD ETF464288638307727662SHSOLE 2766200ISHARES TRINTL DEVPPTY ETF464288422107729300SHSOLE 2930000ISHARES TRMBS ETF464288588137012454SHSOLE 1245400ISHARES TRMSCI ACWI ETF46428825700SHSOLE 000ISHARES TRMSCI ACWI EX US4642882404372101110SHSOLE 10111000ISTAR INCCOM45031U10137439000SHSOLE 3900000JOHN BEAN TECHNOLOGIES CORPCOM477839104141523111SHSOLE 2311100JOHNSON & JOHNSONCOM478160104143511829SHSOLE 1182900JPMORGAN CHASE & COCOM46625H100102016415SHSOLE 1641500KIMCO RLTY CORPCOM49446R109144446000SHSOLE 4600000KLA-TENCOR CORPCOM482480100141819356SHSOLE 1935600LEXINGTON REALTY TRUSTCOM5290431012831280000SHSOLE 28000000LEXINGTON REALTY TRUSTPFD CONV SER C52904330915290303428SHSOLE 30342800LIBERTY PPTY TRSH BEN INT531172104190247900SHSOLE 4790000LITTELFUSE INCCOM5370081047156058SHSOLE 605800LLOYDS BANKING GROUP PLCSPONSORED ADR5394391091695570414SHSOLE 57041400MACERICH COCOM554382101203323800SHSOLE 2380000MACK CALI RLTY CORPCOM55448910419818734000SHSOLE 73400000MARINE HARVEST ASASPONSORED ADR56824R2054756281388SHSOLE 28138800MAXIMUS INCCOM5779331044227630SHSOLE 763000MCDONALDS CORPCOM580135101865SHSOLE 6500METLIFE INCCOM59156R10850712737SHSOLE 1273700MICROCHIP TECHNOLOGY INCCOM59501710459711764SHSOLE 1176400MICROSOFT CORPCOM594918104163231885SHSOLE 3188500MILLER HERMAN INCCOM60054410041313820SHSOLE 1382000MITSUBISHI UFJ FINL GROUP INSPONSORED ADR6068221043650SHSOLE 65000MOBILE TELESYSTEMS PJSCSPONSORED ADR60740910946956700SHSOLE 5670000MONMOUTH REAL ESTATE INVT COCL A609720107152761152000SHSOLE 115200000MONRO MUFFLER BRAKE INCCOM6102361014216611SHSOLE 661100NATIONAL STORAGE AFFILIATESCOM SHS BEN IN637870106248801195000SHSOLE 119500000NEENAH PAPER INCCOM640079109121716819SHSOLE 1681900NEW JERSEY RESCOM64602510616426SHSOLE 42600NEW YORK REIT INCCOM64976L1092276246000SHSOLE 24600000NORDSON CORPCOM65566310217200SHSOLE 20000NORFOLK SOUTHERN CORPCOM65584410895711241SHSOLE 1124100NORTHSTAR RLTY FIN CORPCOM66704R80334330000SHSOLE 3000000NOVARTIS A GSPONSORED ADR66987V109523363422SHSOLE 6342200OMNICOM GROUP INCCOM6819191064285254SHSOLE 525400OWENS CORNING NEWCOM69074210168813339SHSOLE 1333900PARAMOUNT GROUP INCCOM69924R10864440400SHSOLE 4040000PARK STERLING CORPCOM70086Y105766107929SHSOLE 10792900PEAK RESORTS INCCOM70469L10057091252000SHSOLE 125200000PEBBLEBROOK HOTEL TRCOM70509V10024566935800SHSOLE 93580000PEPSICO INCCOM7134481088678188SHSOLE 818800PERFORMANCE SPORTS GROUP LTDCOM71377G1003845SHSOLE 84500PFIZER INCCOM717081103197756137SHSOLE 5613700PHILLIPS 66COM718546104140617731SHSOLE 1773100PIMCO ETF TRENHAN SHRT MA AC72201R83318180SHSOLE 18000POOL CORPORATIONCOM73278L105130713907SHSOLE 1390700PRA HEALTH SCIENCES INCCOM69354M10865015556SHSOLE 1555600PROCTER & GAMBLE COCOM7427181097899319SHSOLE 931900PROLOGIS INCCOM74340W103216344100SHSOLE 4410000PROSHARES TR IIULTRASHRT EURO74347W88248620000SHSOLE 2000000PRUDENTIAL PLCADR74435K204172350676SHSOLE 5067600PUBLIC STORAGECOM74460D1097242834SHSOLE 283400QTS RLTY TR INCCOM CL A74736A103100818000SHSOLE 1800000QUALCOMM INCCOM747525103108120191SHSOLE 2019100RAMCO-GERSHENSON PPTYS TRPERP PFD-D CV75145260817327245700SHSOLE 24570000RAYMOND JAMES FINANCIAL INCCOM75473010910205SHSOLE 20500RESTORATION HARDWARE HLDGS ICOM7612831007225SHSOLE 22500RETAIL OPPORTUNITY INVTS CORCOM76131N1012383110000SHSOLE 11000000RETAIL PPTYS AMER INCCL A76131V20250730000SHSOLE 3000000RITCHIE BROS AUCTIONEERSCOM7677441057391226783SHSOLE 22678300ROBERT HALF INTL INCCOM77032310364416885SHSOLE 1688500ROYAL DUTCH SHELL PLCSPONS ADR A78025920611205SHSOLE 20500SABRA HEALTH CARE REIT INCCOM78573L106491732383000SHSOLE 238300000SCHLUMBERGER LTDCOM8068571088754111676SHSOLE 11167600SELECT INCOME REITCOM SH BEN INT81618T100259901000000SHSOLE 100000000SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308443880474SHSOLE 8047400SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886442984416SHSOLE 8441600SENIOR HSG PPTYS TRSH BEN INT81721M10968733000SHSOLE 3300000SERITAGE GROWTH PPTYSCL A81752R10054310900SHSOLE 1090000SHAW COMMUNICATIONS INCCL B CONV82028K2002138111372SHSOLE 11137200SILVERCREST ASSET MGMT GROUPCL A82835910993676442SHSOLE 7644200SIMON PPTY GROUP INC NEWCOM82880610917358000SHSOLE 800000SL GREEN RLTY CORPCOM78440X10116076151000SHSOLE 15100000SOUTH ST CORPCOM84044110922330SHSOLE 33000SPDR DOW JONES INDL AVRG ETFUT SER 178467X109101606780570SHSOLE 77193908631SPDR INDEX SHS FDSDJ INTL RL ETF78463X863124430000SHSOLE 3000000SPDR S&P 500 ETF TRTR UNIT78462F103107148697203SHSOLE 68968107522SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A6801270592780278SHSOLE 278027800STAG INDL INCCOM85254J102462631943000SHSOLE 194300000STANLEY BLACK & DECKER INCCOM8545021019788797SHSOLE 879700STARWOOD HOTELS&RESORTS WRLDCOM85590A4011552100SHSOLE 210000STONEGATE BK FT LAUDERDALE FCOM86181110777223935SHSOLE 2393500SUMMIT HOTEL PPTYSCOM86608210011916900000SHSOLE 90000000SUN CMNTYS INCCOM866674104118015400SHSOLE 1540000SUN HYDRAULICS CORPCOM86694210515496SHSOLE 49600SUNCOR ENERGY INC NEWCOM8672241074145SHSOLE 14500SYNGENTA AGSPONSORED ADR87160A100455SHSOLE 5500TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391008737333097SHSOLE 33309700TANGER FACTORY OUTLET CTRS ICOM87546510676719100SHSOLE 1910000TAUBMAN CTRS INCCOM87666410325903349100SHSOLE 34910000TEXAS INSTRS INCCOM882508104120219190SHSOLE 1919000TIME INC NEWCOM887228104382283SHSOLE 228300TIME WARNER INCCOM NEW887317303131617896SHSOLE 1789600UBS GROUP AGSHSH420971072523194667SHSOLE 19466700ULTRAPAR PARTICIPACOES S ASP ADR REP COM90400P10161227800SHSOLE 2780000UMH PPTYS INCCV RED PFD-A90300220216437630000SHSOLE 63000000UMPQUA HLDGS CORPCOM9042141035330SHSOLE 33000UNILEVER PLCSPON ADR NEW904767704323467515SHSOLE 6751500UNITED TECHNOLOGIES CORPCOM913017109116311331SHSOLE 1133100URSTADT BIDDLE PPTYS INCPFD-G CV 6.75%91728680912555450000SHSOLE 45000000US BANCORP DELCOM NEW902973304133032960SHSOLE 3296000US ECOLOGY INCCOM91732J10218385SHSOLE 38500VANGUARD INDEX FDSREIT ETF922908553437849376SHSOLE 4937600VANGUARD WORLD FDSTELCOMM ETF92204A884441444853SHSOLE 4485300VANTIV INCCL A92210H105112619895SHSOLE 1989500VARIAN MED SYS INCCOM92220P10582510024SHSOLE 1002400VIRTU FINL INCCL A92825410164035572SHSOLE 3557200VORNADO RLTY TRSH BEN INT929042109320432000SHSOLE 3200000WAL-MART STORES INCCOM93114210385211665SHSOLE 1166500WELLTOWER INCCOM95040Q104274336000SHSOLE 3600000WEX INCCOM96208T1046717564SHSOLE 756400WEYERHAEUSER COCOM9621661043442115600SHSOLE 11560000WHEELER REAL ESTATE INVT TRCOM963025101893580000SHSOLE 58000000WILLIAMS SONOMA INCCOM9699041013226177SHSOLE 617700WORLD FUEL SVCS CORPCOM98147510613270SHSOLE 27000WP GLIMCHER INCOM92939N102175121565000SHSOLE 156500000WPP PLC NEWADR92937A102458743880SHSOLE 4388000