-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdN+HgRJxC7jV1UTFYQqUfw6hx95ab1aZi53vIYPjhyCc2sjZUyRpCuMMbaEtQ0+ DCqxOo6DkSQPoY6kmNbcaQ== 0001013594-10-000720.txt : 20101115 0001013594-10-000720.hdr.sgml : 20101115 20101115140158 ACCESSION NUMBER: 0001013594-10-000720 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC CENTRAL INDEX KEY: 0001385702 IRS NUMBER: 731650481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12344 FILM NUMBER: 101191135 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-3211 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MAK Capital DATE OF NAME CHANGE: 20070109 13F-HR 1 mak13fhr-111510.txt NOVEMBER 15, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MAK Capital One LLC Address: 590 Madison Ave, 9th Floor New York, New York 10022 Form 13F File Number: 028-12344 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kaufman Title: Managing Member Phone: (212) 486-3211 Signature, Place, and Date of Signing: /s/ Michael Kaufman New York, New York November 15, 2010 - ----------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $338,043 (thousands) List of Other Included Managers: No. 13F File No. Name - --- ------------ ---- 01 028-05431 Sunrise Partners Limited Partnership FORM 13F INFORMATION TABLE MAK CAPITAL ONE LLC 9/30/2010 Other Reporting Manager: 01 = Sunrise Partners Limited Partnership
SHARES/ TITLE OF VALUE PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------- ------ -------- -------- ---- ---- -------- -------- ---- ------ ---- AMN HEALTHCARE SERVICES INC COM 001744101 1,111 216,100 SH SOLE 216,100 AMN HEALTHCARE SERVICES INC COM 001744101 307 59,744 SH DEFINED 01 59,744 AGILYSYS INC COM 00847J105 31,099 4,784,468 SH SOLE 4,784,468 AGILYSYS INC COM 00847J105 11,520 1,772,286 SH DEFINED 01 1,772,286 AMARIN CORP PLC SPONS ADR NEW 023111206 1,806 699,900 SH SOLE 699,900 AMARIN CORP PLC SPONS ADR NEW 023111206 414 160,611 SH DEFINED 01 160,611 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 20,085 878,211 SH SOLE 878,211 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 5,723 250,260 SH DEFINED 01 250,260 CARIZZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 9,219 10,500 PRN SOLE 10,500 CARIZZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 3,380 3,850 PRN DEFINED 01 3,850 CHAMPION ENTERPRISES INC NOTE 2.750% 11/0 158496AC3 - 59,000 PRN SOLE 59,000 CHAMPION ENTERPRISES INC NOTE 2.750% 11/0 158496AC3 - 25,920 PRN DEFINED 01 25,920 EQUITABLE RES INC COM 26884L109 30,447 844,334 SH SOLE 844,334 EQUITABLE RES INC COM 26884L109 6,976 193,465 SH DEFINED 01 193,465 EXACT SCIENCES CORP COM 30063P105 5,491 758,383 SH SOLE 758,383 EXACT SCIENCES CORP COM 30063P105 2,317 319,979 SH DEFINED 01 319,979 EXXON MOBIL CORP COM 30231G102 49,654 803,600 SH SOLE 803,600 EXXON MOBIL CORP COM 30231G102 11,406 184,600 SH DEFINED 01 184,600 GOLDEN STAR RES LTD CDA DBCV 4.000%11/3 38119TAC8 11,094 10,040 PRN SOLE 10,040 GOLDEN STAR RES LTD CDA DBCV 4.000%11/3 38119TAC8 4,453 4,030 PRN DEFINED 01 4,030 LINDSAY CORP COM 535555106 5,250 121,200 SH SOLE 121,200 LINDSAY CORP COM 535555106 1,240 28,635 SH DEFINED 01 28,635 MOSAIC CO COM 61945A107 48,412 823,900 SH SOLE 823,900 MOSAIC CO COM 61945A107 11,665 198,520 SH DEFINED 01 198,520 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 207 3,627,192 SH SOLE 3,627,192 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 91 1,592,865 SH DEFINED 01 1,592,865 THQ INC COM NEW 872443403 24,051 5,982,956 SH SOLE 5,982,956 THQ INC COM NEW 872443403 3,246 807,527 SH DEFINED 01 807,527 ZYGO CORP COM 989855101 30,123 3,073,785 SH SOLE 3,073,785 ZYGO CORP COM 989855101 7,254 740,183 SH DEFINED 01 740,183
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