Chief Operating Officer

0001085146-14-002200.txt : 20141112 0001085146-14-002200.hdr.sgml : 20141111 20141112074923 ACCESSION NUMBER: 0001085146-14-002200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141112 DATE AS OF CHANGE: 20141112 EFFECTIVENESS DATE: 20141112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 141211112 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001385864 XXXXXXXX 09-30-2014 09-30-2014 false Forward Management, LLC

101 CALIFORNIA STREET, 16TH FLOOR SAN FRANCISCO CA 94111

13F COMBINATION REPORT 028-12088 Broadmark Asset Management LLC Pictet Asset Management Limited N Robert S. Naka Chief Operating Officer 415-869-6300 /s/ Robert S. Naka San Francisco CA 11-10-2014 0 388 1672743 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2537 18019 SH SOLE 18019 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 146 1800 SH SOLE 1800 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 881 96150 SH SOLE 96150 0 0 ACTUANT CORP CL A NEW 00508X203 76 2500 SH SOLE 2500 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 404 12100 SH SOLE 12100 0 0 AGREE REALTY CORP COM 008492100 151 5500 SH SOLE 5500 0 0 AIR PRODS & CHEMS INC COM 009158106 27 210 SH SOLE 210 0 0 AK STL HLDG CORP COM 001547108 320 40000 SH SOLE 40000 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1435 19450 SH SOLE 19450 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 45 500 SH SOLE 500 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 2 225 SH SOLE 225 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 2 240 SH SOLE 240 0 0 AMAZON COM INC COM 023135106 56 150 SH SOLE 150 0 0 AMBEV SA SPONSORED ADR 02319V103 9619 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10000 0 0 SOUTH ST CORP COM 840441109 540 9661 SH SOLE 9661 0 0 SOVRAN SELF STORAGE INC COM 84610H108 1089 14647 SH SOLE 14647 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 160 1375 SH SOLE 1375 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 344072 1746382 SH SOLE 876937 0 869445 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 114604 2504468 SH SOLE 0 0 2504468 SPIRIT RLTY CAP INC NEW COM 84860W102 6537 595868 SH SOLE 595868 0 0 SPLUNK INC COM 848637104 45 1500 SH SOLE 1500 0 0 SPS COMM INC COM 78463M107 159 3000 SH SOLE 3000 0 0 STAG INDL INC COM 85254J102 46987 2268845 SH SOLE 2268845 0 0 STANLEY BLACK & DECKER INC COM 854502101 952 10722 SH SOLE 10722 0 0 STATE STR CORP COM 857477103 103 1400 SH SOLE 1400 0 0 STILLWATER MNG CO COM 86074Q102 451 30000 SH SOLE 30000 0 0 STRATASYS LTD SHS M85548101 179 1650 SH SOLE 1650 0 0 STRATEGIC HOTELS & RESORTS I COM 86272T106 117 10000 SH SOLE 10000 0 0 STRYKER CORP COM 863667101 4906 63925 SH SOLE 63925 0 0 SUMMIT HOTEL PPTYS COM 866082100 30723 2850000 SH SOLE 2850000 0 0 SUN CMNTYS INC COM 866674104 828 16400 SH SOLE 16400 0 0 SUN HYDRAULICS CORP COM 866942105 570 15158 SH SOLE 15158 0 0 SUNCOR ENERGY INC NEW COM 867224107 3182 88029 SH SOLE 88029 0 0 SUNSTONE HOTEL INVS INC NEW CV 8% CUM PFD-D 867892507 19663 727592 SH SOLE 727592 0 0 SYNGENTA AG SPONSORED ADR 87160A100 14354 226534 SH SOLE 226534 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2785 138032 SH SOLE 138032 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 231 10000 SH SOLE 10000 0 0 TASER INTL INC COM 87651B104 309 20000 SH SOLE 20000 0 0 TAUBMAN CTRS INC COM 876664103 33360 456995 SH SOLE 456995 0 0 TCF FINL CORP COM 872275102 388 25000 SH SOLE 25000 0 0 TERRENO RLTY CORP COM 88146M101 609 32335 SH SOLE 32335 0 0 TESORO CORP COM 881609101 29 470 SH SOLE 470 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5676 110585 SH SOLE 110585 0 0 TEXAS INSTRS INC COM 882508104 1148 24164 SH SOLE 24164 0 0 TIFFANY & CO NEW COM 886547108 766 7951 SH SOLE 7951 0 0 TIME INC NEW COM 887228104 56 2400 SH SOLE 2400 0 0 TIME WARNER INC COM NEW 887317303 1286 17093 SH SOLE 17093 0 0 TRADE STR RESIDENTIAL INC COM NEW 89255N203 19905 2787693 SH SOLE 2787693 0 0 TRUECAR INC COM 89785L107 90 5000 SH SOLE 5000 0 0 U M H PROPERTIES INC CV RED PFD-A 903002202 16506 630000 SH SOLE 630000 0 0 U S SILICA HLDGS INC COM 90346E103 156 2500 SH SOLE 2500 0 0 UBS AG SHS NEW H89231338 3982 229268 SH SOLE 229268 0 0 UDR INC COM 902653104 2287 83908 SH SOLE 83908 0 0 UIL HLDG CORP COM 902748102 812 22950 SH SOLE 22950 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 313 35000 SH SOLE 35000 0 0 UMPQUA HLDGS CORP COM 904214103 752 45659 SH SOLE 45659 0 0 UNILEVER PLC SPON ADR NEW 904767704 4032 96257 SH SOLE 96257 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 206 12500 SH SOLE 12500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1600 15152 SH SOLE 15152 0 0 UNITEDHEALTH GROUP INC COM 91324P102 26 300 SH SOLE 300 0 0 US BANCORP DEL COM NEW 902973304 575 13749 SH SOLE 13749 0 0 US ECOLOGY INC COM 91732J102 615 13150 SH SOLE 13150 0 0 VALE S A ADR 91912E105 2890 262500 SH SOLE 262500 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1489 28330 SH SOLE 28330 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5970 74750 SH SOLE 74750 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 12237 200900 SH SOLE 200900 0 0 VANTIV INC CL A 92210H105 573 18515 SH SOLE 18515 0 0 VARIAN MED SYS INC COM 92220P105 704 8788 SH SOLE 8788 0 0 VENTAS INC COM 92276F100 3422 55232 SH SOLE 55232 0 0 VERIFONE SYS INC COM 92342Y109 258 7500 SH SOLE 7500 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 110 2200 SH SOLE 2200 0 0 VINCE HLDG CORP COM 92719W108 454 15000 SH SOLE 15000 0 0 VISA INC COM CL A 92826C839 182 800 SH SOLE 800 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 329 10000 SH SOLE 10000 0 0 VORNADO RLTY TR SH BEN INT 929042109 4219 42209 SH SOLE 42209 0 0 W P CAREY INC COM 92936U109 31034 486654 SH SOLE 486654 0 0 WALGREEN CO COM 931422109 89 1500 SH SOLE 1500 0 0 WAL-MART STORES INC COM 931142103 1065 13934 SH SOLE 13934 0 0 WASHINGTON PRIME GROUP INC COM 939647103 453 25895 SH SOLE 25895 0 0 WASTE MGMT INC DEL COM 94106L109 95 2000 SH SOLE 2000 0 0 WEBSTER FINL CORP CONN COM 947890109 146 5000 SH SOLE 5000 0 0 WEYERHAEUSER CO COM 962166104 205 6431 SH SOLE 6431 0 0 WHIRLPOOL CORP COM 963320106 44 300 SH SOLE 300 0 0 WILLIAMS COS INC DEL COM 969457100 1783 32745 SH SOLE 32745 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 12705 843037 SH SOLE 843037 0 0 WORLD FUEL SVCS CORP COM 981475106 607 15210 SH SOLE 15210 0 0 WPP PLC NEW ADR 92937A102 10975 109266 SH SOLE 109266 0 0