0001209191-16-135486.txt : 20160804 0001209191-16-135486.hdr.sgml : 20160804 20160804161336 ACCESSION NUMBER: 0001209191-16-135486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160802 FILED AS OF DATE: 20160804 DATE AS OF CHANGE: 20160804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Disbrow Joshua R. CENTRAL INDEX KEY: 0001566240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53121 FILM NUMBER: 161807576 MAIL ADDRESS: STREET 1: AMPIO PHARMACEUTICALS, INC. STREET 2: 5445 DTC PARKWAY, SUITE 925 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-02 0 0001385818 AYTU BIOSCIENCE, INC AYTU 0001566240 Disbrow Joshua R. 373 INVERNESS PARKWAY SUITE 206 ENGLEWOOD CO 80112 0 1 0 0 Chief Executive Officer Common Stock 2016-08-02 4 A 0 52374 0.00 A 276028 D Employee Stock Option Grant 3.23 2025-11-11 Common Stock 50000 50000 D Employee Stock Option Grant 3.23 2026-07-07 Common Stock 60000 60000 D These shares were granted as a bonus for performance in fiscal 2016. Of these shares, 190,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations. 33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates. 33.33% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates. /s/ Alexander M. Donaldson, by power of attorney 2016-08-04