0001385642-11-000012.txt : 20111114 0001385642-11-000012.hdr.sgml : 20111111 20111110181405 ACCESSION NUMBER: 0001385642-11-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Helios Advisors LLC CENTRAL INDEX KEY: 0001385794 IRS NUMBER: 460491123 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12060 FILM NUMBER: 111196828 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-883-9040 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 ra01033_13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Helios Advisors LLC ----------------------------------- Address: 780 Third Avenue ----------------------------------- 7th Floor ----------------------------------- New York, NY 10017 ----------------------------------- Form 13F File Number: 28-12060 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aili M. Areng ---------------------------------- Title: Chief Financial Officer ---------------------------------- Phone: (212) 339-7010 ---------------------------------- Signature, Place, and Date of Signing: /s/ Aili M. Areng New York, New York November 10, 2011 --------------------------- ------------------------ ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------- Form 13F Information Table Entry Total: 29 ----------------- Form 13F Information Table Value Total: 43,671 ----------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ADVANTAGE OIL & GAS LTD COM 00765F101 75 20,000 SH SOLE 20,000 ------------------------------------------------------------------------------------------------------------------------------------ AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 4,304 954,253 SH SOLE 954,253 ------------------------------------------------------------------------------------------------------------------------------------ BROADWIND ENERGY INC COM 11161T108 32 100,000 SH SOLE 100,000 ------------------------------------------------------------------------------------------------------------------------------------ CALPINE CORP COM NEW 131347304 1,690 120,000 SH SOLE 120,000 ------------------------------------------------------------------------------------------------------------------------------------ CHENIERE ENERGY INC COM NEW 16411R208 19 2,500 SH CALL SOLE 2,500 ------------------------------------------------------------------------------------------------------------------------------------ CHENIERE ENERGY INC COM NEW 16411R208 275 2,500 SH PUT SOLE 2,500 ------------------------------------------------------------------------------------------------------------------------------------ COMPLETE PRODUCTION SERVICES COM 20453E109 622 33,000 SH SOLE 33,000 ------------------------------------------------------------------------------------------------------------------------------------ EATON CORP COM 278058102 5,325 150,000 SH SOLE 150,000 ------------------------------------------------------------------------------------------------------------------------------------ ENERGEN CORP COM 29265N108 1,431 35,000 SH SOLE 35,000 ------------------------------------------------------------------------------------------------------------------------------------ EQUAL ENERGY LTD COM 29390Q109 2,137 491,400 SH SOLE 491,400 ------------------------------------------------------------------------------------------------------------------------------------ EXTERRAN HOLDINGS INC COM 30225X103 389 40,000 SH SOLE 40,000 ------------------------------------------------------------------------------------------------------------------------------------ FORBES ENERGY SERVICES LTD COM 345143101 108 21,250 SH SOLE 21,250 ------------------------------------------------------------------------------------------------------------------------------------ GEORESOURCES INC COM 372476101 164 9,200 SH SOLE 9,200 ------------------------------------------------------------------------------------------------------------------------------------ HESS CORP COM 42809H107 2,361 45,000 SH SOLE 45,000 ------------------------------------------------------------------------------------------------------------------------------------ HYPERDYNAMICS CORP COM 448954107 296 80,000 SH SOLE 80,000 ------------------------------------------------------------------------------------------------------------------------------------ MAGELLAN PETROLEUM CORP COM 559091301 619 520,000 SH SOLE 520,000 ------------------------------------------------------------------------------------------------------------------------------------ MAGNUM HUNTER RESOURCES CORP COM 55973B102 611 184,600 SH SOLE 184,600 ------------------------------------------------------------------------------------------------------------------------------------ MAGNUM HUNTER RESOURCES CORP COM 55973B103 15 21,960 SH CALL SOLE 21,960 ------------------------------------------------------------------------------------------------------------------------------------ NEWPARK RESOURCES INC COM 651718504 323 53,000 SH SOLE 53,000 ------------------------------------------------------------------------------------------------------------------------------------ OASIS PETROLEUM INC COM 674215108 1,005 45,000 SH SOLE 45,000 ------------------------------------------------------------------------------------------------------------------------------------ POLYMET MINING CORP COM 731916102 763 615,700 SH SOLE 615,700 ------------------------------------------------------------------------------------------------------------------------------------ SANDRIDGE ENERGY INC COM 80007P307 1,029 185,000 SH SOLE 185,000 ------------------------------------------------------------------------------------------------------------------------------------ STANLEY BLACK & DECKER INC COM 854502101 5,528 112,577 SH SOLE 112,577 ------------------------------------------------------------------------------------------------------------------------------------ STEALTHGAS INC SHS Y81669106 392 100,000 SH SOLE 100,000 ------------------------------------------------------------------------------------------------------------------------------------ SUNOCO INC COM 86764P109 8,435 272,000 SH SOLE 272,000 ------------------------------------------------------------------------------------------------------------------------------------ US CONCRETE INC COM NEW 90333L201 2,809 683,426 SH SOLE 683,426 ------------------------------------------------------------------------------------------------------------------------------------ VANTAGE DRILLING CO ORD SHS G93205113 1,688 1,350,000 SH SOLE 1,350,000 ------------------------------------------------------------------------------------------------------------------------------------ WHITING PETROLEUM CORP COM 966387102 1,228 35,000 SH SOLE 35,000 ------------------------------------------------------------------------------------------------------------------------------------ WHITING PETROLEUM CORP COM 966387103 1 50 SH CALL SOLE 50 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