-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GdfshrnovzVB15CMivtrGA5twcehXG05i9nZMu3mKElDBZMhRzUQUYn0Vg2N+zls MFZNhV8MITw/FUfs7w77Ig== 0001013594-10-000632.txt : 20100816 0001013594-10-000632.hdr.sgml : 20100816 20100816154539 ACCESSION NUMBER: 0001013594-10-000632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAK CAPITAL ONE LLC CENTRAL INDEX KEY: 0001385702 IRS NUMBER: 731650481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12344 FILM NUMBER: 101019479 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-486-3211 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MAK Capital DATE OF NAME CHANGE: 20070109 13F-HR 1 mak13fhr-081610.txt AUGUST 16, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MAK Capital One LLC Address: 590 Madison Ave, 9th Floor New York, New York 10022 Form 13F File Number: 028-12344 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Kaufman Title: Managing Member Phone: (212) 486-3211 Signature, Place, and Date of Signing: /s/ Michael Kaufman New York, New York August 16, 2010 - ----------------------- ----------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $287,788 (thousands) List of Other Included Managers: No. 13F File No. Name - --- ------------ ---- 01 028-05431 Sunrise Partners Limited Partnership FORM 13F INFORMATION TABLE MAK CAPITAL ONE LLC 6/30/2010 Other Reporting Manager: 01 = Sunrise Partners Limited Partnership
SHARES/ TITLE OF VALUE PRN SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - -------------- -------- ------ -------- -------- ---- ---- -------- -------- ---- ------ ---- AMN HEALTHCARE SERVICES INC COM 001744101 7,024 939,100 SH SOLE 939,100 AMN HEALTHCARE SERVICES INC COM 001744101 1,738 232,407 SH DEFINED 01 232,407 AGILYSYS INC COM 00847J105 20,077 3,000,985 SH SOLE 3,000,985 AGILYSYS INC COM 00847J105 11,857 1,772,286 SH DEFINED 01 1,772,286 ALLIANT TECHSYSTEMS INC COM 018804104 2,613 42,100 SH SOLE 42,100 ALLIANT TECHSYSTEMS INC COM 018804104 635 10,229 SH DEFINED 01 10,229 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 16,730 878,211 SH SOLE 878,211 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 4,767 250,260 SH DEFINED 01 250,260 CARIZZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 13,040 16,000 PRN SOLE 16,000 CARIZZO OIL & CO INC NOTE 4.375% 6/0 144577AA1 5,175 6,350 PRN DEFINED 01 6,350 CHAMPION ENTERPRISES INC NOTE 2.750% 11/0 158496AC3 - 59,000 PRN SOLE 59,000 CHAMPION ENTERPRISES INC NOTE 2.750% 11/0 158496AC3 - 25,920 PRN DEFINED 01 25,920 EQUITABLE RES INC COM 26884L109 16,850 466,234 SH SOLE 466,234 EQUITABLE RES INC COM 26884L109 4,178 115,612 SH DEFINED 01 115,612 EXACT SCIENCES CORP COM 30063P105 8,960 2,036,383 SH SOLE 2,036,383 EXACT SCIENCES CORP COM 30063P105 5,344 1,214,520 SH DEFINED 01 1,214,520 GOLDEN STAR RES LTD CDA COM 38119T04 6,466 1,476,202 SH SOLE 1,476,202 GOLDEN STAR RES LTD CDA COM 38119T04 1,591 363,197 SH DEFINED 01 363,197 MOSAIC CO COM 61945A107 19,806 508,100 SH SOLE 508,100 MOSAIC CO COM 61945A107 5,244 134,520 SH DEFINED 01 134,520 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 250 3,627,192 SH SOLE 3,627,192 NEUROBIOLOGICAL TECHNOLOGIES COM 64124W106 110 1,592,865 SH DEFINED 01 1,592,865 POTASH CORP SASK INC COM 73755L107 38,066 441,400 SH SOLE 441,400 POTASH CORP SASK INC COM 73755L107 9,456 109,650 SH DEFINED 01 109,650 REPUBLIC SERVICES INC COM 760759100 17,038 573,100 SH SOLE 573,100 REPUBLIC SERVICES INC COM 760759100 8,809 296,299 SH DEFINED 01 296,299 THQ INC COM NEW 872443403 27,977 6,476,156 SH SOLE 6,476,156 THQ INC COM NEW 872443403 4,002 926,304 SH DEFINED 01 926,304 ZYGO CORP COM 989855101 23,982 2,957,149 SH SOLE 2,957,149 ZYGO CORP COM 989855101 6,003 740,183 SH DEFINED 01 740,183
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