0001085146-14-000771.txt : 20140310 0001085146-14-000771.hdr.sgml : 20140310 20140307182650 ACCESSION NUMBER: 0001085146-14-000771 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20140310 DATE AS OF CHANGE: 20140307 EFFECTIVENESS DATE: 20140310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 14678686 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001385864 XXXXXXXX 06-30-2013 06-30-2013 true 1 RESTATEMENT false Forward Management, LLC

101 CALIFORNIA STREET, 16TH FLOOR SAN FRANCISCO CA 94111

13F COMBINATION REPORT 028-12088 0001095952 028-06435 BROADMARK ASSET MANAGEMENT LLC 0001291274 028-11664 PICTET ASSET MANAGEMENT LTD N Robert S. Naka 415-869-6300 /s/ Robert S. Naka San Francisco CA 03-07-2014 0 344 1219678 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2138 19541 SH SOLE 19541 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 117 7900 SH SOLE 7900 0 0 ACTUANT CORP CL A NEW 00508X203 330 10000 SH SOLE 10000 0 0 ADVISORY BRD CO COM 00762W107 464 8481 SH SOLE 8481 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 1087 23540 SH SOLE 23540 0 0 AES CORP COM 00130H105 1049 87500 SH SOLE 87500 0 0 AFC ENTERPRISES INC COM 00104Q107 881 24500 SH SOLE 24500 0 0 ALBEMARLE CORP COM 012653101 470 7545 SH SOLE 7545 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1009 15350 SH SOLE 15350 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 2 450 SH SOLE 450 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 2 480 SH SOLE 480 0 0 AMBEV ADR COM 20441W203 486 13000 SH SOLE 13000 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 408 57000 SH SOLE 57000 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2186 100500 SH SOLE 100500 0 0 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6749 SH SOLE 6749 0 0 TIME WARNER INC COM NEW 887317303 1479 25568 SH SOLE 25568 0 0 TRADE STR RESIDENTIAL INC COM NEW 89255N203 10032 1139900 SH SOLE 1139900 0 0 TRIMBLE NAVIGATION LTD COM 896239100 419 16118 SH SOLE 16118 0 0 U M H PROPERTIES INC CV RED PFD-A 903002202 16651 630000 SH SOLE 630000 0 0 UDR INC COM 902653104 2457 96408 SH SOLE 96408 0 0 UNILEVER PLC SPON ADR NEW 904767704 5224 129141 SH SOLE 129141 0 0 UNION PAC CORP COM 907818108 626 4000 SH SOLE 4000 0 0 UNITED RENTALS INC COM 911363109 112 2500 SH SOLE 2500 0 0 URSTADT BIDDLE PPTYS INC CL A 917286205 2017 100000 SH SOLE 100000 0 0 US BANCORP DEL COM NEW 902973304 546 15115 SH SOLE 15115 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1582 31000 SH SOLE 31000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7025 88800 SH SOLE 88800 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 14226 233900 SH SOLE 233900 0 0 VARIAN MED SYS INC COM 92220P105 501 7428 SH SOLE 7428 0 0 VENTAS INC COM 92276F100 3543 50999 SH SOLE 50999 0 0 VISA INC COM CL A 92826C839 250 1400 SH SOLE 1400 0 0 VORNADO RLTY TR SH BEN INT 929042109 4094 49409 SH SOLE 49409 0 0 WAL-MART STORES INC COM 931142103 1264 16977 SH SOLE 16977 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 381 14179 SH SOLE 14179 0 0 WASTE MGMT INC DEL COM 94106L109 646 16028 SH SOLE 16028 0 0 WATSCO INC COM 942622200 587 7000 SH SOLE 7000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 345 7500 SH SOLE 7500 0 0 WESTERN REFNG INC COM 959319104 140 5000 SH SOLE 5000 0 0 WHITESTONE REIT COM 966084204 10168 645200 SH SOLE 645200 0 0 WHITEWAVE FOODS CO COM CL A 966244105 257 15800 SH SOLE 15800 0 0 WILLIAMS COS INC DEL COM 969457100 3232 99524 SH SOLE 99524 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 11929 991536 SH SOLE 991536 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 414 9000 SH SOLE 9000 0 0 WORLD FUEL SVCS CORP COM 981475106 524 13113 SH SOLE 13113 0 0 WPP PLC NEW ADR 92937A102 7299 85468 SH SOLE 85468 0 0 XOMA CORP DEL COM 98419J107 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