Managing Director, Operations

0001085146-13-001827.txt : 20131106 0001085146-13-001827.hdr.sgml : 20131106 20131106141853 ACCESSION NUMBER: 0001085146-13-001827 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 EFFECTIVENESS DATE: 20131106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forward Management, LLC CENTRAL INDEX KEY: 0001385864 IRS NUMBER: 943310130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12088 FILM NUMBER: 131196033 BUSINESS ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-869-6300 MAIL ADDRESS: STREET 1: 101 CALIFORNIA STREET, 16TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001385864 XXXXXXXX 09-30-2013 09-30-2013 false Forward Management, LLC

101 CALIFORNIA STREET, 16TH FLOOR SAN FRANCISCO CA 94111

13F COMBINATION REPORT 028-12088 0001095952 BROADMARK ASSET MANAGEMENT LLC 0001291274 PICTET ASSET MANAGEMENT LTD N Robert S. Naka Managing Director, Operations 415-869-6300 /s/ Robert S. Naka San Francisco CA 11-05-2013 0 363 1541370 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 2308 19353 SH SOLE 19353 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 223 11010 SH SOLE 11010 0 0 ACTUANT CORP CL A NEW 00508X203 388 10000 SH SOLE 10000 0 0 ADTRAN INC COM 00738A106 666 25000 SH SOLE 25000 0 0 ADVISORY BRD CO COM 00762W107 522 8776 SH SOLE 8776 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 1837 28810 SH SOLE 28810 0 0 AES CORP COM 00130H105 585 44000 SH SOLE 44000 0 0 AFC ENTERPRISES INC COM 00104Q107 436 10000 SH SOLE 10000 0 0 ALBEMARLE CORP COM 012653101 476 7563 SH SOLE 7563 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 980 15350 SH SOLE 15350 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 2 450 SH SOLE 450 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 2 480 SH SOLE 480 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 177 24615 SH SOLE 24615 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1020 51500 SH SOLE 51500 0 0 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0 TOWERS WATSON & CO CL A 891894107 100 1000 SH SOLE 1000 0 0 TRADE STR RESIDENTIAL INC COM NEW 89255N203 7960 1143700 SH SOLE 1143700 0 0 TRIMBLE NAVIGATION LTD COM 896239100 480 16153 SH SOLE 16153 0 0 U M H PROPERTIES INC CV RED PFD-A 903002202 16197 630000 SH SOLE 630000 0 0 U S SILICA HLDGS INC COM 90346E103 374 15000 SH SOLE 15000 0 0 UDR INC COM 902653104 2285 96408 SH SOLE 96408 0 0 UNILEVER PLC SPON ADR NEW 904767704 6358 164748 SH SOLE 164748 0 0 URSTADT BIDDLE PPTYS INC CL A 917286205 1988 100000 SH SOLE 100000 0 0 US BANCORP DEL COM NEW 902973304 546 14926 SH SOLE 14926 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1597 31000 SH SOLE 31000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7069 88800 SH SOLE 88800 0 0 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 14244 233900 SH SOLE 233900 0 0 VANTIV INC CL A 92210H105 429 15360 SH SOLE 15360 0 0 VARIAN MED SYS INC COM 92220P105 556 7443 SH SOLE 7443 0 0 VENTAS INC COM 92276F100 2275 36999 SH SOLE 36999 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 23 500 SH SOLE 500 0 0 VISA INC COM CL A 92826C839 123 700 SH SOLE 700 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 39 1100 SH SOLE 1100 0 0 VORNADO RLTY TR SH BEN INT 929042109 3565 42409 SH SOLE 42409 0 0 WAL-MART STORES INC COM 931142103 988 13358 SH SOLE 13358 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 358 14179 SH SOLE 14179 0 0 WASTE MGMT INC DEL COM 94106L109 651 15779 SH SOLE 15779 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 561 15000 SH SOLE 15000 0 0 WESTERN REFNG INC COM 959319104 150 5000 SH SOLE 5000 0 0 WHITESTONE REIT COM 966084204 6997 475000 SH SOLE 475000 0 0 WHITEWAVE FOODS CO COM CL A 966244105 316 15800 SH SOLE 15800 0 0 WILLIAMS COS INC DEL COM 969457100 1829 50336 SH SOLE 50336 0 0 WINDSTREAM HLDGS INC COM 97382A101 525 65511 SH SOLE 65511 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 13673 1226336 SH SOLE 1226336 0 0 WORLD FUEL SVCS CORP COM 981475106 489 13114 SH SOLE 13114 0 0 WPP PLC NEW ADR 92937A102 8911 86551 SH SOLE 86551 0 0 XOMA CORP DEL COM 98419J107 441 98000 SH SOLE 98000 0 0 YELP INC CL A 985817105 191 3000 SH SOLE 3000 0 0